Wintrust Financial Corporation
Wintrust Financial Corporation is seeking a Senior Auditor I in Internal Audit to independently and objectively assess processes to evaluate the design and effectiveness of internal controls. Internal Audit provides assurance and guidance across all lines of business (core banking – deposits / lending, mortgage lending, wealth management – broker dealer / advisory / trust, leasing, insurance premium finance, payroll financing) and corporate functions (accounting / finance, compliance, risk management, information technology, information security). Team members are encouraged to think creatively, challenge current processes, build relationships, identify and evaluate emerging risks, and hold themselves and teammates accountable in a flexible and delivery-driven environment.
Position Overview
Internal Audit at Wintrust Financial Corporation independently and objectively assesses processes to evaluate the adequacy of the design and effectiveness of internal controls. The Senior Auditor I will be primarily responsible for assisting with the planning and completion of consumer compliance program audit activities; may assist in other audit engagements as assigned. This role may also be an “Audit-In-Charge” position and will be responsible for leading audit engagements, assisting in the development / refinement of the scope of the audit, devise an appropriate testing approach, ensure workpaper quality, and audit completion timeliness. Strong communication skills are required to effectively communicate with team members and internal audit clients during the audit process and to communicate audit results. What You’ll Do
Perform various roles on audit engagements based on the needs of the team, including leading and/or staffing audits Work closely with audit manager and team members to develop and execute audit planning and fieldwork Execute testing in accordance with department and IIA standards, producing clear and concise documentation that aligns with test objectives Apply analytical skills to review information, assess audit results, and evaluate adequacy of controls Maintain professional standards as defined by IIA, Internal Audit Charter, and company policies Obtain and maintain awareness of organizational, procedural, and technological changes within responsible areas Develop positive working relationships and maintain effective communication with the audit leadership team, audit team members, audit clients, and key stakeholders Qualifications
Minimum of a bachelor’s degree from an accredited college or university with a major in Accounting, Business Administration, Finance or related field Prefer a candidate with an audit or accounting certification or working toward a related certification (e.g., CIA, CFE); consideration given to those not yet certified Minimum of 4+ years of relevant audit experience in public accounting and/or internal auditing Strong knowledge of internal audit processes (sampling, testing, process/control walkthroughs) with solid workpaper documentation skills Experience in utilizing computer-assisted audit tools and internal audit management software (TeamMate+ preferred) Benefits
Medical Insurance Dental Vision Life insurance Accidental death and dismemberment Short-term and long-term disability insurance Parental leave Employee Assistance Program (EAP) Traditional and Roth 401(k) with company match Flexible Spending Account (FSA) Employee Stock Purchase Plan at 5% discount Critical illness and accident insurance Transportation and commuting benefits Banking benefits Pet insurance Compensation
The estimated salary range for this role is $71,000.00 – $92,000.00, with eligibility to earn an annual bonus. Actual salaries vary based on qualifications, skills and experience. Equal Opportunity
From our first day in business, Wintrust has been proud to serve a variety of unique communities and people from all walks of life. Wintrust Financial Corporation, including community banking and financial services subsidiaries, is an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, age, national origin, disability, veteran status, genetic information, and other legally protected categories. Additional
Seniority level: Mid-Senior level Employment type: Full-time Job function: Accounting/Auditing and Finance Location: Chicago, IL Note: This description reflects the current job posting and is subject to change by Wintrust.
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Internal Audit at Wintrust Financial Corporation independently and objectively assesses processes to evaluate the adequacy of the design and effectiveness of internal controls. The Senior Auditor I will be primarily responsible for assisting with the planning and completion of consumer compliance program audit activities; may assist in other audit engagements as assigned. This role may also be an “Audit-In-Charge” position and will be responsible for leading audit engagements, assisting in the development / refinement of the scope of the audit, devise an appropriate testing approach, ensure workpaper quality, and audit completion timeliness. Strong communication skills are required to effectively communicate with team members and internal audit clients during the audit process and to communicate audit results. What You’ll Do
Perform various roles on audit engagements based on the needs of the team, including leading and/or staffing audits Work closely with audit manager and team members to develop and execute audit planning and fieldwork Execute testing in accordance with department and IIA standards, producing clear and concise documentation that aligns with test objectives Apply analytical skills to review information, assess audit results, and evaluate adequacy of controls Maintain professional standards as defined by IIA, Internal Audit Charter, and company policies Obtain and maintain awareness of organizational, procedural, and technological changes within responsible areas Develop positive working relationships and maintain effective communication with the audit leadership team, audit team members, audit clients, and key stakeholders Qualifications
Minimum of a bachelor’s degree from an accredited college or university with a major in Accounting, Business Administration, Finance or related field Prefer a candidate with an audit or accounting certification or working toward a related certification (e.g., CIA, CFE); consideration given to those not yet certified Minimum of 4+ years of relevant audit experience in public accounting and/or internal auditing Strong knowledge of internal audit processes (sampling, testing, process/control walkthroughs) with solid workpaper documentation skills Experience in utilizing computer-assisted audit tools and internal audit management software (TeamMate+ preferred) Benefits
Medical Insurance Dental Vision Life insurance Accidental death and dismemberment Short-term and long-term disability insurance Parental leave Employee Assistance Program (EAP) Traditional and Roth 401(k) with company match Flexible Spending Account (FSA) Employee Stock Purchase Plan at 5% discount Critical illness and accident insurance Transportation and commuting benefits Banking benefits Pet insurance Compensation
The estimated salary range for this role is $71,000.00 – $92,000.00, with eligibility to earn an annual bonus. Actual salaries vary based on qualifications, skills and experience. Equal Opportunity
From our first day in business, Wintrust has been proud to serve a variety of unique communities and people from all walks of life. Wintrust Financial Corporation, including community banking and financial services subsidiaries, is an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, age, national origin, disability, veteran status, genetic information, and other legally protected categories. Additional
Seniority level: Mid-Senior level Employment type: Full-time Job function: Accounting/Auditing and Finance Location: Chicago, IL Note: This description reflects the current job posting and is subject to change by Wintrust.
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