First Citizens Bank
Business Risk & Controls Advisor (Remote - North Carolina)
First Citizens Bank, Charlotte, North Carolina, United States, 28245
Overview
This is a remote role that may only be hired in the following location(s): Remote North Carolina. Responsibilities
Lead and execute all risk program requirements including, but not limited to, RCSA, control assurance, issue management, third party risk management, etc. Provide risk guidance and advice to further strengthen and enhance control environment including the identification, documentation and substantiation of key processes, risks, and controls. Perform process observations and ensure the alignment of RCSAs. Develop and monitor key risk indicators; identify opportunities for mitigation. Create, distribute, review and challenge risk reporting with Enterprise Loan Operations senior leadership. Identify and escalate risks, monitor issues, and engage with business in creation of mitigation plans. Develop and implement issue governance routines with business leadership. Develop control assurance test plans and coordinate process walkthroughs for SOX and first line controls. Partner with second and third line in testing, audits, and exams. Enhance policy and regulatory change management processes to aid business in building actionable implementation plans. Develops and maintains a deep understanding of the organization’s business environment, collaborates with cross-functional teams to assess impact of external factors and operationalize 2nd line requirements for the business area. Supports execution and implementation of policies, standards, and procedures within the risk management framework; assists in identifying risks and control gaps; leads tracking and resolution of issues; collaborates to develop and execute mitigation strategies; monitors status and reports to senior management; coordinates with Compliance and 2LOD for alignment. Supports regulatory and Internal Audit inquiries, examinations, and audits; assists in regulatory submissions, responses and reporting. Develops BU risk reports, monitors risk and control performance, communicates top and emerging risks, and supports governance meetings and regulatory requirements. Qualifications
Bachelor's Degree and 6 years of experience in Financial Services, First Line Risk Management, Enterprise Risk or Operations Risk OR High School Diploma or GED and 10 years of experience in Financial Services, First Line Risk, Management, Enterprise Risk or Operations Risk Preferred Area of Study: Finance or Risk Management Preferred Area of Experience: Project Management, Internal or External Consulting License or Certification Type: CRCM, PMP, CERP, CAMS; ISACA CISA, ISACA CRISC - preferred Preferred Qualifications
Knowledge of customer facing processes including onboarding, servicing, closing of deposit accounts Knowledge of call center processes for General Bank and Commercial Bank customer portfolios Knowledge of FCB’s complaints process and requirements Knowledge of Large Financial Institution risk programs, techniques, practices, and control frameworks Knowledge of banking and government regulatory requirements, guidance and processes Knowledge of operational and enterprise risk management including identification, assessment, and escalation of risk issues Ability to work with associates, senior management and committees; strong collaboration and influence Compliance certifications and/or knowledge of regulations (e.g., SCRA, UDAAP, BSA/AML) Strong problem-solving skills; ability to track and coordinate large, complex processes Proficiency with Microsoft Office (Visio, Teams, Word, Excel, PowerPoint) Details
Employment type: Full-time Job function: Accounting/Auditing and Finance Industries: Banking and Financial Services
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This is a remote role that may only be hired in the following location(s): Remote North Carolina. Responsibilities
Lead and execute all risk program requirements including, but not limited to, RCSA, control assurance, issue management, third party risk management, etc. Provide risk guidance and advice to further strengthen and enhance control environment including the identification, documentation and substantiation of key processes, risks, and controls. Perform process observations and ensure the alignment of RCSAs. Develop and monitor key risk indicators; identify opportunities for mitigation. Create, distribute, review and challenge risk reporting with Enterprise Loan Operations senior leadership. Identify and escalate risks, monitor issues, and engage with business in creation of mitigation plans. Develop and implement issue governance routines with business leadership. Develop control assurance test plans and coordinate process walkthroughs for SOX and first line controls. Partner with second and third line in testing, audits, and exams. Enhance policy and regulatory change management processes to aid business in building actionable implementation plans. Develops and maintains a deep understanding of the organization’s business environment, collaborates with cross-functional teams to assess impact of external factors and operationalize 2nd line requirements for the business area. Supports execution and implementation of policies, standards, and procedures within the risk management framework; assists in identifying risks and control gaps; leads tracking and resolution of issues; collaborates to develop and execute mitigation strategies; monitors status and reports to senior management; coordinates with Compliance and 2LOD for alignment. Supports regulatory and Internal Audit inquiries, examinations, and audits; assists in regulatory submissions, responses and reporting. Develops BU risk reports, monitors risk and control performance, communicates top and emerging risks, and supports governance meetings and regulatory requirements. Qualifications
Bachelor's Degree and 6 years of experience in Financial Services, First Line Risk Management, Enterprise Risk or Operations Risk OR High School Diploma or GED and 10 years of experience in Financial Services, First Line Risk, Management, Enterprise Risk or Operations Risk Preferred Area of Study: Finance or Risk Management Preferred Area of Experience: Project Management, Internal or External Consulting License or Certification Type: CRCM, PMP, CERP, CAMS; ISACA CISA, ISACA CRISC - preferred Preferred Qualifications
Knowledge of customer facing processes including onboarding, servicing, closing of deposit accounts Knowledge of call center processes for General Bank and Commercial Bank customer portfolios Knowledge of FCB’s complaints process and requirements Knowledge of Large Financial Institution risk programs, techniques, practices, and control frameworks Knowledge of banking and government regulatory requirements, guidance and processes Knowledge of operational and enterprise risk management including identification, assessment, and escalation of risk issues Ability to work with associates, senior management and committees; strong collaboration and influence Compliance certifications and/or knowledge of regulations (e.g., SCRA, UDAAP, BSA/AML) Strong problem-solving skills; ability to track and coordinate large, complex processes Proficiency with Microsoft Office (Visio, Teams, Word, Excel, PowerPoint) Details
Employment type: Full-time Job function: Accounting/Auditing and Finance Industries: Banking and Financial Services
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