Capital One
The qualified candidate will support various Anti-Money Laundering (AML) processes for our various lines of business, which might include suspicious activity investigations, reporting, enhanced due diligence, or other AML processes. Our ideal candidate would possess AML and investigation/research experience. In addition, strong written communication skills are highly desired. The candidate will work closely with management to ensure critical functions are fulfilled timely and accurately. This role does not include regular supervisory responsibilities.
Responsibilities
Review system generated alerts to assess presence of illicit activity that may require reporting based on Bank Secrecy Act (BSA)/AML requirements, conduct research as required, and document detailed results in written format
Review system generated alerts, ad hoc alerts and departmental referrals, and address other applicable AML processes in accordance with regulations and time limitations
Document investigative results in written format; provide sufficient research to support investigative decisions
Complete and validate quality Suspicious Activity Reports (SARs) in accordance with procedures through Financial Crimes Enforcement Network (FinCEN)
Escalate issues as appropriate for advanced investigation and analysis
Build and maintain awareness of the broader context and implications of the various types of risk affecting the business (e.g., financial, legal, reputation, etc.)
Engage with peers and team to support the AML collaborative environment
Additional responsibilities as needed
Autonomy and Supervisory Responsibilities
Level Of Supervision: Occasional supervision required
Structure Level: Structures occasional tasks independently
Typically reports to: AML Supervisor (Sr. Investigator)
Basic Qualifications
High school diploma, GED, or equivalent certification
At least 6 months investigative or research experience
At least 1 year of Microsoft Office or Google Suite experience
Preferred Qualifications
Bachelor's degree
1+ years of experience in Anti-Money Laundering (AML), Fraud, Investigations, or as an Analyst
6+ months of financial services industry experience
1+ years of experience in Investigations or Research
Association of Certified Anti-Money Laundering Specialists (ACAMS), Certified Fraud Examiner (CFE), Certified Financial Crimes Investigator (CFCI), or other relevant certification(s) or industry-related association membership
Work From Home Are you looking for a challenging role that includes the convenience of working virtually at home? You must be within 50 miles driving distance from our Capital One hub in Wilmington, DE / Richmond, VA / Plano, TX / Chicago, IL / Riverwoods, IL.
Work From Home Technology Requirements
A secure home office environment that is free from background noise and distractions
A reliable private internet connection that is not supplied by use cellular data (hot spot)
Cable or fiber connections are preferred
Internet service download speeds must be at least 5 mbps, with 10+ mbps preferred
Sustained ability to maintain latency less than 250 ms in voice calls is required
Hard wired connectivity is preferred, any use of wireless connectivity must be Private (non-public) and password protected through WPA2-PSK (AES) encryption
A private network is password protected where you have ownership or line of site to every device on the network
Capital One reserves the right to request proof of internet provider, speed and service package from the associate
Requirements are subject to change, as new systems and technology is delivered. Capital One reserves the right to modify internet service requirements with sixty (60) days notice
Work from Home Living Requirements
Candidates must live within 50 miles driving distance of one of the hub locations based in Wilmington, DE / Richmond, VA / Plano, TX / Chicago, IL / Riverwoods, IL and be comfortable coming in person whenever required with no less than 24 hours notice.
Salary Chicago, IL: $61,600 - $70,300 for AML Investigator II Plano, TX: $61,600 - $70,300 for AML Investigator II Richmond, VA: $61,600 - $70,300 for AML Investigator II Riverwoods, IL: $61,600 - $70,300 for AML Investigator II Wilmington, DE: $61,600 - $70,300 for AML Investigator II Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate’s offer letter.
EEO Statement Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City’s Fair Chance Act; Philadelphia’s Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.
Application Deadline This role is expected to accept applications for a minimum of 5 business days.
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Responsibilities
Review system generated alerts to assess presence of illicit activity that may require reporting based on Bank Secrecy Act (BSA)/AML requirements, conduct research as required, and document detailed results in written format
Review system generated alerts, ad hoc alerts and departmental referrals, and address other applicable AML processes in accordance with regulations and time limitations
Document investigative results in written format; provide sufficient research to support investigative decisions
Complete and validate quality Suspicious Activity Reports (SARs) in accordance with procedures through Financial Crimes Enforcement Network (FinCEN)
Escalate issues as appropriate for advanced investigation and analysis
Build and maintain awareness of the broader context and implications of the various types of risk affecting the business (e.g., financial, legal, reputation, etc.)
Engage with peers and team to support the AML collaborative environment
Additional responsibilities as needed
Autonomy and Supervisory Responsibilities
Level Of Supervision: Occasional supervision required
Structure Level: Structures occasional tasks independently
Typically reports to: AML Supervisor (Sr. Investigator)
Basic Qualifications
High school diploma, GED, or equivalent certification
At least 6 months investigative or research experience
At least 1 year of Microsoft Office or Google Suite experience
Preferred Qualifications
Bachelor's degree
1+ years of experience in Anti-Money Laundering (AML), Fraud, Investigations, or as an Analyst
6+ months of financial services industry experience
1+ years of experience in Investigations or Research
Association of Certified Anti-Money Laundering Specialists (ACAMS), Certified Fraud Examiner (CFE), Certified Financial Crimes Investigator (CFCI), or other relevant certification(s) or industry-related association membership
Work From Home Are you looking for a challenging role that includes the convenience of working virtually at home? You must be within 50 miles driving distance from our Capital One hub in Wilmington, DE / Richmond, VA / Plano, TX / Chicago, IL / Riverwoods, IL.
Work From Home Technology Requirements
A secure home office environment that is free from background noise and distractions
A reliable private internet connection that is not supplied by use cellular data (hot spot)
Cable or fiber connections are preferred
Internet service download speeds must be at least 5 mbps, with 10+ mbps preferred
Sustained ability to maintain latency less than 250 ms in voice calls is required
Hard wired connectivity is preferred, any use of wireless connectivity must be Private (non-public) and password protected through WPA2-PSK (AES) encryption
A private network is password protected where you have ownership or line of site to every device on the network
Capital One reserves the right to request proof of internet provider, speed and service package from the associate
Requirements are subject to change, as new systems and technology is delivered. Capital One reserves the right to modify internet service requirements with sixty (60) days notice
Work from Home Living Requirements
Candidates must live within 50 miles driving distance of one of the hub locations based in Wilmington, DE / Richmond, VA / Plano, TX / Chicago, IL / Riverwoods, IL and be comfortable coming in person whenever required with no less than 24 hours notice.
Salary Chicago, IL: $61,600 - $70,300 for AML Investigator II Plano, TX: $61,600 - $70,300 for AML Investigator II Richmond, VA: $61,600 - $70,300 for AML Investigator II Riverwoods, IL: $61,600 - $70,300 for AML Investigator II Wilmington, DE: $61,600 - $70,300 for AML Investigator II Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate’s offer letter.
EEO Statement Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City’s Fair Chance Act; Philadelphia’s Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.
Application Deadline This role is expected to accept applications for a minimum of 5 business days.
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