Northbound Executive Search
This individual’s primary role will be to assist in the monitoring of the marketplace along with any escalations of trade and/or technology issues reported by one of the regulatory entities (DTCC, NFA and CFTC). Additionally, this candidate will interact with internal and external trade support, business and IT support personnel, as well as providing second-line support (including in-depth trade analysis) to customers and internal stakeholders.
Job Responsibilities:
Support the SEF to ensure regulatory obligations are met on a daily basis and internal/external clients are content
Will be involved in expanding the business from a structural sense
Assist in the monitoring of the marketplace, along with escalation of trade and/or technology issues
Communicate with regulatory entities, including DTCC, NFA and CFTC, to ensure regulatory needs are met
Job Requirements:
Must have a strong working and practical knowledge of SwapsWire and SDR Reporting is strongly preferred
A minimum of 2 years in a client-facing role with a proven record of achievement
A keen awareness of organizational structure, so when escalation is required, escalation points are known and understood
Strong knowledge of the financial markets
Strong communication skills, as individual will be interfacing with multiple stakeholders
Strong Excel skills, including Pivot Tables, V-Lookups and SUMIFs
Compensation:
$85,000 – $105,000
Job ID:
8198 Apply First Name
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8198 Apply First Name
Last Name
Cell Phone
Resume Accepted file types are DOC, DOCX, PDF. Max file size 10MB Upload Your Resume
Currently Employed: —Please choose an option— U.S. Citizen or have proof of legal authorization to work in the U.S.? —Please choose an option— How did you hear about us? —Please choose an option—
If you were Referred, who referred you? If you chose Other above, please describe.
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