Capital One
Principal Auditor (Experienced Senior Auditor), Financial Crimes Compliance
Capital One, Deerfield, Illinois, United States, 60063
Principal Auditor (Experienced Senior Auditor), Financial Crimes Compliance
Join us at
Capital One
to lead audit engagements focused on BSA/AML, sanctions, and fraud compliance within our Financial Crimes Compliance (FCC) Audit team. You will help shape the annual audit plan, provide independent assurance, and uphold the highest ethical standards. Responsibilities
Participate in major components of business units and lead small to medium sized BSA/AML, Sanctions, and Fraud Compliance audits. Perform risk assessments of business activities and conduct testing based on identified risks and control processes. Communicate issues, risks, and recommendations to all levels of management. Operate independently, ensuring work is completed on schedule and meets quality standards. Develop and maintain strong working relationships with key business partners and the extended Audit group. Leverage data and analytical tools during planning and fieldwork phases. Follow up on agreed audit actions to ensure management delivers commitments within agreed timescales. Proactively seek learning opportunities to enhance your skills and competencies. Qualifications
Basic Qualifications Bachelor's Degree or military experience. At least 3 years of experience in auditing, Anti-Money Laundering, Fraud, or Sanctions, or a combination. Preferred Qualifications Certified Fraud Examiner (CFE), Certified Anti-Money Laundering Specialist (CAMS), Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), or relevant certification. 4+ years of experience in banking, financial services, or professional services with large banks, or a combination. 1+ year of experience performing data analysis to support internal auditing. Location & Salary
Capital One offers competitive base salaries that vary by location. Base ranges (example): Charlotte, NC: $106,700 – $121,700 Chicago, IL: $106,700 – $121,700 McLean, VA: $117,300 – $133,900 New York, NY: $128,000 – $146,100 Plano, TX: $106,700 – $121,700 Richmond, VA: $106,700 – $121,700 Riverwoods, IL: $106,700 – $121,700 This role is hybrid, with 3 days per week in-office and virtual Fridays. Seniority Level
Mid-Senior Level Employment Type
Full‑time Job Function
Accounting / Auditing and Finance Equal Opportunity Employer
Capital One is an equal opportunity employer (EOE, including disability/veteran) committed to non-discrimination in compliance with applicable laws. Capital One will consider qualified applicants with a criminal history in a manner consistent with applicable laws.
#J-18808-Ljbffr
Join us at
Capital One
to lead audit engagements focused on BSA/AML, sanctions, and fraud compliance within our Financial Crimes Compliance (FCC) Audit team. You will help shape the annual audit plan, provide independent assurance, and uphold the highest ethical standards. Responsibilities
Participate in major components of business units and lead small to medium sized BSA/AML, Sanctions, and Fraud Compliance audits. Perform risk assessments of business activities and conduct testing based on identified risks and control processes. Communicate issues, risks, and recommendations to all levels of management. Operate independently, ensuring work is completed on schedule and meets quality standards. Develop and maintain strong working relationships with key business partners and the extended Audit group. Leverage data and analytical tools during planning and fieldwork phases. Follow up on agreed audit actions to ensure management delivers commitments within agreed timescales. Proactively seek learning opportunities to enhance your skills and competencies. Qualifications
Basic Qualifications Bachelor's Degree or military experience. At least 3 years of experience in auditing, Anti-Money Laundering, Fraud, or Sanctions, or a combination. Preferred Qualifications Certified Fraud Examiner (CFE), Certified Anti-Money Laundering Specialist (CAMS), Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), or relevant certification. 4+ years of experience in banking, financial services, or professional services with large banks, or a combination. 1+ year of experience performing data analysis to support internal auditing. Location & Salary
Capital One offers competitive base salaries that vary by location. Base ranges (example): Charlotte, NC: $106,700 – $121,700 Chicago, IL: $106,700 – $121,700 McLean, VA: $117,300 – $133,900 New York, NY: $128,000 – $146,100 Plano, TX: $106,700 – $121,700 Richmond, VA: $106,700 – $121,700 Riverwoods, IL: $106,700 – $121,700 This role is hybrid, with 3 days per week in-office and virtual Fridays. Seniority Level
Mid-Senior Level Employment Type
Full‑time Job Function
Accounting / Auditing and Finance Equal Opportunity Employer
Capital One is an equal opportunity employer (EOE, including disability/veteran) committed to non-discrimination in compliance with applicable laws. Capital One will consider qualified applicants with a criminal history in a manner consistent with applicable laws.
#J-18808-Ljbffr