Capital One
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AML Quality Supervisor
role at
Capital One .
The Anti-Money Laundering (AML) Quality Supervisor supervises reviewers of various AML processes, which might include suspicious activity investigations, closing reviews, or other AML processes. The associate will work closely with AML Process Managers to perform other critical functions. The associate is also responsible for planning and conducting processes related to anti-money laundering as well as managing the workflow of the AML analysis. The AML Quality Supervisor coaches their team and teaches others about AML processes through training and education.
Additional responsibilities will include:
Operational Management & Training: Supervise daily workflow and operational metrics of AML Quality team. Daily supervision of a small central unit of Investigators. Assist with training in Regulatory Operations and in the business areas.
Policy & Procedure Impact: Contribute to internal AML Operations projects related to the modification of policies/procedures. Assess changes and how they will impact the team and overall investigative quality.
Quality Assurance: Perform assessments of quality assurance reviews on draft Suspicious Activity Reports, closing cases, and/or other AML processes.
Escalation Handling: Handle escalated issues as appropriate for advanced investigation and analysis.
Industry Knowledge: Assess internal trends, external regulatory and law enforcement environment to make recommendations to understand risk areas and alter or add typologies in certain business areas.
Basic Qualifications:
High School Diploma, GED or equivalent certification.
At least 1 year of leadership experience in Fraud, AML investigations or a Compliance role.
At least 2 years of investigative experience in Fraud or AML investigations.
Preferred Qualifications:
Bachelor's Degree.
2 + years of people leader experience in Fraud, AML investigations, or Compliance role.
3 + years of investigative experience in Fraud and AML investigations.
Certified Anti-Money Laundering Specialist (CAMS) certification, or Certified Protection Professional (CPP) certification, or Certified Fraud Examiner (CFE) certification.
At this time, Capital One will not sponsor a new applicant for employment authorization for this position.
Salary Information
Chicago, IL: $86,000 - $98,200 for AML Sr. Investigator II
Jericho, NY: $103,200 - $117,800 for AML Sr. Investigator II
McLean, VA: $94,600 - $107,900 for AML Sr. Investigator II
Plano, TX: $86,000 - $98,200 for AML Sr. Investigator II
Richmond, VA: $86,000 - $98,200 for AML Sr. Investigator II
Riverwoods, IL: $86,000 - $98,200 for AML Sr. Investigator II
Wilmington, DE: $86,000 - $98,200 for AML Sr. Investigator II
This role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.
Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being.
This role is expected to accept applications for a minimum of 5 business days.
Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries.
If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.
For technical support or questions about Capital One's recruiting process, please send an email to Careers@capitalone.com.
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AML Quality Supervisor
role at
Capital One .
The Anti-Money Laundering (AML) Quality Supervisor supervises reviewers of various AML processes, which might include suspicious activity investigations, closing reviews, or other AML processes. The associate will work closely with AML Process Managers to perform other critical functions. The associate is also responsible for planning and conducting processes related to anti-money laundering as well as managing the workflow of the AML analysis. The AML Quality Supervisor coaches their team and teaches others about AML processes through training and education.
Additional responsibilities will include:
Operational Management & Training: Supervise daily workflow and operational metrics of AML Quality team. Daily supervision of a small central unit of Investigators. Assist with training in Regulatory Operations and in the business areas.
Policy & Procedure Impact: Contribute to internal AML Operations projects related to the modification of policies/procedures. Assess changes and how they will impact the team and overall investigative quality.
Quality Assurance: Perform assessments of quality assurance reviews on draft Suspicious Activity Reports, closing cases, and/or other AML processes.
Escalation Handling: Handle escalated issues as appropriate for advanced investigation and analysis.
Industry Knowledge: Assess internal trends, external regulatory and law enforcement environment to make recommendations to understand risk areas and alter or add typologies in certain business areas.
Basic Qualifications:
High School Diploma, GED or equivalent certification.
At least 1 year of leadership experience in Fraud, AML investigations or a Compliance role.
At least 2 years of investigative experience in Fraud or AML investigations.
Preferred Qualifications:
Bachelor's Degree.
2 + years of people leader experience in Fraud, AML investigations, or Compliance role.
3 + years of investigative experience in Fraud and AML investigations.
Certified Anti-Money Laundering Specialist (CAMS) certification, or Certified Protection Professional (CPP) certification, or Certified Fraud Examiner (CFE) certification.
At this time, Capital One will not sponsor a new applicant for employment authorization for this position.
Salary Information
Chicago, IL: $86,000 - $98,200 for AML Sr. Investigator II
Jericho, NY: $103,200 - $117,800 for AML Sr. Investigator II
McLean, VA: $94,600 - $107,900 for AML Sr. Investigator II
Plano, TX: $86,000 - $98,200 for AML Sr. Investigator II
Richmond, VA: $86,000 - $98,200 for AML Sr. Investigator II
Riverwoods, IL: $86,000 - $98,200 for AML Sr. Investigator II
Wilmington, DE: $86,000 - $98,200 for AML Sr. Investigator II
This role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.
Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being.
This role is expected to accept applications for a minimum of 5 business days.
Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries.
If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.
For technical support or questions about Capital One's recruiting process, please send an email to Careers@capitalone.com.
#J-18808-Ljbffr