Atlantic Group
Compliance Associate
Base pay range
$90,000.00/yr - $110,000.00/yr
Additional compensation
Annual Bonus
Compensation: $90,000-110,000 base + bonus
About the role We are representing a Compliance opportunity with a well-established Hedge Fund. The firm has been around for over 20 years and has approximately $5 billion in AUM. This hire will work in office on a hybrid schedule. This individual will join a small compliance team and report directly into the Chief Compliance Officer.
Responsibilities
Assist with developing, reviewing, and revising compliance policies and procedures
Assist with preparation and coordination of regulatory filings
Assist with email surveillance, political contributions pre clearances, and personal trading pre clearances
Assist with employee compliance training and new hire onboarding
Assist with preparation and maintenance of committee and board meeting minutes
Assist COO to handle any regulatory inspections, audits, or inquiries
Qualifications
1-3 years of compliance experience at an investment management firm, financial institution, or consulting firm
Seniority level Associate
Employment type Full-time
Job function Legal
Industries Venture Capital and Private Equity Principals and Financial Services
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Additional compensation
Annual Bonus
Compensation: $90,000-110,000 base + bonus
About the role We are representing a Compliance opportunity with a well-established Hedge Fund. The firm has been around for over 20 years and has approximately $5 billion in AUM. This hire will work in office on a hybrid schedule. This individual will join a small compliance team and report directly into the Chief Compliance Officer.
Responsibilities
Assist with developing, reviewing, and revising compliance policies and procedures
Assist with preparation and coordination of regulatory filings
Assist with email surveillance, political contributions pre clearances, and personal trading pre clearances
Assist with employee compliance training and new hire onboarding
Assist with preparation and maintenance of committee and board meeting minutes
Assist COO to handle any regulatory inspections, audits, or inquiries
Qualifications
1-3 years of compliance experience at an investment management firm, financial institution, or consulting firm
Seniority level Associate
Employment type Full-time
Job function Legal
Industries Venture Capital and Private Equity Principals and Financial Services
#J-18808-Ljbffr