Alpaca
Who We Are
Alpaca is a US‑headquartered self‑clearing broker‑dealer and brokerage infrastructure for stocks, ETFs, options, crypto, fixed income, 24/5 trading, and more. Our recent Series C funding round brought our total investment to over $170 million, fueling our ambitious vision.
Alpaca is a licensed financial services company serving hundreds of financial institutions across 40 countries with our institutional‑grade APIs, including broker‑dealers, investment advisors, wealth managers, hedge funds, and crypto exchanges, totalling over 6 million brokerage accounts.
Our global team is a diverse group of experienced engineers, traders, and brokerage professionals working to achieve our mission of opening financial services to everyone on the planet. We’re deeply committed to open‑source contributions and fostering a vibrant community, continuously enhancing our award‑winning, developer‑friendly API and the robust infrastructure behind it.
Alpaca is proudly backed by top‑tier global investors, including Portage Ventures, Spark Capital, Tribe Capital, Social Leverage, Horizons Ventures, Unbound, SBI Group, Derayah Financial, Elefund, and Y Combinator.
Your Role Lead global license strategy and applications
across multiple jurisdictions (U.S., Canada, U.K./EU, MENA, APAC, LATAM), including new entity formation, application preparation, and full lifecycle project management to approval.
Responsibilities
Own the end‑to‑end process of obtaining, establishing, and launching regulatory licenses across multiple jurisdictions.
Lead all aspects of license applications and renewals.
Draft and maintain policies, procedures, compliance manuals, and operational frameworks aligned with local regulations.
Develop business plans, governance structures, and regulatory strategies to support new market entries.
Manage preparation and submission of application materials, including forms, disclosures, and supporting documentation.
Coordinate with internal stakeholders, regulators, and external counsel to ensure timely and successful approvals.
Coordinate regulatory submissions for securities, crypto, and futures/derivatives licenses (e.g., broker‑dealer, investment dealer, crypto asset service provider, money transmitter, introducing broker, FCM, or equivalent).
Partner cross‑functionally with Legal, Compliance, Risk, Finance, InfoSec, and Product teams to compile policies, procedures, corporate governance documents, and capital materials supporting applications.
Oversee license maintenance—ensure renewals, notifications, ownership or officer changes, and condition fulfillments are tracked and submitted on time in all jurisdictions.
Conduct market assessments—analyze new licensing opportunities, compare frameworks, and recommend strategic sequencing of global license expansion.
Maintain a global license inventory and centralized repository of approvals, conditions, and regulator correspondence, with periodic leadership reporting and dashboards.
Support strategic initiatives and M&A by coordinating change‑of‑control or post‑transaction regulatory approvals with local counsel and regulators.
Monitor regulatory developments affecting Alpaca’s existing and prospective licenses, providing early visibility and strategic guidance to leadership.
Required Qualifications and Experience
7–12+ years of experience in international licensing and regulatory affairs within financial services, fintech, or digital assets (broker‑dealer, FCM, crypto exchange, or payments firm).
Demonstrated success leading multi‑jurisdiction license applications and regulator engagements across North America, Latin America, Europe, the Middle East, and Asia.
Strong working knowledge of cross‑border regulatory frameworks and authorities (SEC/FINRA, CFTC/NFA, CIRO, FCA, CNMV, MAS, ADGM, CMA, DFSA, ASIC, etc.).
Excellent relationship management skills with regulators and local counsel; diplomatic communicator who can represent the company in regulator‑facing discussions.
Proven ability to manage complex, high‑stakes licensing projects end‑to‑end with minimal oversight.
Strong drafting and organizational skills with meticulous attention to accuracy and presentation.
Nice to have: experience structuring new entities, advising on prudential capital and governance requirements, and managing post‑approval conditions or renewals.
Benefits
Competitive Salary & Stock Options
Health Benefits
New Hire Home‑Office Setup: One‑time USD $500
Monthly Stipend: USD $150 per month via a Brex Card
Alpaca is proud to be an equal opportunity workplace dedicated to pursuing and hiring a diverse workforce.
#J-18808-Ljbffr
Alpaca is a licensed financial services company serving hundreds of financial institutions across 40 countries with our institutional‑grade APIs, including broker‑dealers, investment advisors, wealth managers, hedge funds, and crypto exchanges, totalling over 6 million brokerage accounts.
Our global team is a diverse group of experienced engineers, traders, and brokerage professionals working to achieve our mission of opening financial services to everyone on the planet. We’re deeply committed to open‑source contributions and fostering a vibrant community, continuously enhancing our award‑winning, developer‑friendly API and the robust infrastructure behind it.
Alpaca is proudly backed by top‑tier global investors, including Portage Ventures, Spark Capital, Tribe Capital, Social Leverage, Horizons Ventures, Unbound, SBI Group, Derayah Financial, Elefund, and Y Combinator.
Your Role Lead global license strategy and applications
across multiple jurisdictions (U.S., Canada, U.K./EU, MENA, APAC, LATAM), including new entity formation, application preparation, and full lifecycle project management to approval.
Responsibilities
Own the end‑to‑end process of obtaining, establishing, and launching regulatory licenses across multiple jurisdictions.
Lead all aspects of license applications and renewals.
Draft and maintain policies, procedures, compliance manuals, and operational frameworks aligned with local regulations.
Develop business plans, governance structures, and regulatory strategies to support new market entries.
Manage preparation and submission of application materials, including forms, disclosures, and supporting documentation.
Coordinate with internal stakeholders, regulators, and external counsel to ensure timely and successful approvals.
Coordinate regulatory submissions for securities, crypto, and futures/derivatives licenses (e.g., broker‑dealer, investment dealer, crypto asset service provider, money transmitter, introducing broker, FCM, or equivalent).
Partner cross‑functionally with Legal, Compliance, Risk, Finance, InfoSec, and Product teams to compile policies, procedures, corporate governance documents, and capital materials supporting applications.
Oversee license maintenance—ensure renewals, notifications, ownership or officer changes, and condition fulfillments are tracked and submitted on time in all jurisdictions.
Conduct market assessments—analyze new licensing opportunities, compare frameworks, and recommend strategic sequencing of global license expansion.
Maintain a global license inventory and centralized repository of approvals, conditions, and regulator correspondence, with periodic leadership reporting and dashboards.
Support strategic initiatives and M&A by coordinating change‑of‑control or post‑transaction regulatory approvals with local counsel and regulators.
Monitor regulatory developments affecting Alpaca’s existing and prospective licenses, providing early visibility and strategic guidance to leadership.
Required Qualifications and Experience
7–12+ years of experience in international licensing and regulatory affairs within financial services, fintech, or digital assets (broker‑dealer, FCM, crypto exchange, or payments firm).
Demonstrated success leading multi‑jurisdiction license applications and regulator engagements across North America, Latin America, Europe, the Middle East, and Asia.
Strong working knowledge of cross‑border regulatory frameworks and authorities (SEC/FINRA, CFTC/NFA, CIRO, FCA, CNMV, MAS, ADGM, CMA, DFSA, ASIC, etc.).
Excellent relationship management skills with regulators and local counsel; diplomatic communicator who can represent the company in regulator‑facing discussions.
Proven ability to manage complex, high‑stakes licensing projects end‑to‑end with minimal oversight.
Strong drafting and organizational skills with meticulous attention to accuracy and presentation.
Nice to have: experience structuring new entities, advising on prudential capital and governance requirements, and managing post‑approval conditions or renewals.
Benefits
Competitive Salary & Stock Options
Health Benefits
New Hire Home‑Office Setup: One‑time USD $500
Monthly Stipend: USD $150 per month via a Brex Card
Alpaca is proud to be an equal opportunity workplace dedicated to pursuing and hiring a diverse workforce.
#J-18808-Ljbffr