Social Capital Resources
Social Capital Resources provided pay range
This range is provided by Social Capital Resources. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.
Base pay range $90,000.00/yr - $115,000.00/yr
Top‑tier Investment Bank firm in Midtown, Manhattan is seeking a Client Onboarding AVP for a permanent position!
Responsibilities:
Use strong communication skills (verbal and written) in order to on‑board new clients to the bank and perform the necessary due diligence to ensure that potential new clients meet all the current KYC (Know Your Client) and AML (Anti‑Money Laundering) requirements, including OFAC/World Check Screening; ensure the integrity of the information and documentation is correct and in good form; review and adhere to KYC Policy, Collective Fund & Hedge Fund Policy and AML/OFAC policies and procedures; applying all CIP (Customer Identification Procedure) regulatory requirements to clients and maintaining a working relationship with the business line.
Perform a pivotal role in the management of operational risk.
Provide the team with guidance, support and training as needed in order to ensure a high quality standards and productivity.
Lead in the communication of Know Your Client (KYC) memos to the Client Acceptance Committee.
Advise team members in the development and implementation of escalation procedures for KYC / AML unresolved items.
Maintain a working knowledge of AML and OFAC regulations and in order to relate them to Bank policies and procedures.
Maintain strong working relationship with AML Compliance with an emphasis placed on the onboarding and review of high and medium‑high risk clients.
Ensure the proper application of KYC principals (including FATF EU 3rd AML Directive, US Patriot Act, and FINRA) into strong quality assurance controls.
Ensure team’s adherence to the global and local requirements of client onboarding.
Guide the KYC team in addressing data requests from internal & external auditors.
Seniority level Mid‑Senior level
Employment type Full‑time
Job function Finance
Industries Financial Services and Banking
Referrals increase your chances of interviewing at Social Capital Resources by 2x
Benefits
Medical insurance
Vision insurance
401(k)
Paid maternity leave
Disability insurance
Paid paternity leave
#J-18808-Ljbffr
Base pay range $90,000.00/yr - $115,000.00/yr
Top‑tier Investment Bank firm in Midtown, Manhattan is seeking a Client Onboarding AVP for a permanent position!
Responsibilities:
Use strong communication skills (verbal and written) in order to on‑board new clients to the bank and perform the necessary due diligence to ensure that potential new clients meet all the current KYC (Know Your Client) and AML (Anti‑Money Laundering) requirements, including OFAC/World Check Screening; ensure the integrity of the information and documentation is correct and in good form; review and adhere to KYC Policy, Collective Fund & Hedge Fund Policy and AML/OFAC policies and procedures; applying all CIP (Customer Identification Procedure) regulatory requirements to clients and maintaining a working relationship with the business line.
Perform a pivotal role in the management of operational risk.
Provide the team with guidance, support and training as needed in order to ensure a high quality standards and productivity.
Lead in the communication of Know Your Client (KYC) memos to the Client Acceptance Committee.
Advise team members in the development and implementation of escalation procedures for KYC / AML unresolved items.
Maintain a working knowledge of AML and OFAC regulations and in order to relate them to Bank policies and procedures.
Maintain strong working relationship with AML Compliance with an emphasis placed on the onboarding and review of high and medium‑high risk clients.
Ensure the proper application of KYC principals (including FATF EU 3rd AML Directive, US Patriot Act, and FINRA) into strong quality assurance controls.
Ensure team’s adherence to the global and local requirements of client onboarding.
Guide the KYC team in addressing data requests from internal & external auditors.
Seniority level Mid‑Senior level
Employment type Full‑time
Job function Finance
Industries Financial Services and Banking
Referrals increase your chances of interviewing at Social Capital Resources by 2x
Benefits
Medical insurance
Vision insurance
401(k)
Paid maternity leave
Disability insurance
Paid paternity leave
#J-18808-Ljbffr