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FlexProfessionals

Senior Wealth Advisor

FlexProfessionals, Madison, Wisconsin, us, 53774

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Leading Registered Investment Advisor firm with a nationwide presence seeking a Senior Wealth Advisor for its Wisconsin regional offices

Company:

Top RIA firm rated by Barron's Financial Magazine providing family office services and institutional grade portfolio management for families

Hours/Schedule:

Full-time, flexible

Benefits:

Competitive benefits including health/dental/vision and 401 K. Additional benefits include employee assistance programs, wellness programs, parking, commuter benefits, and life insurance.

Job Type:

Direct

Location Requirements:

Hybrid

Rate:

$140K base salary plus bonus

Job Description:

The Senior Wealth Advisor focuses on deepening relationships with an established base of high-net-worth clients and organically growing their practice through referrals, while leveraging our unified in-house team of experts to help clients achieve their financial goals.

Responsibilities:

Partners with affluent clients to identify their financial goals, analyze their financial landscape and develop recommendations that help them work towards well defined financial objectives.

Communicates complex financial solutions to clients, utilizing interpersonal communication and relationship building skills.

Ensures client retention by building meaningful and long-lasting relationships, alongside the development and implementation of appropriate financial solutions.

Leverages the firm’s broad set of solutions including tax, estate planning, insurance, and more to provide a comprehensive offering to our clients

Ensures adherence to compliance and regulatory policies as well as company standards of client care

Acts as a fiduciary, placing client interests and outcomes first

Qualifications:

Bachelor's degree from an accredited institution (preferably Business, Economics, Accounting or Finance related); Master’s degree a plus

10+ years of job-related experience

Certified Financial Planner (CFP) designation required. In lieu of the CFP, the following certifications may be acceptable: Chartered Financial Consultant (ChFC), Personal Financial Specialist (PFS), Chartered Financial Analyst (CFA), Chartered Investment Consultant (CIC).

Series 65 required, unless any of the above designations qualify for an exemption in the applicable state(s)

Advanced knowledge of the industry, financial products, and financial planning concepts

Superior communication skills, with the ability to effectively present investment, finance, and tax planning solutions to clients

Advanced knowledge of the economic landscape/general understanding of impact on the Firm and clients

Expert at collaboration and willing to help others

Sales aptitude and experience is preferred

An entrepreneurial spirit and growth-mindset, with a positive attitude that contributes to a positive work environment

Strong core understanding of our investments and ISG, along with the ability to perform asset allocation and analysis for portfolio reviews

Comprehensive understanding of compliance requirements

Ability to travel up to 20% as required for client meetings, company training, etc.

FlexProfessionals respects and seeks to empower each individual and support the diverse cultures, perspectives, skills, and experiences of its candidate network. FlexProfessionals does not discriminate on the basis of race, religion, color, sex, gender identity or expression, sexual orientation, age, non-disqualifying physical or mental disability, national origin, veteran status, or any other basis covered by appropriate law. The candidates whose resumes are shared with our business clients are selected on the basis of qualifications, merit, and business needs.

Seniority level:

Mid-Senior level

Employment type:

Full-time

Job function:

Finance

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