RBC Capital Markets, LLC
Audit Manager - Wealth and Asset Management
RBC Capital Markets, LLC, Jersey City, New Jersey, United States, 07390
Overview
What is the opportunity?
The Audit Manager role is an individual contributor role, wherein the successful candidate executes audit programs, assesses risks, analyzes results of testing performed, and effectively communicates audit results to the Audit Senior Manager/Director and senior management in meetings, presentations, and/or written reports and memorandums. Additionally, the position is responsible for maintaining and executing continuous monitoring program in accordance with audit methodology and taking into consideration industry development, emerging risks, and regulatory changes and expectations.
Responsibilities
Execute and evaluate audit test plans for projects of low to medium complexity with a risk-based audit approach.
Assess risks and controls, design comprehensive audit programs, execute audit procedures, analyze and synthesize results of testing performed, effectively communicate results to senior management to affect change, and deliver well written audit reports and other forms of communication.
Collaborate with other audit groups to effectively plan, integrate and execute audits. Understand fraud, BSA/AML and general IT risks in order to identify and assess key control activities in business processes.
Lead and execute continuous monitoring activities periodically for the area assigned. Gather and evaluate information received from business units and other external/regulatory sources.
Support the Audit Director proactively in their ongoing monitoring and discussions with business management.
Advise stakeholders on internal control and governance matters and conduct proactive and ongoing risk management discussions with business leaders.
Influence key stakeholders to gain buy-in, overcome challenges and deliver on high priority initiatives, and draw conclusions or make recommendations based on audit evidence that may involve ambiguity.
Qualifications Must-have
Bachelor's Degree
Minimum of 3 years of audit or related experience in banking operations, compliance, and/or risk management activities.
Minimum 1 year of experience conducting internal audits within financial institutions.
Nice-to-have
Relevant professional certifications (CPA, CIA, CISA, CISSP, CAMS, CFE)
What’s in it for you? We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
A comprehensive Total Rewards Program including competitive compensation and flexible benefits, such as 401(k) program with company-matching contributions, health, dental, vision, life, disability insurance, and paid-time off.
Leaders who support your development through coaching and managing opportunities.
Ability to make a difference and lasting impact.
Work in a dynamic, collaborative, progressive, and high-performing team.
Opportunities to do challenging work.
Opportunities to build close relationships with clients.
Additional Job Details
Address:
GOLDMAN SACHS TOWER, 30 HUDSON STREET, JERSEY CITY
City:
Jersey City
Country:
United States of America
Work hours/week:
40
Employment Type:
Full time
Platform:
INTERNAL AUDIT
Job Type:
Regular
Pay Type:
Salaried
Posted Date:
2025-10-08
Application Deadline:
2025-11-17
Inclusion
and Equal Opportunity Employment
At RBC, we believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.
Join our Talent Community Stay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips and Recruitment events that matter to you.
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The Audit Manager role is an individual contributor role, wherein the successful candidate executes audit programs, assesses risks, analyzes results of testing performed, and effectively communicates audit results to the Audit Senior Manager/Director and senior management in meetings, presentations, and/or written reports and memorandums. Additionally, the position is responsible for maintaining and executing continuous monitoring program in accordance with audit methodology and taking into consideration industry development, emerging risks, and regulatory changes and expectations.
Responsibilities
Execute and evaluate audit test plans for projects of low to medium complexity with a risk-based audit approach.
Assess risks and controls, design comprehensive audit programs, execute audit procedures, analyze and synthesize results of testing performed, effectively communicate results to senior management to affect change, and deliver well written audit reports and other forms of communication.
Collaborate with other audit groups to effectively plan, integrate and execute audits. Understand fraud, BSA/AML and general IT risks in order to identify and assess key control activities in business processes.
Lead and execute continuous monitoring activities periodically for the area assigned. Gather and evaluate information received from business units and other external/regulatory sources.
Support the Audit Director proactively in their ongoing monitoring and discussions with business management.
Advise stakeholders on internal control and governance matters and conduct proactive and ongoing risk management discussions with business leaders.
Influence key stakeholders to gain buy-in, overcome challenges and deliver on high priority initiatives, and draw conclusions or make recommendations based on audit evidence that may involve ambiguity.
Qualifications Must-have
Bachelor's Degree
Minimum of 3 years of audit or related experience in banking operations, compliance, and/or risk management activities.
Minimum 1 year of experience conducting internal audits within financial institutions.
Nice-to-have
Relevant professional certifications (CPA, CIA, CISA, CISSP, CAMS, CFE)
What’s in it for you? We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
A comprehensive Total Rewards Program including competitive compensation and flexible benefits, such as 401(k) program with company-matching contributions, health, dental, vision, life, disability insurance, and paid-time off.
Leaders who support your development through coaching and managing opportunities.
Ability to make a difference and lasting impact.
Work in a dynamic, collaborative, progressive, and high-performing team.
Opportunities to do challenging work.
Opportunities to build close relationships with clients.
Additional Job Details
Address:
GOLDMAN SACHS TOWER, 30 HUDSON STREET, JERSEY CITY
City:
Jersey City
Country:
United States of America
Work hours/week:
40
Employment Type:
Full time
Platform:
INTERNAL AUDIT
Job Type:
Regular
Pay Type:
Salaried
Posted Date:
2025-10-08
Application Deadline:
2025-11-17
Inclusion
and Equal Opportunity Employment
At RBC, we believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.
Join our Talent Community Stay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips and Recruitment events that matter to you.
#J-18808-Ljbffr