Capital One
Overview
Capital One’s Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization’s Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a collaborative, agile environment to deliver value-added opinions and recommendations. Audit's vision to provide high value, independent, proactive insights, to innovate with technology, and to be a top-notch talent destination, creates a dynamic and challenging atmosphere for both personal growth and professional opportunity. Capital One is seeking an energetic, self-motivated Audit Manager interested in becoming part of our Audit team. As a member of the Audit team, the candidate will focus on audits of Financial Crime Compliance. Responsibilities
Plan, perform, and lead BSA / AML Compliance and Fraud audits at the enterprise level as well as other diverse lines of business and specialty areas Perform AML and Fraud risk assessments of business activities, potential risks exposures, and materiality of loss Design and perform compliance audit procedures, including identifying and defining issues, reviewing and analyzing evidence, and documenting processes Provide significant input into the development of the annual audit plan Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery Establish and build working relationships with internal and external management Communicate the results of audit projects to management (written reports/oral presentations) Manage staff during audit engagements and provide feedback on work performed Ideal teammate characteristics
You adapt to change, embrace bold ideas, and are intellectually curious. You like to ask questions and test assumptions. You seek to deepen relationships and shared objectives with your business partners to deliver an elevated value proposition and outstanding business results. You’re a firm believer that data will only make you a better Auditor. This part will require looking at some data, so you’ll want to ensure that analytics doesn’t scare you off. You're a teacher. You have a passion for coaching and investing in the development of your team. Lastly, you create energy and an environment that make it easy to attract, hire, and retain top talent. Qualifications
Basic Qualifications
Bachelor’s Degree or military experience At least 5 years of experience in auditing, at least 5 years in compliance, at least 5 years in risk management, or a combination At least 3 years of experience in financial crimes compliance At least 3 years of experience leading audits and performing in the role of auditor-in-charge Preferred Qualifications
Master’s Degree in Auditing, Accounting, Finance, or MBA Certifications such as CAMS, CIA, CPA, CRCM, or CFE 6+ years of experience in auditing, 6+ years in compliance, 6+ years in risk management, or a combination 6+ years of experience in one or more areas of compliance (e.g., consumer, AML, Fraud, brokerage, wealth management, or trust) 1+ years of experience with data analytics tools in support of internal audit Note:
At this time, Capital One will not sponsor a new applicant for employment authorization for this position. This role is hybrid meaning associates will spend 3 days per week in-person at one of our offices listed on this job posting. Fridays are enterprise-wide virtual work days. Monday, Tuesday, Wednesday and Thursday are in-person days for associates to spend time together working in our team areas. Location-based salary and benefits
The minimum and maximum full-time annual salaries for this role are listed below, by location. Salaries for part-time roles will be prorated. Locations and ranges include: Charlotte, NC: $132,800 - $151,600 Chicago, IL: $132,800 - $151,600 McLean, VA: $146,100 - $166,700 New York, NY: $159,400 - $181,900 Plano, TX: $132,800 - $151,600 Richmond, VA: $132,800 - $151,600 Riverwoods, IL: $132,800 - $151,600 Candidates hired to work in other locations will be subject to the pay range associated with that location. This role is eligible for performance-based incentive compensation, which may include cash bonuses and/or long-term incentives. Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits. Eligibility varies based on status and role. This role is expected to accept applications for a minimum of 5 business days. No agencies please. Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable laws. Capital One provides accommodations for applicants with disabilities where required. For assistance, contact RecruitingAccommodation@capitalone.com. Capital One does not provide, endorse nor guarantee third-party products or services available through this site. Capital One Financial is made up of several entities. Some roles posted in Canada are for Capital One Canada, in the UK for Capital One Europe, and in the Philippines for COPSSC. If you have visited our site for employment opportunities or to apply, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or RecruitingAccommodation@capitalone.com. All information will be kept confidential and used only to provide needed reasonable accommodations.
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Capital One’s Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization’s Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a collaborative, agile environment to deliver value-added opinions and recommendations. Audit's vision to provide high value, independent, proactive insights, to innovate with technology, and to be a top-notch talent destination, creates a dynamic and challenging atmosphere for both personal growth and professional opportunity. Capital One is seeking an energetic, self-motivated Audit Manager interested in becoming part of our Audit team. As a member of the Audit team, the candidate will focus on audits of Financial Crime Compliance. Responsibilities
Plan, perform, and lead BSA / AML Compliance and Fraud audits at the enterprise level as well as other diverse lines of business and specialty areas Perform AML and Fraud risk assessments of business activities, potential risks exposures, and materiality of loss Design and perform compliance audit procedures, including identifying and defining issues, reviewing and analyzing evidence, and documenting processes Provide significant input into the development of the annual audit plan Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery Establish and build working relationships with internal and external management Communicate the results of audit projects to management (written reports/oral presentations) Manage staff during audit engagements and provide feedback on work performed Ideal teammate characteristics
You adapt to change, embrace bold ideas, and are intellectually curious. You like to ask questions and test assumptions. You seek to deepen relationships and shared objectives with your business partners to deliver an elevated value proposition and outstanding business results. You’re a firm believer that data will only make you a better Auditor. This part will require looking at some data, so you’ll want to ensure that analytics doesn’t scare you off. You're a teacher. You have a passion for coaching and investing in the development of your team. Lastly, you create energy and an environment that make it easy to attract, hire, and retain top talent. Qualifications
Basic Qualifications
Bachelor’s Degree or military experience At least 5 years of experience in auditing, at least 5 years in compliance, at least 5 years in risk management, or a combination At least 3 years of experience in financial crimes compliance At least 3 years of experience leading audits and performing in the role of auditor-in-charge Preferred Qualifications
Master’s Degree in Auditing, Accounting, Finance, or MBA Certifications such as CAMS, CIA, CPA, CRCM, or CFE 6+ years of experience in auditing, 6+ years in compliance, 6+ years in risk management, or a combination 6+ years of experience in one or more areas of compliance (e.g., consumer, AML, Fraud, brokerage, wealth management, or trust) 1+ years of experience with data analytics tools in support of internal audit Note:
At this time, Capital One will not sponsor a new applicant for employment authorization for this position. This role is hybrid meaning associates will spend 3 days per week in-person at one of our offices listed on this job posting. Fridays are enterprise-wide virtual work days. Monday, Tuesday, Wednesday and Thursday are in-person days for associates to spend time together working in our team areas. Location-based salary and benefits
The minimum and maximum full-time annual salaries for this role are listed below, by location. Salaries for part-time roles will be prorated. Locations and ranges include: Charlotte, NC: $132,800 - $151,600 Chicago, IL: $132,800 - $151,600 McLean, VA: $146,100 - $166,700 New York, NY: $159,400 - $181,900 Plano, TX: $132,800 - $151,600 Richmond, VA: $132,800 - $151,600 Riverwoods, IL: $132,800 - $151,600 Candidates hired to work in other locations will be subject to the pay range associated with that location. This role is eligible for performance-based incentive compensation, which may include cash bonuses and/or long-term incentives. Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits. Eligibility varies based on status and role. This role is expected to accept applications for a minimum of 5 business days. No agencies please. Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable laws. Capital One provides accommodations for applicants with disabilities where required. For assistance, contact RecruitingAccommodation@capitalone.com. Capital One does not provide, endorse nor guarantee third-party products or services available through this site. Capital One Financial is made up of several entities. Some roles posted in Canada are for Capital One Canada, in the UK for Capital One Europe, and in the Philippines for COPSSC. If you have visited our site for employment opportunities or to apply, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or RecruitingAccommodation@capitalone.com. All information will be kept confidential and used only to provide needed reasonable accommodations.
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