Advisors Asset Management ETFs
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ETF Product Development
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Advisors Asset Management ETFs The ETF Product Development position will work directly with the team to help manage all ETF business relationships, including index providers, exchanges, sub-advisors, Market Makers, Authorized Participants, and distribution partners, and carry out the day-to-day operations of AAM’s ETF business. Locations Available: Manhattan, NY ESSENTIAL RESPONSIBILITIES : Drive product management including creation, launch and ongoing support. Oversee all aspects of the ETF process including sub-advisor oversight. Creates and maintain policies and procedures for ETF operations. Review of ETF offering documents, prospectuses, operating memorandums, and key fund documentation Create and maintain, Board and ETF committee material. Work closely with accounting, custody, administration, and compliance teams. Foster strong relationships with Authorized Participants, Market Makers and Broker Dealers while acting as an intermediary between liquidity providers and investors. Work to continue our efforts to automate and integrate tasks. QUALIFICATIONS : Working knowledge of a wide variety of security types, including equities, bonds, FX and derivatives Awareness of regulatory and industry changes and how it impacts the business & operations Strong investment acumen and background specifically when it comes to ETFs, factor investing and asset allocation Motivated team player with strong interpersonal, organizational, & time management skills Strong technical skills required (Excel, Power Point, Access, Bloomberg, etc) EDUCATION and/or EXPERIENCE : Required Education: Bachelor's Degree required; CFA, MBA, CIMA, CAIA or advanced degree preferred Required Certifications: FINRA Series 7 & 63 a plus 3+ years of experience in the ETF ecosystem, specifically in a Product Development, Portfolio Management, Capital Markets or ETF Operations capacity Established in 1979, AAM has become a highly respected financial force providing complete portfolio solutions tailored to the individual needs of financial professionals. Our results-oriented advisor-centric service model and industry experience differentiates us from the competition by adding real value to your financial services business. For over 45 years, AAM has been a trusted resource for financial advisors and broker/dealers. The firm offers access to alternatives, exchange-traded funds, the fixed income markets, managed accounts, mutual funds, structured products, and unit investment trusts. AAM is a part of SLC Management, the institutional alternatives and traditional asset management business of Sun Life. AAM is a SEC registered investment advisor and member FINRA/SIPC. Advisors Asset Management is an Equal Opportunity Employer and a participant in E-Verify.
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ETF Product Development
role at
Advisors Asset Management ETFs The ETF Product Development position will work directly with the team to help manage all ETF business relationships, including index providers, exchanges, sub-advisors, Market Makers, Authorized Participants, and distribution partners, and carry out the day-to-day operations of AAM’s ETF business. Locations Available: Manhattan, NY ESSENTIAL RESPONSIBILITIES : Drive product management including creation, launch and ongoing support. Oversee all aspects of the ETF process including sub-advisor oversight. Creates and maintain policies and procedures for ETF operations. Review of ETF offering documents, prospectuses, operating memorandums, and key fund documentation Create and maintain, Board and ETF committee material. Work closely with accounting, custody, administration, and compliance teams. Foster strong relationships with Authorized Participants, Market Makers and Broker Dealers while acting as an intermediary between liquidity providers and investors. Work to continue our efforts to automate and integrate tasks. QUALIFICATIONS : Working knowledge of a wide variety of security types, including equities, bonds, FX and derivatives Awareness of regulatory and industry changes and how it impacts the business & operations Strong investment acumen and background specifically when it comes to ETFs, factor investing and asset allocation Motivated team player with strong interpersonal, organizational, & time management skills Strong technical skills required (Excel, Power Point, Access, Bloomberg, etc) EDUCATION and/or EXPERIENCE : Required Education: Bachelor's Degree required; CFA, MBA, CIMA, CAIA or advanced degree preferred Required Certifications: FINRA Series 7 & 63 a plus 3+ years of experience in the ETF ecosystem, specifically in a Product Development, Portfolio Management, Capital Markets or ETF Operations capacity Established in 1979, AAM has become a highly respected financial force providing complete portfolio solutions tailored to the individual needs of financial professionals. Our results-oriented advisor-centric service model and industry experience differentiates us from the competition by adding real value to your financial services business. For over 45 years, AAM has been a trusted resource for financial advisors and broker/dealers. The firm offers access to alternatives, exchange-traded funds, the fixed income markets, managed accounts, mutual funds, structured products, and unit investment trusts. AAM is a part of SLC Management, the institutional alternatives and traditional asset management business of Sun Life. AAM is a SEC registered investment advisor and member FINRA/SIPC. Advisors Asset Management is an Equal Opportunity Employer and a participant in E-Verify.
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