Capital One National Association
Anti-Money Laundering (AML) Quality Associate
Capital One National Association, Wilmington, Delaware, us, 19894
Overview
The Anti-Money Laundering (AML) Quality Associate is an integral part of the Financial Intelligence Unit (FIU) Investigations Support Team, providing support to FIU teams by performing quality assurance (QA) tasks related to suspicious activity decisions. This role is part of a highly collaborative, mission-oriented team that ensures potentially unusual or suspicious transactions are appropriately identified, documented, and filed with the appropriate authorities. Additionally, the AML Quality Associate will escalate to leadership any suspicious activity investigation that has not been decisioned appropriately within the Bank Secrecy Act (BSA)/AML framework and company policies and procedures. Responsibilities
Work with FIU Supervisors and Investigators to uphold the high bar of their teams’ investigation quality Assist Investigations team in process improvements, change management and QA Work with supervisors to escalate potential gaps and deliver suggestions for training and improvement based on data, for both investigation and quality processes Partner with Quality leadership, supervisors and investigators to develop a deep understanding of investigation process Review Suspicious Activity Reporting decisions to ensure that decision framework is appropriate and thorough Assess if supporting documentation from investigations is accurately captured and aligned with Suspicious Activity Reporting decisions Review Suspicious Activity Reports to ensure that all appropriate fields in the SAR form are filled out correctly, SAR narrative is thorough, and appropriate levels of supporting documentation were obtained and maintained within Actimize Document activity that is out of compliance with BSA regulatory guidance and/or AML Policies and Procedures As needed, assist Quality Management with developing reporting and metrics As needed, assist Quality Management with maintaining AML Quality Policies and Procedures Basic Qualifications
High School Diploma, GED or equivalent certification At least 1 year of Microsoft Office or Google Suite experience At least 2 years of Anti-Money Laundering experience Preferred Qualifications
Bachelor's Degree or Military experience 1 year of Quality Assurance experience or 1 year of Quality Control Audit experience 2 years of Bank Secrecy Act (BSA) investigative experience Association of Certified Anti-Money Laundering Specialists (ACAMS) certification Work From Home Technology Requirements
A secure home office environment that is free from background noise and distractions A reliable private internet connection that is not supplied by use cellular data (hot spot) Cable or fiber connections are preferred Internet service download speeds must be at least 5 mbps, with 10+ mbps preferred Sustained ability to maintain latency less than 250 ms in voice calls is required Hard wired connectivity is preferred, any use of wireless connectivity must be Private (non-public) and password protected A private network is password protected where you have ownership or line of site to every device on the network Capital One reserves the right to request proof of internet provider, speed and service package from the associate Requirements are subject to change with sixty (60) days notice Work From Home Living Requirements
Candidates must live within 50 miles driving distance of one of the hub locations based in Chicago, IL, or the listed locations and be comfortable coming in person whenever required with no less than 24 hours notice. At this time, Capital One will not sponsor a new applicant for employment authorization for this position. The minimum and maximum full-time annual salaries for this role are listed below, by location. Salaries are for candidates hired to perform work within one of these locations and refer to the amount Capital One is willing to pay at the time of posting. Salaries for part-time roles will be prorated based on hours worked. Chicago, IL: $72,800 - $83,100 for AML Sr. Investigator I; Jericho, NY: $87,400 - $99,700 for AML Sr. Investigator I; McLean, VA: $80,100 - $91,400 for AML Sr. Investigator I; New Orleans, LA: $72,800 - $83,100 for AML Sr. Investigator I; Plano, TX: $72,800 - $83,100 for AML Sr. Investigator I; Richmond, VA: $72,800 - $83,100 for AML Sr. Investigator I; Wilmington, DE: $72,800 - $83,100 for AML Sr. Investigator I Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered will be reflected in the offer letter. This role is also eligible to earn performance-based incentive compensation, which may include cash bonuses and/or long-term incentives (LTI). Incentives could be discretionary or non-discretionary depending on the plan. Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support total well-being. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level. This role is expected to accept applications for a minimum of 5 business days. Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination and to applicable laws. Capital One promotes a drug-free workplace and will consider qualified applicants with a criminal history in a manner consistent with applicable laws. If you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information provided will be kept confidential and used only to provide needed reasonable accommodations. For technical support or questions about Capital One's recruiting process, please email Careers@capitalone.com. Capital One does not provide, endorse nor guarantee third-party products or services featured on this site. Capital One Financial is made up of several entities; postings may refer to Capital One Canada, Capital One Europe or Capital One Philippines Service Corp. (COPSSC) depending on location.
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The Anti-Money Laundering (AML) Quality Associate is an integral part of the Financial Intelligence Unit (FIU) Investigations Support Team, providing support to FIU teams by performing quality assurance (QA) tasks related to suspicious activity decisions. This role is part of a highly collaborative, mission-oriented team that ensures potentially unusual or suspicious transactions are appropriately identified, documented, and filed with the appropriate authorities. Additionally, the AML Quality Associate will escalate to leadership any suspicious activity investigation that has not been decisioned appropriately within the Bank Secrecy Act (BSA)/AML framework and company policies and procedures. Responsibilities
Work with FIU Supervisors and Investigators to uphold the high bar of their teams’ investigation quality Assist Investigations team in process improvements, change management and QA Work with supervisors to escalate potential gaps and deliver suggestions for training and improvement based on data, for both investigation and quality processes Partner with Quality leadership, supervisors and investigators to develop a deep understanding of investigation process Review Suspicious Activity Reporting decisions to ensure that decision framework is appropriate and thorough Assess if supporting documentation from investigations is accurately captured and aligned with Suspicious Activity Reporting decisions Review Suspicious Activity Reports to ensure that all appropriate fields in the SAR form are filled out correctly, SAR narrative is thorough, and appropriate levels of supporting documentation were obtained and maintained within Actimize Document activity that is out of compliance with BSA regulatory guidance and/or AML Policies and Procedures As needed, assist Quality Management with developing reporting and metrics As needed, assist Quality Management with maintaining AML Quality Policies and Procedures Basic Qualifications
High School Diploma, GED or equivalent certification At least 1 year of Microsoft Office or Google Suite experience At least 2 years of Anti-Money Laundering experience Preferred Qualifications
Bachelor's Degree or Military experience 1 year of Quality Assurance experience or 1 year of Quality Control Audit experience 2 years of Bank Secrecy Act (BSA) investigative experience Association of Certified Anti-Money Laundering Specialists (ACAMS) certification Work From Home Technology Requirements
A secure home office environment that is free from background noise and distractions A reliable private internet connection that is not supplied by use cellular data (hot spot) Cable or fiber connections are preferred Internet service download speeds must be at least 5 mbps, with 10+ mbps preferred Sustained ability to maintain latency less than 250 ms in voice calls is required Hard wired connectivity is preferred, any use of wireless connectivity must be Private (non-public) and password protected A private network is password protected where you have ownership or line of site to every device on the network Capital One reserves the right to request proof of internet provider, speed and service package from the associate Requirements are subject to change with sixty (60) days notice Work From Home Living Requirements
Candidates must live within 50 miles driving distance of one of the hub locations based in Chicago, IL, or the listed locations and be comfortable coming in person whenever required with no less than 24 hours notice. At this time, Capital One will not sponsor a new applicant for employment authorization for this position. The minimum and maximum full-time annual salaries for this role are listed below, by location. Salaries are for candidates hired to perform work within one of these locations and refer to the amount Capital One is willing to pay at the time of posting. Salaries for part-time roles will be prorated based on hours worked. Chicago, IL: $72,800 - $83,100 for AML Sr. Investigator I; Jericho, NY: $87,400 - $99,700 for AML Sr. Investigator I; McLean, VA: $80,100 - $91,400 for AML Sr. Investigator I; New Orleans, LA: $72,800 - $83,100 for AML Sr. Investigator I; Plano, TX: $72,800 - $83,100 for AML Sr. Investigator I; Richmond, VA: $72,800 - $83,100 for AML Sr. Investigator I; Wilmington, DE: $72,800 - $83,100 for AML Sr. Investigator I Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered will be reflected in the offer letter. This role is also eligible to earn performance-based incentive compensation, which may include cash bonuses and/or long-term incentives (LTI). Incentives could be discretionary or non-discretionary depending on the plan. Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support total well-being. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level. This role is expected to accept applications for a minimum of 5 business days. Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination and to applicable laws. Capital One promotes a drug-free workplace and will consider qualified applicants with a criminal history in a manner consistent with applicable laws. If you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information provided will be kept confidential and used only to provide needed reasonable accommodations. For technical support or questions about Capital One's recruiting process, please email Careers@capitalone.com. Capital One does not provide, endorse nor guarantee third-party products or services featured on this site. Capital One Financial is made up of several entities; postings may refer to Capital One Canada, Capital One Europe or Capital One Philippines Service Corp. (COPSSC) depending on location.
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