Capital One
Anti-Money Laundering (AML) Quality Associate
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Anti-Money Laundering (AML) Quality Associate
role at
Capital One
The Anti-Money Laundering (AML) Quality Associate is an integral part of the Financial Intelligence Unit (FIU) Investigations Support Team, providing support by performing quality assurance (QA) tasks related to suspicious activity decisions. This role ensures potentially unusual or suspicious transactions are appropriately identified, documented, and filed with the appropriate authorities. The AML Quality Associate also escalates to leadership any suspicious activity investigation that has not been decisioned appropriately within the Bank Secrecy Act (BSA)/AML framework.
Responsibilities
Work with FIU Supervisors and Investigators to uphold the high bar of investigation quality.
Assist Investigations team in process improvements, change management and QA.
Work with supervisors to identify potential gaps and provide training and improvement suggestions based on data.
Partner with Quality leadership, supervisors and investigators to develop a deep understanding of the investigation process.
Review Suspicious Activity Reporting decisions to ensure decision framework is appropriate and thorough.
Assess if supporting documentation from investigations is accurately captured and aligned with SAR decisions.
Review Suspicious Activity Reports to ensure all appropriate fields in the SAR form are filled correctly, SAR narrative is thorough, and appropriate levels of supporting documentation were obtained and maintained within Actimize.
Document activity that is out of compliance with BSA regulatory guidance and/or AML policies and procedures.
Assist Quality Management with developing reporting and metrics as needed.
Assist Quality Management with maintaining AML Quality Policies and Procedures as needed.
Basic Qualifications
High School Diploma, GED or equivalent certification.
At least 1 year of Microsoft Office or Google Suite experience.
At least 2 years of Anti-Money Laundering experience.
Preferred Qualifications
Bachelor's Degree or Military experience.
1 year of Quality Assurance experience or 1 year of Quality Control Audit experience.
2 years of Bank Secrecy Act (BSA) investigative experience.
Association of Certified Anti-Money Laundering Specialists (ACAMS) certification.
Are you looking for a challenging role that includes the convenience of working virtually at home? Then a Capital One Anti-Money Laundering Quality Associate role may be the role for you! You must be within 50 miles driving distance from our Capital One hub in Chicago, IL. Locations include Wilmington, DE; Richmond, VA; New Orleans, LA; Plano, TX; Jericho, NY; McLean, VA.
Work From Home Technology Requirements
A secure home office environment that is free from background noise and distractions.
A reliable private internet connection that is not supplied by cellular data (hot spot).
Cable or fiber connections are preferred.
Internet service download speeds must be at least 5 mbps, with 10+ mbps preferred.
Maintained latency less than 250 ms in voice calls is required.
Hard wired connectivity is preferred; any wireless connectivity must be private (non-public) and password protected through WPA2-PSK (AES) encryption.
A private network is password protected where you have ownership or line of site to every device on the network.
Capital One reserves the right to request proof of internet provider, speed and service package from the associate.
Requirements are subject to change; new systems and technology may be delivered with sixty (60) days notice.
Work From Home Living Requirements
Candidates must live within 50 miles driving distance of one of the hub locations based in Chicago, IL; Wilmington, DE; Richmond, VA; New Orleans, LA; Plano, TX; Jericho, NY; McLean, VA and be comfortable coming in person whenever required with no less than 24 hours notice.
Compensation At this time, Capital One will not sponsor a new applicant for employment authorization for this position. The minimum and maximum full‑time annual salaries for this role are listed below, by location:
Chicago, IL: $72,800 - $83,100 for AML Sr. Investigator I
Jericho, NY: $87,400 - $99,700 for AML Sr. Investigator I
McLean, VA: $80,100 - $91,400 for AML Sr. Investigator I
New Orleans, LA: $72,800 - $83,100 for AML Sr. Investigator I
Plano, TX: $72,800 - $83,100 for AML Sr. Investigator I
Richmond, VA: $72,800 - $83,100 for AML Sr. Investigator I
Wilmington, DE: $72,800 - $83,100 for AML Sr. Investigator I
This role is also eligible to earn performance-based incentive compensation, which may include cash bonus(es) and/or long-term incentives (LTI). Incentives could be discretionary or non-discretionary depending on the plan.
Equal Employment Opportunity Statement Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries.
Additional Information No agencies please.
For technical support or questions about Capital One's recruiting process, please contact Recruiting at 1‑800‑304‑9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.
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Anti-Money Laundering (AML) Quality Associate
role at
Capital One
The Anti-Money Laundering (AML) Quality Associate is an integral part of the Financial Intelligence Unit (FIU) Investigations Support Team, providing support by performing quality assurance (QA) tasks related to suspicious activity decisions. This role ensures potentially unusual or suspicious transactions are appropriately identified, documented, and filed with the appropriate authorities. The AML Quality Associate also escalates to leadership any suspicious activity investigation that has not been decisioned appropriately within the Bank Secrecy Act (BSA)/AML framework.
Responsibilities
Work with FIU Supervisors and Investigators to uphold the high bar of investigation quality.
Assist Investigations team in process improvements, change management and QA.
Work with supervisors to identify potential gaps and provide training and improvement suggestions based on data.
Partner with Quality leadership, supervisors and investigators to develop a deep understanding of the investigation process.
Review Suspicious Activity Reporting decisions to ensure decision framework is appropriate and thorough.
Assess if supporting documentation from investigations is accurately captured and aligned with SAR decisions.
Review Suspicious Activity Reports to ensure all appropriate fields in the SAR form are filled correctly, SAR narrative is thorough, and appropriate levels of supporting documentation were obtained and maintained within Actimize.
Document activity that is out of compliance with BSA regulatory guidance and/or AML policies and procedures.
Assist Quality Management with developing reporting and metrics as needed.
Assist Quality Management with maintaining AML Quality Policies and Procedures as needed.
Basic Qualifications
High School Diploma, GED or equivalent certification.
At least 1 year of Microsoft Office or Google Suite experience.
At least 2 years of Anti-Money Laundering experience.
Preferred Qualifications
Bachelor's Degree or Military experience.
1 year of Quality Assurance experience or 1 year of Quality Control Audit experience.
2 years of Bank Secrecy Act (BSA) investigative experience.
Association of Certified Anti-Money Laundering Specialists (ACAMS) certification.
Are you looking for a challenging role that includes the convenience of working virtually at home? Then a Capital One Anti-Money Laundering Quality Associate role may be the role for you! You must be within 50 miles driving distance from our Capital One hub in Chicago, IL. Locations include Wilmington, DE; Richmond, VA; New Orleans, LA; Plano, TX; Jericho, NY; McLean, VA.
Work From Home Technology Requirements
A secure home office environment that is free from background noise and distractions.
A reliable private internet connection that is not supplied by cellular data (hot spot).
Cable or fiber connections are preferred.
Internet service download speeds must be at least 5 mbps, with 10+ mbps preferred.
Maintained latency less than 250 ms in voice calls is required.
Hard wired connectivity is preferred; any wireless connectivity must be private (non-public) and password protected through WPA2-PSK (AES) encryption.
A private network is password protected where you have ownership or line of site to every device on the network.
Capital One reserves the right to request proof of internet provider, speed and service package from the associate.
Requirements are subject to change; new systems and technology may be delivered with sixty (60) days notice.
Work From Home Living Requirements
Candidates must live within 50 miles driving distance of one of the hub locations based in Chicago, IL; Wilmington, DE; Richmond, VA; New Orleans, LA; Plano, TX; Jericho, NY; McLean, VA and be comfortable coming in person whenever required with no less than 24 hours notice.
Compensation At this time, Capital One will not sponsor a new applicant for employment authorization for this position. The minimum and maximum full‑time annual salaries for this role are listed below, by location:
Chicago, IL: $72,800 - $83,100 for AML Sr. Investigator I
Jericho, NY: $87,400 - $99,700 for AML Sr. Investigator I
McLean, VA: $80,100 - $91,400 for AML Sr. Investigator I
New Orleans, LA: $72,800 - $83,100 for AML Sr. Investigator I
Plano, TX: $72,800 - $83,100 for AML Sr. Investigator I
Richmond, VA: $72,800 - $83,100 for AML Sr. Investigator I
Wilmington, DE: $72,800 - $83,100 for AML Sr. Investigator I
This role is also eligible to earn performance-based incentive compensation, which may include cash bonus(es) and/or long-term incentives (LTI). Incentives could be discretionary or non-discretionary depending on the plan.
Equal Employment Opportunity Statement Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries.
Additional Information No agencies please.
For technical support or questions about Capital One's recruiting process, please contact Recruiting at 1‑800‑304‑9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.
#J-18808-Ljbffr