Royal Bank of Canada
Senior Auditor - Compliance & Risk Management, RBC Bank
Royal Bank of Canada, Raleigh, North Carolina, United States, 27601
Job Description
Join us as our Senior Auditor, Internal Audit Regulatory Compliance and Risk Management in Raleigh, NC. RBC Bank is a subsidiary of Royal Bank of Canada in the United States and provides cross-border banking advice and solutions for Canadians in the U.S.
What will you do?
Support the Senior Audit Manager and Audit Director with the execution of audits, regulatory and internal audit issue validation, quarterly continuous risk monitoring and annual planning activities for RBC Bank’s 2nd Line of defense functions.
Assure coverage of Retail and Real Estate Lending businesses for compliance with U.S. regulations and 2nd line risk management practices.
Contribute to individual audits and special reviews.
Perform fieldwork testing for individual audits in line with RBC Bank audit methodology, and assist with planning and reporting activities.
Play a key role in the development and execution of data analytics testing for audits and continuous risk monitoring activities.
Maintain stakeholder relationships to successfully carry out continuous risk monitoring activities and provide insights to businesses as a trusted partner.
Support skills development initiatives across the audit team, including coaching and mentoring to junior staff.
Must-Have Qualifications
4-5 years of Internal and/or External Audit experience in the Banking/Financial Services industry.
Proven experience in execution of control testing in audit engagements.
Strong analytical skills with the ability to quickly process new information and formulate a view on risk.
Excellent written and verbal communication skills demonstrated through clear articulation of relevant risks and mitigating controls.
Precision in execution and delivery through effective organization and time management skills.
Ability to motivate and coach junior audit staff.
Nice to Have
Bachelor’s or post-graduate degree preferably in Accounting or Finance.
Exposure to Compliance Management System Audits and/or Risk Management Audits.
Knowledge of Information technology risks and controls, and experience in data analytics (data gathering, transformation, analytics, and reporting).
Professional Designation (CIA, CPA, CRCM) or ability to obtain within 24 months of start date.
What’s in it for you?
A comprehensive Total Rewards Program including great benefits, annual incentive program and recognition.
Leaders who support your development.
A dynamic, collaborative, and high-performing team.
Opportunities to do challenging work and grow your career.
Work-life integration.
Salary Range (New Jersey or New York only) $80,000-135,000 depending on experience, skills, registration status, market conditions, and business needs. Additional compensation includes discretionary bonus, 401(k) with company matching, health, dental, vision, life and disability insurance, and paid time-off plan.
Equal Opportunity Employer RBC is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, gender identity, sexual orientation, national origin, disability, or veteran status.
#J-18808-Ljbffr
What will you do?
Support the Senior Audit Manager and Audit Director with the execution of audits, regulatory and internal audit issue validation, quarterly continuous risk monitoring and annual planning activities for RBC Bank’s 2nd Line of defense functions.
Assure coverage of Retail and Real Estate Lending businesses for compliance with U.S. regulations and 2nd line risk management practices.
Contribute to individual audits and special reviews.
Perform fieldwork testing for individual audits in line with RBC Bank audit methodology, and assist with planning and reporting activities.
Play a key role in the development and execution of data analytics testing for audits and continuous risk monitoring activities.
Maintain stakeholder relationships to successfully carry out continuous risk monitoring activities and provide insights to businesses as a trusted partner.
Support skills development initiatives across the audit team, including coaching and mentoring to junior staff.
Must-Have Qualifications
4-5 years of Internal and/or External Audit experience in the Banking/Financial Services industry.
Proven experience in execution of control testing in audit engagements.
Strong analytical skills with the ability to quickly process new information and formulate a view on risk.
Excellent written and verbal communication skills demonstrated through clear articulation of relevant risks and mitigating controls.
Precision in execution and delivery through effective organization and time management skills.
Ability to motivate and coach junior audit staff.
Nice to Have
Bachelor’s or post-graduate degree preferably in Accounting or Finance.
Exposure to Compliance Management System Audits and/or Risk Management Audits.
Knowledge of Information technology risks and controls, and experience in data analytics (data gathering, transformation, analytics, and reporting).
Professional Designation (CIA, CPA, CRCM) or ability to obtain within 24 months of start date.
What’s in it for you?
A comprehensive Total Rewards Program including great benefits, annual incentive program and recognition.
Leaders who support your development.
A dynamic, collaborative, and high-performing team.
Opportunities to do challenging work and grow your career.
Work-life integration.
Salary Range (New Jersey or New York only) $80,000-135,000 depending on experience, skills, registration status, market conditions, and business needs. Additional compensation includes discretionary bonus, 401(k) with company matching, health, dental, vision, life and disability insurance, and paid time-off plan.
Equal Opportunity Employer RBC is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, gender identity, sexual orientation, national origin, disability, or veteran status.
#J-18808-Ljbffr