Confidential
Compliance Officer - Associate Vice President
About the Company
Join a well-regarded banking organization that values integrity and compliance in its operations.
Industry
Banking
Type
Privately Held
About the Role
We are seeking a dedicated Compliance Officer at the Associate Vice President level to uphold our commitment to regulatory adherence and internal policies. In this pivotal role, you will develop, implement, and maintain robust compliance programs while conducting regular risk assessments and audits. This is a hands-on position that requires close collaboration with various departments to monitor compliance, provide insightful guidance and training, and effectively address compliance issues or complaints.
As an AVP Compliance Officer, you will stay informed about changes in the regulatory landscape, preparing comprehensive compliance reports for senior management and regulatory bodies. The ideal candidate will possess extensive knowledge of banking regulations and compliance requirements, along with relevant professional certifications such as CRCM or CAMS. Strong analytical, problem-solving, and communication skills are essential, complemented by the ability to work autonomously as well as within a team environment.
Experience across multiple compliance areas—including CRA, BSA, retail and deposit regulations, and lending laws—is crucial. We are looking for a proactive individual who is passionate about compliance and invested in their professional growth.
Travel Percent
Less than 10%
Functions
Finance
Operations