Jobot
3 days ago Be among the first 25 applicants
This range is provided by Jobot. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.
Base pay range
$70,000.00/yr - $75,000.00/yr Want to learn more about this role and Jobot? Click our Jobot logo and follow our LinkedIn page!
Job details
Advance your career in the financial services industry!
This Jobot Job is hosted by Jennifer Whitworth
Are you a fit? Easy Apply now by clicking the "Easy Apply" button and sending us your resume.
Salary $70,000 - $75,000 per year
A Bit About Us
An independent financial services firm, offering securities and advisory services, committed to making the planning, investment, and retirement process simple and understandable for clients.
Job Title Junior Financial Broker
Compensation $70k-$75k/year and potential bonuses
Location Denver, CO
Why join us?
Competitive pay Bonuses Career development
Job Details
We are actively seeking a licensed Junior Broker to join our dynamic team. As a Junior Broker, you will play a crucial role in supporting our clients' financial goals, providing top-notch service, and contributing to the growth and success of our organization.
Responsibilities
Establish and maintain strong relationships with clients, understanding their financial objectives and risk tolerance. Provide personalized financial guidance and investment recommendations to help clients achieve their goals. Execute securities transactions in alignment with regulatory guidelines and company policies. Offer advisory services, ensuring compliance with industry standards. Utilize technological tools to streamline processes and enhance client interactions. Collaborate with clients to develop and implement financial plans tailored to their unique needs. Stay updated on market trends, investment opportunities, and regulatory changes.
Qualifications
Active 7-series license, 66, or 65. Previous experience in a similar role within the financial services industry. Familiarity with Schwab or Pershing Platform is highly desired. Strong interpersonal and communication skills. Detail-oriented with a commitment to compliance and ethical conduct. Proactive attitude, self-motivated, and a team player.
If you are a motivated and licensed professional looking to advance your career in a dynamic financial services environment, we encourage you to apply!
Interested in hearing more? Easy Apply now by clicking the "Easy Apply" button.
Jobot is an Equal Opportunity Employer. We provide an inclusive work environment that celebrates diversity and all qualified candidates receive consideration for employment without regard to race, color, religion, age, sex, national origin, disability status, genetics, protected veteran status, sexual orientation, gender identity or expression, or any other characteristic protected by federal, state or local laws.
Sometimes Jobot is required to perform background checks with your authorization. Jobot will consider qualified candidates with criminal histories in a manner consistent with any applicable federal, state, or local law regarding criminal backgrounds, including but not limited to the Los Angeles Fair Chance Initiative for Hiring and the San Francisco Fair Chance Ordinance.
Want to learn more about this role and Jobot?
Click our Jobot logo and follow our LinkedIn page!
Seniority level
Seniority level Not Applicable Employment type
Employment type Full-time Job function
Job function Finance and Sales Industries Accounting, Financial Services, and Banking Referrals increase your chances of interviewing at Jobot by 2x Sign in to set job alerts for “Finance Broker” roles.
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$70,000.00/yr - $75,000.00/yr Want to learn more about this role and Jobot? Click our Jobot logo and follow our LinkedIn page!
Job details
Advance your career in the financial services industry!
This Jobot Job is hosted by Jennifer Whitworth
Are you a fit? Easy Apply now by clicking the "Easy Apply" button and sending us your resume.
Salary $70,000 - $75,000 per year
A Bit About Us
An independent financial services firm, offering securities and advisory services, committed to making the planning, investment, and retirement process simple and understandable for clients.
Job Title Junior Financial Broker
Compensation $70k-$75k/year and potential bonuses
Location Denver, CO
Why join us?
Competitive pay Bonuses Career development
Job Details
We are actively seeking a licensed Junior Broker to join our dynamic team. As a Junior Broker, you will play a crucial role in supporting our clients' financial goals, providing top-notch service, and contributing to the growth and success of our organization.
Responsibilities
Establish and maintain strong relationships with clients, understanding their financial objectives and risk tolerance. Provide personalized financial guidance and investment recommendations to help clients achieve their goals. Execute securities transactions in alignment with regulatory guidelines and company policies. Offer advisory services, ensuring compliance with industry standards. Utilize technological tools to streamline processes and enhance client interactions. Collaborate with clients to develop and implement financial plans tailored to their unique needs. Stay updated on market trends, investment opportunities, and regulatory changes.
Qualifications
Active 7-series license, 66, or 65. Previous experience in a similar role within the financial services industry. Familiarity with Schwab or Pershing Platform is highly desired. Strong interpersonal and communication skills. Detail-oriented with a commitment to compliance and ethical conduct. Proactive attitude, self-motivated, and a team player.
If you are a motivated and licensed professional looking to advance your career in a dynamic financial services environment, we encourage you to apply!
Interested in hearing more? Easy Apply now by clicking the "Easy Apply" button.
Jobot is an Equal Opportunity Employer. We provide an inclusive work environment that celebrates diversity and all qualified candidates receive consideration for employment without regard to race, color, religion, age, sex, national origin, disability status, genetics, protected veteran status, sexual orientation, gender identity or expression, or any other characteristic protected by federal, state or local laws.
Sometimes Jobot is required to perform background checks with your authorization. Jobot will consider qualified candidates with criminal histories in a manner consistent with any applicable federal, state, or local law regarding criminal backgrounds, including but not limited to the Los Angeles Fair Chance Initiative for Hiring and the San Francisco Fair Chance Ordinance.
Want to learn more about this role and Jobot?
Click our Jobot logo and follow our LinkedIn page!
Seniority level
Seniority level Not Applicable Employment type
Employment type Full-time Job function
Job function Finance and Sales Industries Accounting, Financial Services, and Banking Referrals increase your chances of interviewing at Jobot by 2x Sign in to set job alerts for “Finance Broker” roles.
Financial Advisor - Endowments and Foundations
Greenwood Village, CO $100,000.00-$130,000.00 6 days ago Director, Investment Banking - Renewables
Denver, CO $139,230.00-$163,800.00 6 days ago Director, Investment Banking - Infrastructure
Citi Private Bank - UHNW Investment Counselor - Director / MD
Financial Consultant - Financial Focus & Flexible Business Model
Denver, CO $175,000.00-$230,000.00 16 hours ago Denver, CO $50,000.00-$75,000.00 6 days ago BCG Platinion| Consultant, Risk Management
Denver, CO $102,000.00-$190,000.00 2 weeks ago Wealth Director, Financial Planning and Client Experience
Sr. Credit Products Officer-Dealer Financial Services
Denver, CO $125,000.00-$190,000.00 4 days ago We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
#J-18808-Ljbffr