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Attessa Capital

Financial Advisor

Attessa Capital, Tucson

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Attessa Capital is an investment management firm (Registered Investment Advisor) serving high-net worth individuals and corporations. The firm is based in Tucson, AZ, and has a satellite office in Phoenix, AZ. We are looking to hire a Financial Advisor to help support the firm and it's partners.

Things to Know About the Firm/Job:

  • This is a full-time, in-person job at our Tucson, AZ office.
  • We are moving offices in a few months to an area around La Paloma Country Club.
  • The culture of the firm is very important to us. While there is an emphasis on customer service and professionalism when dealing with clients, internally, we want the internal environment to be relaxed, flexible, and non-bureaucratic.

Responsibilities:

  • Participate in client meetings alongside firm partners
  • Discuss with client, determine a plan, and execute in all areas of financial planning, including retirement, investment, tax, and estate strategies.
  • Prepare financial plans, cash flow projections, retirement analyses, tax planning, etc. for clients
  • Work with client's attorneys, accountants, family office staff, and others to provide service and advice
  • Respond to client questions related to accounts, money requests, financial planning, estate issues, tax strategies, and other service needs
  • Help clients determine the best way to complete, and then facilitate: RMDs, Roth conversions, retirement contributions, and other money movements
  • Understand the process, and provide as backup to: helping with account openings, transfers, trading in client accounts, and account/custodian maintenance items
  • Understand, and be able to explain, the firm's investment strategy and the rationale for our investment positions
  • Document and keep up to date notes on client conversations in CRM
  • Stay current with financial markets, economic developments, and relevant regulations.

Overall, the goal of this position is to find someone who can be trained up to do everything a partner can do with one notable exception: we are not expecting them to do sales or market (though would be happy if someone would like to). Further, while this person will be involved in the investment research process, this will not be the core of their job, it will be more focused on the financial planning side of the business.

Knowledge, Skills & Abilities:

Required:

  • Series 65 license (or desire to obtain license)
  • Strong interpersonal skills
  • Excellent computer/software skills
  • Strong attention to detail
  • Previous experience in a financial advisor-related role
  • Experience w/ Charles Schwab (i.e. Schwab Advisor Center), or comparable experience w/ TD Ameritrade, Fidelity, Pershing, etc.
  • Competitive, but dependent on background, experience, and qualifications
  • Full time, salaried position
  • 401(k)
  • Vacation days, provided and negotiable
  • Life insurance
Seniority level
  • Seniority level
    Entry level
Employment type
  • Employment type
    Full-time
Job function
  • Job function
    Finance and Sales
  • Industries
    Investment Management

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