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BCG Attorney Search

1940 Act Attorney

BCG Attorney Search, Washington, District of Columbia, us, 20022

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A leading law firm is seeking an experienced

transactional/regulatory attorney

with substantial expertise in the

Investment Company Act of 1940 (ICA) and the Investment Advisers Act of 1940 (IAA) . The ideal candidate will have experience advising clients on regulatory compliance, securities laws, and investment management issues. This role is well-suited for a

partner or counsel-level attorney

looking to supplement an existing book of business or for an attorney seeking a

part-time opportunity .

Remote work may be an option

depending on jurisdiction. Location:

Washington, DC Duties:

Advise clients on compliance with

ICA and IAA regulations . Provide legal counsel on

market regulation matters

related to investment companies and advisers. Represent clients before regulatory agencies, including the

Securities and Exchange Commission (SEC) . Assist with

fund formation, structuring, and compliance matters . Draft and review legal documents, including

advisory agreements, regulatory filings, and disclosure documents . Conduct

regulatory risk assessments

and provide strategic guidance. Collaborate with internal teams and external stakeholders on complex financial transactions. Requirements:

Substantial expertise

in the

Investment Company Act of 1940 and the Investment Advisers Act of 1940 . Experience working for the

SEC or a law firm

handling

investment management regulations

preferred. Strong understanding of

market regulation practices

and securities laws. Ability to manage complex regulatory and compliance matters independently. Strong research, analytical, and problem-solving skills. Education:

Juris Doctor (JD)

from an

accredited law school . Certifications:

Active membership in a state bar , with eligibility to practice in the relevant jurisdiction. Skills:

Expertise in

investment management law and securities regulation . Strong

contract drafting and negotiation

abilities. Excellent

written and verbal communication

skills. Ability to

work independently

and manage multiple regulatory matters simultaneously. Strong

client management

and business development skills. Flexible work arrangements , including

part-time and remote work options . Opportunities to

supplement an existing book of business

with additional work. Access to

a nationally recognized corporate practice

in a

prestigious law firm . Company info BCG Attorney Search 1629 K ST NW, Suite 300 Washington District of Columbia United States 20006 Phone :

(202) 955-5585 Fax :

(213) 895-7306

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