Goldman Sachs
Global Banking & Markets, Private, Supervisory Risk & Controls, Associate - New
Goldman Sachs, New York, New York, us, 10261
Global Banking & Markets, Private, Supervisory Risk & Controls, Associate - New York
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Job Description
Team Overview:
Global Banking & Markets (GBM)Supervisory Risk and Controls team is a First Line risk management function and manages 1) business trading controls which cover supervisory related risks arise from Investment Banking, Equities and Fixed Income Currency & Commodities (FICC) sales & trading activities, as well as 2) pre-trade and post-trade controls for different regulatory obligations in the GBM division. The team focuses on framework and control design, implementation and enhancements to ensure risk in the division is appropriately mitigated.
Roles And Responsibilities
This role will focus on designing and implementing control framework and tooling to cover Investment Banking activities.
Partner with GBM Private personnel to identify First Line supervisory and trading controls needs for Investment Banking activities. Identify technological uplifts to support supervisory framework and regulatory obligations. Participate in cross-functional working groups, drive discussions of supervisory and control solutions, and achieve consensus. Lead systematic pre-trade and post-trade control design, workflows and processes implementation with Engineering. Formulate, develop and document control requirements and logics. Analyze data and trends and identify enhancements to existing controls to improve control effectiveness. Drive strategic initiatives to streamline controls across obligations. Build relationships with GBM Private personnel, Engineering, Compliance, Legal and Operations globally to improve First Line control suite on an ongoing basis. Train associated persons on controls tooling.
Basic Qualifications
Bachelor’s degree. 4+ years of relevant work experience with specific knowledge of front office supervisory and control framework or exposure to regulatory implementation for Investment Banking business. Prior experience in working with Engineering to lead data strategy and technological uplift of systematic controls preferred. Strong project management/organizational skills and attention to detail; ability to handle a fast-paced environment; articulate influentially. Familiarity with GBM Private personnel functions, securities markets, derivative products, booking platforms and trade/deal flows. Expert in translating and analyzing data to perform root cause / trending / impact analyses to drive decision making.
About Goldman Sachs
At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.
We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.
We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html
The Goldman Sachs Group, Inc., 2023. All rights reserved.
Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veterans status, disability, or any other characteristic protected by applicable law.
Salary Range
The expected base salary for this New York, New York, United States-based position is $80000-$135000. In addition, you may be eligible for a discretionary bonus if you are an active employee as of fiscal year-end.
Benefits
Goldman Sachs is committed to providing our people with valuable and competitive benefits and wellness offerings, as it is a core part of providing a strong overall employee experience. A summary of these offerings, which are generally available to active, non-temporary, full-time and part-time US employees who work at least 20 hours per week, can be found here . Seniority level
Seniority level Associate Employment type
Employment type Full-time Job function
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Join to apply for the
Global Banking & Markets, Private, Supervisory Risk & Controls, Associate - New York
role at
Goldman Sachs Continue with Google Continue with Google Global Banking & Markets, Private, Supervisory Risk & Controls, Associate - New York
Join to apply for the
Global Banking & Markets, Private, Supervisory Risk & Controls, Associate - New York
role at
Goldman Sachs Get AI-powered advice on this job and more exclusive features. Sign in to access AI-powered advices
Continue with Google Continue with Google Continue with Google Continue with Google Continue with Google Continue with Google Continue with Google Continue with Google Continue with Google Continue with Google Continue with Google Continue with Google Job Description
Job Description
Team Overview:
Global Banking & Markets (GBM)Supervisory Risk and Controls team is a First Line risk management function and manages 1) business trading controls which cover supervisory related risks arise from Investment Banking, Equities and Fixed Income Currency & Commodities (FICC) sales & trading activities, as well as 2) pre-trade and post-trade controls for different regulatory obligations in the GBM division. The team focuses on framework and control design, implementation and enhancements to ensure risk in the division is appropriately mitigated.
Roles And Responsibilities
This role will focus on designing and implementing control framework and tooling to cover Investment Banking activities.
Partner with GBM Private personnel to identify First Line supervisory and trading controls needs for Investment Banking activities. Identify technological uplifts to support supervisory framework and regulatory obligations. Participate in cross-functional working groups, drive discussions of supervisory and control solutions, and achieve consensus. Lead systematic pre-trade and post-trade control design, workflows and processes implementation with Engineering. Formulate, develop and document control requirements and logics. Analyze data and trends and identify enhancements to existing controls to improve control effectiveness. Drive strategic initiatives to streamline controls across obligations. Build relationships with GBM Private personnel, Engineering, Compliance, Legal and Operations globally to improve First Line control suite on an ongoing basis. Train associated persons on controls tooling.
Basic Qualifications
Bachelor’s degree. 4+ years of relevant work experience with specific knowledge of front office supervisory and control framework or exposure to regulatory implementation for Investment Banking business. Prior experience in working with Engineering to lead data strategy and technological uplift of systematic controls preferred. Strong project management/organizational skills and attention to detail; ability to handle a fast-paced environment; articulate influentially. Familiarity with GBM Private personnel functions, securities markets, derivative products, booking platforms and trade/deal flows. Expert in translating and analyzing data to perform root cause / trending / impact analyses to drive decision making.
About Goldman Sachs
At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.
We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.
We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html
The Goldman Sachs Group, Inc., 2023. All rights reserved.
Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veterans status, disability, or any other characteristic protected by applicable law.
Salary Range
The expected base salary for this New York, New York, United States-based position is $80000-$135000. In addition, you may be eligible for a discretionary bonus if you are an active employee as of fiscal year-end.
Benefits
Goldman Sachs is committed to providing our people with valuable and competitive benefits and wellness offerings, as it is a core part of providing a strong overall employee experience. A summary of these offerings, which are generally available to active, non-temporary, full-time and part-time US employees who work at least 20 hours per week, can be found here . Seniority level
Seniority level Associate Employment type
Employment type Full-time Job function
Job function Other Referrals increase your chances of interviewing at Goldman Sachs by 2x Get notified about new Global Banking & Markets, Private, Supervisory Risk & Controls, Associate - New York jobs in
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