Morgan Stanley
Global Financial Crimes Sanctions Officer - Vice President
Morgan Stanley, New York, New York, us, 10261
Join to apply for the
Global Financial Crimes Sanctions Officer - Vice President
role at
Morgan Stanley Join to apply for the
Global Financial Crimes Sanctions Officer - Vice President
role at
Morgan Stanley Discover your next career opportunity with Morgan Stanley, where we are committed to helping our employees build meaningful careers, and where you can learn, achieve, and grow. Across the globe, we believe our greatest asset is our people. As part of our commitment to excellence, and to you, we offer a comprehensive suite of benefits, programs, and perks. From adoption assistance benefits to Zipcar memberships, the Firm's 250+ employee programs have you covered from A to Z.
A high number of candidates may make applications for this position, so make sure to send your CV and application through as soon as possible.
We stand for doing the right thing, putting clients first, leading with exceptional ideas, committing to diversity and inclusion, and giving back.
About Global Financial Crimes
In Global Financial Crimes (GFC), you will play a critical role in identifying potentially suspicious activity, protecting vulnerable individuals, and safeguarding the integrity of the financial system. GFC coordinates day-to-day implementation of the Firm's financial crime prevention efforts. Including governance, oversight, and execution of the Firm's Anti-Money Laundering (AML), Sanctions, Anti-Corruption and Government and Political Activities Compliance programs.
If you are passionate about financial crimes prevention, seeking a rewarding and dynamic career, and focused on making a difference, then GFC might be the right team for you.
Your Key Responsibilities
As a Sanctions Compliance team member in GFC, you will:
Be responsible for compliance and regulatory matters pertaining to economic sanctions programs adhered to under the Firm's Global Sanctions Policy, including the U.S. Department of the Treasury's Office of Foreign Assets Control (OFAC), His Majesty's Treasury of the United Kingdom's Office of Financial Sanctions Implementation (OFSI), the United Nations Security Council (UNSC), and the Council of the European Union (EU Council) Assist in the ongoing development, administration, and implementation of the Firm's economic sanctions compliance program Review and investigate escalated payments and/or transactions identified for potential matches to sanctions lists; ensure prompt handling and response Address sanctions related queries from first line risk, business, and operations groups with respect to sanctioned products and related risks Work with GFC business advisory and legal teams, provide written and verbal communication on issues to the lines of business, performing and reviewing highly sensitive client and transaction search information, reporting, escalating and documenting results Draft, maintain and implement economic sanctions policies and procedures, where appropriate Maintain awareness of regulatory changes related to economic sanctions, ensuring proper communication and timely implementation of new procedures and/or enhanced due diligence programs in compliance with any change in laws and regulations Develop, recommend, and implement risk-based processes and controls to ensure business unit compliance with economic sanction, especially emerging regimes, and programs Develop content for and deliver specialized training to relevant internal audiences concerning economic sanctions for both in-person and Firm-wide online training modules Coordinate with the Risk Assessment team on the yearly economic sanctions Risk Assessment Conduct ad hoc due diligence projects arising from the administration of the economic sanctions program Assist with responding to regulatory exams and inquiries and internal audits, including overseeing document productions Collect, interpret, and escalate metrics and other management information regarding sanctions compliance-related events
What We're Looking for in You
Strong academic credentials; Bachelor's degree required 5+ years of relevant experience, preferably at a large/complex financial institution, law firm, or government/regulatory body Detailed understanding of the laws, rules, regulations, and industry best practice pertaining to economic sanctions, in particular the sanctions programs administered and enforced across EMEA and by OFAC Experience in configuration of client and transactional screening technologies and management of alert disposition processes Strong project management skills Ability to understand and assess a wide variety of complex commercial transactions Highly motivated self-starter able to work independently while collaborating and coordinating as part of a global program Strong analytical and problem-solving skills and the ability to provide viable solutions in a time-sensitive environment Strong written and verbal communications skills, attention to detail, and effective time management Sound judgment and an ability to appropriately escalate issues internally Strong interpersonal skills and team-player attitude Experience in managing export control risk Certification as an Anti-Money Laundering Specialist by ACAMS or equivalent AML certification/license - or certification within first 15 months of employment
Where You'll be Working
This role will require in office attendance 3 days/week. Two of those days will be Anchor Days where you will be in the office with your teammates to learn, grow, and collaborate in person.
What You Can Expect From Morgan Stanley
We are committed to maintaining the first-class service and high standard of excellence that have defined Morgan Stanley for over 89 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There’s also ample opportunity to move about the business for those who show passion and grit in their work.
To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices into your browser.
Expected base pay rates for the role will be between 120000 and 205000 per year at the commencement of employment.However, base pay if hired will be determined on an individualized basis and is only part of the total compensation package, which, depending on the position, may also include commission earnings, incentive compensation, discretionary bonuses, other short and long-term incentive packages, and other Morgan Stanley sponsored benefit programs.
Morgan Stanley's goal is to build and maintain a workforce that is diverse in experience and background but uniform in reflecting our standards of integrity and excellence. Consequently, our recruiting efforts reflect our desire to attract and retain the best and brightest from all talent pools. We want to be the first choice for prospective employees.
It is the policy of the Firm to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, religion, creed, age, sex, sex stereotype, gender, gender identity or expression, transgender, sexual orientation, national origin, citizenship, disability, marital and civil partnership/union status, pregnancy, veteran or military service status, genetic information, or any other characteristic protected by law.
Morgan Stanley is an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet).Seniority level
Seniority levelMid-Senior level Employment type
Employment typeFull-time Job function
Job functionFinance and Sales Referrals increase your chances of interviewing at Morgan Stanley by 2x Sign in to set job alerts for “Finance Officer” roles. New York, NY $275,000.00-$350,000.00 17 hours ago New York, NY $250,000.00-$300,000.00 2 weeks ago New York, NY $325,000.00-$350,000.00 1 month ago New York, NY $84,800.00-$163,900.00 6 days ago New York, NY $120,000.00-$150,000.00 6 days ago New York, NY $120,400.00-$159,500.00 10 hours ago New York, NY $200,000.00-$275,000.00 4 days ago New York, NY $275,000.00-$350,000.00 22 hours ago New York, NY $85,000.00-$110,000.00 1 week ago New York City Metropolitan Area 6 days ago New York City Metropolitan Area $225,000.00-$350,000.00 1 week ago New York City Metropolitan Area $250,000.00-$300,000.00 3 days ago New York City Metropolitan Area 4 days ago New York City Metropolitan Area 5 days ago New York, NY $160,000.00-$210,000.00 1 week ago New York, NY $230,000.00-$280,000.00 1 month ago Englewood Cliffs, NJ $86,080.00-$129,120.00 3 days ago New York, NY $350,000.00-$500,000.00 2 weeks ago New York, NY $275,000.00-$325,000.00 1 month ago New York, NY $134,000.00-$150,000.00 1 week ago New York, NY $85,000.00-$110,000.00 1 week ago Associate, Investment Banking Strategy & Operations | Private Capital Advisory New York, NY $120,000.00-$150,000.00 3 weeks ago New York City Metropolitan Area $180,000.00-$200,000.00 23 hours ago New York, NY $300,000.00-$400,000.00 3 weeks ago Brooklyn, NY $200,000.00-$250,000.00 1 week ago New York, NY $340,000.00-$500,000.00 3 months ago New York, NY $90,000.00-$125,000.00 3 days ago Pearl River, NY $225,000.00-$300,000.00 1 month ago New York City Metropolitan Area $300,000.00-$350,000.00 4 weeks ago New York, NY $60,000.00-$70,000.00 1 week ago We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
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Global Financial Crimes Sanctions Officer - Vice President
role at
Morgan Stanley Join to apply for the
Global Financial Crimes Sanctions Officer - Vice President
role at
Morgan Stanley Discover your next career opportunity with Morgan Stanley, where we are committed to helping our employees build meaningful careers, and where you can learn, achieve, and grow. Across the globe, we believe our greatest asset is our people. As part of our commitment to excellence, and to you, we offer a comprehensive suite of benefits, programs, and perks. From adoption assistance benefits to Zipcar memberships, the Firm's 250+ employee programs have you covered from A to Z.
A high number of candidates may make applications for this position, so make sure to send your CV and application through as soon as possible.
We stand for doing the right thing, putting clients first, leading with exceptional ideas, committing to diversity and inclusion, and giving back.
About Global Financial Crimes
In Global Financial Crimes (GFC), you will play a critical role in identifying potentially suspicious activity, protecting vulnerable individuals, and safeguarding the integrity of the financial system. GFC coordinates day-to-day implementation of the Firm's financial crime prevention efforts. Including governance, oversight, and execution of the Firm's Anti-Money Laundering (AML), Sanctions, Anti-Corruption and Government and Political Activities Compliance programs.
If you are passionate about financial crimes prevention, seeking a rewarding and dynamic career, and focused on making a difference, then GFC might be the right team for you.
Your Key Responsibilities
As a Sanctions Compliance team member in GFC, you will:
Be responsible for compliance and regulatory matters pertaining to economic sanctions programs adhered to under the Firm's Global Sanctions Policy, including the U.S. Department of the Treasury's Office of Foreign Assets Control (OFAC), His Majesty's Treasury of the United Kingdom's Office of Financial Sanctions Implementation (OFSI), the United Nations Security Council (UNSC), and the Council of the European Union (EU Council) Assist in the ongoing development, administration, and implementation of the Firm's economic sanctions compliance program Review and investigate escalated payments and/or transactions identified for potential matches to sanctions lists; ensure prompt handling and response Address sanctions related queries from first line risk, business, and operations groups with respect to sanctioned products and related risks Work with GFC business advisory and legal teams, provide written and verbal communication on issues to the lines of business, performing and reviewing highly sensitive client and transaction search information, reporting, escalating and documenting results Draft, maintain and implement economic sanctions policies and procedures, where appropriate Maintain awareness of regulatory changes related to economic sanctions, ensuring proper communication and timely implementation of new procedures and/or enhanced due diligence programs in compliance with any change in laws and regulations Develop, recommend, and implement risk-based processes and controls to ensure business unit compliance with economic sanction, especially emerging regimes, and programs Develop content for and deliver specialized training to relevant internal audiences concerning economic sanctions for both in-person and Firm-wide online training modules Coordinate with the Risk Assessment team on the yearly economic sanctions Risk Assessment Conduct ad hoc due diligence projects arising from the administration of the economic sanctions program Assist with responding to regulatory exams and inquiries and internal audits, including overseeing document productions Collect, interpret, and escalate metrics and other management information regarding sanctions compliance-related events
What We're Looking for in You
Strong academic credentials; Bachelor's degree required 5+ years of relevant experience, preferably at a large/complex financial institution, law firm, or government/regulatory body Detailed understanding of the laws, rules, regulations, and industry best practice pertaining to economic sanctions, in particular the sanctions programs administered and enforced across EMEA and by OFAC Experience in configuration of client and transactional screening technologies and management of alert disposition processes Strong project management skills Ability to understand and assess a wide variety of complex commercial transactions Highly motivated self-starter able to work independently while collaborating and coordinating as part of a global program Strong analytical and problem-solving skills and the ability to provide viable solutions in a time-sensitive environment Strong written and verbal communications skills, attention to detail, and effective time management Sound judgment and an ability to appropriately escalate issues internally Strong interpersonal skills and team-player attitude Experience in managing export control risk Certification as an Anti-Money Laundering Specialist by ACAMS or equivalent AML certification/license - or certification within first 15 months of employment
Where You'll be Working
This role will require in office attendance 3 days/week. Two of those days will be Anchor Days where you will be in the office with your teammates to learn, grow, and collaborate in person.
What You Can Expect From Morgan Stanley
We are committed to maintaining the first-class service and high standard of excellence that have defined Morgan Stanley for over 89 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There’s also ample opportunity to move about the business for those who show passion and grit in their work.
To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices into your browser.
Expected base pay rates for the role will be between 120000 and 205000 per year at the commencement of employment.However, base pay if hired will be determined on an individualized basis and is only part of the total compensation package, which, depending on the position, may also include commission earnings, incentive compensation, discretionary bonuses, other short and long-term incentive packages, and other Morgan Stanley sponsored benefit programs.
Morgan Stanley's goal is to build and maintain a workforce that is diverse in experience and background but uniform in reflecting our standards of integrity and excellence. Consequently, our recruiting efforts reflect our desire to attract and retain the best and brightest from all talent pools. We want to be the first choice for prospective employees.
It is the policy of the Firm to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, religion, creed, age, sex, sex stereotype, gender, gender identity or expression, transgender, sexual orientation, national origin, citizenship, disability, marital and civil partnership/union status, pregnancy, veteran or military service status, genetic information, or any other characteristic protected by law.
Morgan Stanley is an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet).Seniority level
Seniority levelMid-Senior level Employment type
Employment typeFull-time Job function
Job functionFinance and Sales Referrals increase your chances of interviewing at Morgan Stanley by 2x Sign in to set job alerts for “Finance Officer” roles. New York, NY $275,000.00-$350,000.00 17 hours ago New York, NY $250,000.00-$300,000.00 2 weeks ago New York, NY $325,000.00-$350,000.00 1 month ago New York, NY $84,800.00-$163,900.00 6 days ago New York, NY $120,000.00-$150,000.00 6 days ago New York, NY $120,400.00-$159,500.00 10 hours ago New York, NY $200,000.00-$275,000.00 4 days ago New York, NY $275,000.00-$350,000.00 22 hours ago New York, NY $85,000.00-$110,000.00 1 week ago New York City Metropolitan Area 6 days ago New York City Metropolitan Area $225,000.00-$350,000.00 1 week ago New York City Metropolitan Area $250,000.00-$300,000.00 3 days ago New York City Metropolitan Area 4 days ago New York City Metropolitan Area 5 days ago New York, NY $160,000.00-$210,000.00 1 week ago New York, NY $230,000.00-$280,000.00 1 month ago Englewood Cliffs, NJ $86,080.00-$129,120.00 3 days ago New York, NY $350,000.00-$500,000.00 2 weeks ago New York, NY $275,000.00-$325,000.00 1 month ago New York, NY $134,000.00-$150,000.00 1 week ago New York, NY $85,000.00-$110,000.00 1 week ago Associate, Investment Banking Strategy & Operations | Private Capital Advisory New York, NY $120,000.00-$150,000.00 3 weeks ago New York City Metropolitan Area $180,000.00-$200,000.00 23 hours ago New York, NY $300,000.00-$400,000.00 3 weeks ago Brooklyn, NY $200,000.00-$250,000.00 1 week ago New York, NY $340,000.00-$500,000.00 3 months ago New York, NY $90,000.00-$125,000.00 3 days ago Pearl River, NY $225,000.00-$300,000.00 1 month ago New York City Metropolitan Area $300,000.00-$350,000.00 4 weeks ago New York, NY $60,000.00-$70,000.00 1 week ago We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
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