Santander Bank, N.A.
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Associate, Investment Supervision
role at
Santander Bank, N.A. This is a detailed job description for an
Associate, Investment Supervision
position at Santander Bank, N.A., based in Boston, MA. The role involves identifying, evaluating, and documenting trades for suitability according to FINRA rules, reviewing new accounts and trade activity, and working closely with Financial Advisors and field managers to resolve documentation issues. The ideal candidate should have a Bachelor's Degree or equivalent experience in Sales Supervision, Compliance, Risk, or related fields, with at least 5 years of relevant experience. Necessary skills include strong analytical abilities, knowledge of trading and investments, high ethical standards, and proficiency in Microsoft Excel. Certifications such as FINRA Series 7, 24, 66, 53, and 4 are required or preferred. The position offers a salary range of $63,750 to $105,000 annually, with additional benefits and a commitment to risk management and diversity. The description emphasizes Santander's inclusive culture and provides information on application procedures and contact details for accommodations. The posting is not marked as expired and appears active based on the information provided.
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Associate, Investment Supervision
role at
Santander Bank, N.A. This is a detailed job description for an
Associate, Investment Supervision
position at Santander Bank, N.A., based in Boston, MA. The role involves identifying, evaluating, and documenting trades for suitability according to FINRA rules, reviewing new accounts and trade activity, and working closely with Financial Advisors and field managers to resolve documentation issues. The ideal candidate should have a Bachelor's Degree or equivalent experience in Sales Supervision, Compliance, Risk, or related fields, with at least 5 years of relevant experience. Necessary skills include strong analytical abilities, knowledge of trading and investments, high ethical standards, and proficiency in Microsoft Excel. Certifications such as FINRA Series 7, 24, 66, 53, and 4 are required or preferred. The position offers a salary range of $63,750 to $105,000 annually, with additional benefits and a commitment to risk management and diversity. The description emphasizes Santander's inclusive culture and provides information on application procedures and contact details for accommodations. The posting is not marked as expired and appears active based on the information provided.
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