Investment Funds Regulatory Associate

Location
New York City, NY, United States

Posted on
Aug 04, 2025

Valid Through
Sep 03, 2025

Profile

Job Overview:
A highly regarded law firm is seeking a talented associate to join its Investment Funds Regulatory practice in New York. This role offers an excellent opportunity to advise fund sponsors on a broad spectrum of regulatory issues, including fundraising, compliance, SEC examinations, and enforcement matters. The ideal candidate will have strong familiarity with the Investment Advisers Act of 1940 and experience at a major global law firm.

Location:

New York, NY

Duties:

• Advise fund sponsors on regulatory compliance related to fundraising and operations
• Review offering materials and fund governing documents for regulatory compliance
• Prepare and file SEC regulatory submissions, including Form ADV and Form PF
• Respond to SEC examinations and enforcement inquiries on behalf of clients
• Counsel clients on the Investment Advisers Act of 1940 and related securities laws
• Assist with regulatory aspects of fund formation, mergers, and transactions
• Monitor and advise on regulatory developments affecting investment managers

Requirements:

• 1 to 3 years of regulatory experience focused on investment funds
• Prior experience at a global or national law firm working with fund sponsors or investment advisers
• Demonstrated expertise in securities regulatory matters involving private funds
• Familiarity with SEC compliance, filings, and audit procedures

Education:

• Juris Doctor (JD) from an accredited U.S. law school
• Strong academic performance required

Certifications:

• Admission to the New York State Bar required

Skills:

• Strong knowledge of the Investment Advisers Act of 1940
• Familiarity with the Investment Company Act of 1940 and Securities Act of 1933 preferred
• Excellent legal writing and communication skills
• Ability to manage client relationships and regulatory deadlines
• Detail-oriented with strong analytical and problem-solving abilities
• Effective at managing multiple priorities in a fast-paced practice

Salary and Benefits: Competitive salary aligned with experience, comprehensive benefits including health, retirement, and professional development resources.

Company info

BCG Attorney Search
125 Park Avenue, 25th floor
New York, NY 10017
Phone:
Fax:

Note: The detailed information about the firm’s location, salary, and benefits has been summarized for clarity. The extraneous recruitment narrative has been omitted to maintain focus on the job role.