Capital One
Principal Auditor- Cyber, Risk and Analysis Technology Audit (Hybrid)
Capital One, Mc Lean, Virginia, us, 22107
Overview
Principal Auditor- Cyber, Risk and Analysis Technology Audit (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization's Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a collaborative, agile environment to deliver value-added opinions and recommendations. Audit's vision is to provide high value, independent, proactive insights, to innovate with technology, and to be a top-notch talent destination, creating a dynamic and challenging atmosphere for both personal growth and professional opportunity. Capital One is seeking an energetic, self-motivated Principal Technology Associate with experience evaluating and analyzing technology and cybersecurity risks, interested in becoming part of our Audit team. As a member of the Audit team, the candidate will focus on audits of critical technology functions including cloud-based technology implementations, application controls, and cybersecurity risks.
Responsibilities
Execute major components of audits, including critical technology functions, cloud-based infrastructure, cybersecurity, risk management, application, and third-party management, and assist in leading components of small to medium size audits. Perform risk assessments of business units and technology operations, design and execute audit procedures to verify the effectiveness of existing controls, identify and define issues, review and analyze evidence, and document client processes and procedures. Understand the broader context and implications (e.g., financial, legal, reputational) of the various types of risk affecting the business and critical technology functions. Establish and maintain good client relations during engagements. Communicate or assist in communicating the results of some audit projects to management via written reports and oral presentations. Identify expectations of the client and take actions to support the client experience. Prepare clear, organized and complete documentation to support work performed. Self-prioritize and effectively plan own work activities, managing multiple priorities and tasks across the team to deliver quality results. Coordinate with others and proactively take on additional work. Deliver appropriate, succinct and organized information, tailoring communication style to the audience. Effectively communicate information, issues and audit progress to teammates, clients and auditor-in-charge. Perform various aspects of engagement administration, including hours and budget tracking. Provide periodic on-the-job coaching and direct supervision over less experienced associates.
Ideal Teammate
You are a critical thinker who seeks to understand the business and its control environment. You believe insight and objectivity are core elements to providing assurance on the effectiveness and efficiency of Capital One's governance, risk management, and internal control processes. You possess a relentless focus on quality and timeliness. You adapt to change, embrace bold ideas, and are intellectually curious. You like to ask questions, test assumptions, and challenge conventional thinking. You develop influential relationships based upon shared risk objectives and trust to deliver outstanding business impact and elevate Audit's value proposition. You understand that data, innovation, and technology enhance auditing; you will leverage data analytics and strengthen technical expertise. You are a teacher who does the right thing and leads by example. You have a passion for coaching and investing in the betterment of your team. You lead through change with candor and optimism. You create energy and an environment that fosters trust, collaboration, and belonging, making it easy to attract, hire, and retain top talent.
Travel Expectations
The associate will be expected to travel an average of 10-15% of the time.
Qualifications
Basic Qualifications: Bachelor's Degree or military experience At least 4 years of experience in information technology (operations, software delivery, access management, microservices), information security (application security, network security, cyber security, data protection), information systems risk management, information systems auditing, or a combination At least 1 year of experience in cloud computing and controls (design, operation, risk management, or auditing) At least 2 years of experience in managing components of audit engagements, project management or a combination At least 2 years of experience in analyzing data extracts to identify trends, patterns, and anomalies, including 1 year of experience in test scripting or coding (writing, reviewing, assessing) Preferred Qualifications: Certifications related to or pursuing certification related to Cloud, Cyber or Technology Operations, such as Cloud provider certifications, CISSP, or CISM 1 year of experience with payment technologies such as HPE Nonstop, IBM Mainframe, Mobile Payments, Tokenized services, cloud-based and virtualized environments, Windows and Linux operating environments Certifications related to or pursuing auditing certifications such as CIA or CISA 4+ years of experience with IT control frameworks 2+ years of experience in planning and leading audits 2+ years of experience auditing cyber or information security 1+ years of experience auditing emerging technologies 1+ years experience in cloud computing (AWS, GCP, Azure) and controls, or 1+ years of conducting audits of controls in cloud-based environments 1+ years of experience in risk and data management 1+ years of experience performing data analysis in support of internal auditing
Note:
This time, Capital One will not sponsor a new applicant for employment authorization for this position.
Hybrid work arrangement:
This role is hybrid meaning associates will spend 3 days per week in-person at one of our offices listed on this job posting. Fridays are enterprise-wide virtual work days. Monday-Thursday are in-person days for associates to spend time together in team areas.
The minimum and maximum full-time annual salaries for this role are listed below, by location. Salaries for part-time roles will be prorated. Locations and ranges: Charlotte, NC: $115,900 - $132,200; McLean, VA: $127,500 - $145,500; Plano, TX: $115,900 - $132,200; Richmond, VA: $115,900 - $132,200.
Note on location pay:
Candidates hired to work in other locations will be subject to the pay range associated with that location; the actual annualized salary offered will be in the offer letter.
This role is also eligible to earn performance-based incentive compensation, which may include cash bonuses and/or long-term incentives (LTI). Incentives could be discretionary or non-discretionary depending on the plan.
Capital One offers a comprehensive, inclusive set of health, financial and other benefits. Learn more at the Capital One Careers website. Eligibility varies by status.
This role is expected to accept applications for a minimum of 5 business days. No agencies please. Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable laws. Capital One promotes a drug-free workplace.
If you require an accommodation, contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information will be kept confidential and used only to provide needed accommodations.
Careers-related questions: please email Careers@capitalone.com.
Capital One does not provide, endorse nor guarantee third-party products or services. Capital One Legal notice: Capital One Financial is made up of several entities. Positions posted in Canada are for Capital One Canada; in the United Kingdom for Capital One Europe; in the Philippines for Capital One Philippines Service Corp. (COPSSC).
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Principal Auditor- Cyber, Risk and Analysis Technology Audit (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization's Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a collaborative, agile environment to deliver value-added opinions and recommendations. Audit's vision is to provide high value, independent, proactive insights, to innovate with technology, and to be a top-notch talent destination, creating a dynamic and challenging atmosphere for both personal growth and professional opportunity. Capital One is seeking an energetic, self-motivated Principal Technology Associate with experience evaluating and analyzing technology and cybersecurity risks, interested in becoming part of our Audit team. As a member of the Audit team, the candidate will focus on audits of critical technology functions including cloud-based technology implementations, application controls, and cybersecurity risks.
Responsibilities
Execute major components of audits, including critical technology functions, cloud-based infrastructure, cybersecurity, risk management, application, and third-party management, and assist in leading components of small to medium size audits. Perform risk assessments of business units and technology operations, design and execute audit procedures to verify the effectiveness of existing controls, identify and define issues, review and analyze evidence, and document client processes and procedures. Understand the broader context and implications (e.g., financial, legal, reputational) of the various types of risk affecting the business and critical technology functions. Establish and maintain good client relations during engagements. Communicate or assist in communicating the results of some audit projects to management via written reports and oral presentations. Identify expectations of the client and take actions to support the client experience. Prepare clear, organized and complete documentation to support work performed. Self-prioritize and effectively plan own work activities, managing multiple priorities and tasks across the team to deliver quality results. Coordinate with others and proactively take on additional work. Deliver appropriate, succinct and organized information, tailoring communication style to the audience. Effectively communicate information, issues and audit progress to teammates, clients and auditor-in-charge. Perform various aspects of engagement administration, including hours and budget tracking. Provide periodic on-the-job coaching and direct supervision over less experienced associates.
Ideal Teammate
You are a critical thinker who seeks to understand the business and its control environment. You believe insight and objectivity are core elements to providing assurance on the effectiveness and efficiency of Capital One's governance, risk management, and internal control processes. You possess a relentless focus on quality and timeliness. You adapt to change, embrace bold ideas, and are intellectually curious. You like to ask questions, test assumptions, and challenge conventional thinking. You develop influential relationships based upon shared risk objectives and trust to deliver outstanding business impact and elevate Audit's value proposition. You understand that data, innovation, and technology enhance auditing; you will leverage data analytics and strengthen technical expertise. You are a teacher who does the right thing and leads by example. You have a passion for coaching and investing in the betterment of your team. You lead through change with candor and optimism. You create energy and an environment that fosters trust, collaboration, and belonging, making it easy to attract, hire, and retain top talent.
Travel Expectations
The associate will be expected to travel an average of 10-15% of the time.
Qualifications
Basic Qualifications: Bachelor's Degree or military experience At least 4 years of experience in information technology (operations, software delivery, access management, microservices), information security (application security, network security, cyber security, data protection), information systems risk management, information systems auditing, or a combination At least 1 year of experience in cloud computing and controls (design, operation, risk management, or auditing) At least 2 years of experience in managing components of audit engagements, project management or a combination At least 2 years of experience in analyzing data extracts to identify trends, patterns, and anomalies, including 1 year of experience in test scripting or coding (writing, reviewing, assessing) Preferred Qualifications: Certifications related to or pursuing certification related to Cloud, Cyber or Technology Operations, such as Cloud provider certifications, CISSP, or CISM 1 year of experience with payment technologies such as HPE Nonstop, IBM Mainframe, Mobile Payments, Tokenized services, cloud-based and virtualized environments, Windows and Linux operating environments Certifications related to or pursuing auditing certifications such as CIA or CISA 4+ years of experience with IT control frameworks 2+ years of experience in planning and leading audits 2+ years of experience auditing cyber or information security 1+ years of experience auditing emerging technologies 1+ years experience in cloud computing (AWS, GCP, Azure) and controls, or 1+ years of conducting audits of controls in cloud-based environments 1+ years of experience in risk and data management 1+ years of experience performing data analysis in support of internal auditing
Note:
This time, Capital One will not sponsor a new applicant for employment authorization for this position.
Hybrid work arrangement:
This role is hybrid meaning associates will spend 3 days per week in-person at one of our offices listed on this job posting. Fridays are enterprise-wide virtual work days. Monday-Thursday are in-person days for associates to spend time together in team areas.
The minimum and maximum full-time annual salaries for this role are listed below, by location. Salaries for part-time roles will be prorated. Locations and ranges: Charlotte, NC: $115,900 - $132,200; McLean, VA: $127,500 - $145,500; Plano, TX: $115,900 - $132,200; Richmond, VA: $115,900 - $132,200.
Note on location pay:
Candidates hired to work in other locations will be subject to the pay range associated with that location; the actual annualized salary offered will be in the offer letter.
This role is also eligible to earn performance-based incentive compensation, which may include cash bonuses and/or long-term incentives (LTI). Incentives could be discretionary or non-discretionary depending on the plan.
Capital One offers a comprehensive, inclusive set of health, financial and other benefits. Learn more at the Capital One Careers website. Eligibility varies by status.
This role is expected to accept applications for a minimum of 5 business days. No agencies please. Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable laws. Capital One promotes a drug-free workplace.
If you require an accommodation, contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information will be kept confidential and used only to provide needed accommodations.
Careers-related questions: please email Careers@capitalone.com.
Capital One does not provide, endorse nor guarantee third-party products or services. Capital One Legal notice: Capital One Financial is made up of several entities. Positions posted in Canada are for Capital One Canada; in the United Kingdom for Capital One Europe; in the Philippines for Capital One Philippines Service Corp. (COPSSC).
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