Selby Jennings
About the Role
Our client, an established broker-dealer and investment bank, is seeking an experienced Chief Financial Officer to lead its finance and regulatory operations. This is a leadership role for a candidate with deep expertise in broker-dealer financial management, particularly in clearing operations, regulatory reporting, and FINRA/SEC compliance. The ideal candidate will hold active Series licenses, including FINOP designation, and bring a strategic mindset to managing financial controls, capital requirements, and operational efficiency in a highly regulated environment. Base pay range
$250,000.00/yr - $350,000.00/yr Location
New York City Working arrangement: Hybrid (3 days in office), flexible Salary
Competitive base + performance incentives Qualifications
CPA preferred; Bachelor's or Master’s degree in Accounting, Finance, or related field. Minimum 10 years of experience in financial leadership roles within a broker-dealer or investment bank. Strong understanding of clearing operations and broker-dealer financial regulations. Active Series 27 or 28 license and FINOP designation required. Experience with financial systems and reporting tools; strong analytical and communication skills. Proven ability to lead teams and work cross-functionally in a fast-paced environment. Seniority level
Executive Employment type
Full-time Job function
Finance and General Business Industries
Banking, Financial Services, and Investment Banking
#J-18808-Ljbffr
Our client, an established broker-dealer and investment bank, is seeking an experienced Chief Financial Officer to lead its finance and regulatory operations. This is a leadership role for a candidate with deep expertise in broker-dealer financial management, particularly in clearing operations, regulatory reporting, and FINRA/SEC compliance. The ideal candidate will hold active Series licenses, including FINOP designation, and bring a strategic mindset to managing financial controls, capital requirements, and operational efficiency in a highly regulated environment. Base pay range
$250,000.00/yr - $350,000.00/yr Location
New York City Working arrangement: Hybrid (3 days in office), flexible Salary
Competitive base + performance incentives Qualifications
CPA preferred; Bachelor's or Master’s degree in Accounting, Finance, or related field. Minimum 10 years of experience in financial leadership roles within a broker-dealer or investment bank. Strong understanding of clearing operations and broker-dealer financial regulations. Active Series 27 or 28 license and FINOP designation required. Experience with financial systems and reporting tools; strong analytical and communication skills. Proven ability to lead teams and work cross-functionally in a fast-paced environment. Seniority level
Executive Employment type
Full-time Job function
Finance and General Business Industries
Banking, Financial Services, and Investment Banking
#J-18808-Ljbffr