Morgan Stanley
Global Financial Crimes: US Investigations Director/VP
Morgan Stanley, Baltimore, Maryland, United States, 21206
Overview Join to apply for the
Global Financial Crimes: US Investigations Director/VP
role at
Morgan Stanley . About Morgan Stanley: Discover your next career opportunity with Morgan Stanley, where we are committed to helping our employees build meaningful careers, and where you can learn, achieve, and grow. Across the globe, we believe our greatest asset is our people. The Firm offers a comprehensive suite of benefits, programs, and perks for employees. We stand for doing the right thing, putting clients first, leading with exceptional ideas, committing to diversity and inclusion, and giving back. About Global Financial Crimes (GFC): In Global Financial Crimes, you will play a critical role in identifying potentially suspicious activity, protecting vulnerable individuals, and safeguarding the integrity of the financial system. GFC coordinates day-to-day implementation of the Firm\'s financial crime prevention efforts, including governance, oversight and execution of the Firm\'s Anti-Money Laundering (AML), Sanctions, Anti-Corruption and Government and Political Activities Compliance programs. If you are passionate about financial crimes prevention and seeking a rewarding career focused on making a difference, GFC might be the right team for you.
If you think you are the right match for the following opportunity, apply after reading the complete description. Your Key Responsibilities
Lead investigations of a wide variety of suspected financial crimes, including money laundering, terrorist financing, market manipulation, insider trading, trafficking, fraud, public corruption and bribery, cybercrime, and tax evasion Determine appropriate regulatory filing requirements, including Suspicious Activity Reports, and notifications to law enforcement and government agencies Provide advice to the business with respect to managing risks arising from financial crimes concerns involving prospective and current client relationships Produce and maintain investigative reports and related documentation Assist with responding to requests for information from law enforcement and government agencies Ensure daily operational processing is completed according to established program and regulatory requirements Identify and implement process improvements to increase efficiency and effectiveness
What We’re Looking For In You
Bachelors degree or equivalent military experience. Law degree, legal or prosecutorial experience a plus. 5+ years of strong investigative or related experience with emphasis on BSA/AML, including writing and preparing SARs in accordance with applicable regulatory requirements Strong understanding of the financial markets and banking, including broker-dealer product-based knowledge Excellent communication, leadership, and presentation skills with the ability to communicate effectively through all levels of the organization Self-motivated and independent operator with the ability to make decisions in fast-paced and dynamic settings CAMS or equivalent AML certification/license, or ability to obtain certification within first 15 months of employment
Where You’ll Be Working This role will require in-office attendance 3 days/week. Two of those days will be Anchor Days where you will be in the office with your teammates to learn, grow, and collaborate in person.
What You Can Expect From Morgan Stanley We are committed to maintaining the first-class service and high standard of excellence that have defined Morgan Stanley for over 89 years. Our values guide decisions to do what\'s best for clients, communities, and more than 80,000 employees in 1,200 offices across 42 countries. Morgan Stanley offers a diverse, inclusive environment with comprehensive employee benefits and opportunities to move within the business for those who show passion and grit in their work. To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices into your browser.
Equal Opportunity It is the policy of the Firm to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, religion, creed, age, sex, gender identity or expression, transgender, sexual orientation, national origin, citizenship, disability, marital status, pregnancy, veteran or military service status, genetic information, or any other characteristic protected by law. Morgan Stanley is an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet).
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Global Financial Crimes: US Investigations Director/VP
role at
Morgan Stanley . About Morgan Stanley: Discover your next career opportunity with Morgan Stanley, where we are committed to helping our employees build meaningful careers, and where you can learn, achieve, and grow. Across the globe, we believe our greatest asset is our people. The Firm offers a comprehensive suite of benefits, programs, and perks for employees. We stand for doing the right thing, putting clients first, leading with exceptional ideas, committing to diversity and inclusion, and giving back. About Global Financial Crimes (GFC): In Global Financial Crimes, you will play a critical role in identifying potentially suspicious activity, protecting vulnerable individuals, and safeguarding the integrity of the financial system. GFC coordinates day-to-day implementation of the Firm\'s financial crime prevention efforts, including governance, oversight and execution of the Firm\'s Anti-Money Laundering (AML), Sanctions, Anti-Corruption and Government and Political Activities Compliance programs. If you are passionate about financial crimes prevention and seeking a rewarding career focused on making a difference, GFC might be the right team for you.
If you think you are the right match for the following opportunity, apply after reading the complete description. Your Key Responsibilities
Lead investigations of a wide variety of suspected financial crimes, including money laundering, terrorist financing, market manipulation, insider trading, trafficking, fraud, public corruption and bribery, cybercrime, and tax evasion Determine appropriate regulatory filing requirements, including Suspicious Activity Reports, and notifications to law enforcement and government agencies Provide advice to the business with respect to managing risks arising from financial crimes concerns involving prospective and current client relationships Produce and maintain investigative reports and related documentation Assist with responding to requests for information from law enforcement and government agencies Ensure daily operational processing is completed according to established program and regulatory requirements Identify and implement process improvements to increase efficiency and effectiveness
What We’re Looking For In You
Bachelors degree or equivalent military experience. Law degree, legal or prosecutorial experience a plus. 5+ years of strong investigative or related experience with emphasis on BSA/AML, including writing and preparing SARs in accordance with applicable regulatory requirements Strong understanding of the financial markets and banking, including broker-dealer product-based knowledge Excellent communication, leadership, and presentation skills with the ability to communicate effectively through all levels of the organization Self-motivated and independent operator with the ability to make decisions in fast-paced and dynamic settings CAMS or equivalent AML certification/license, or ability to obtain certification within first 15 months of employment
Where You’ll Be Working This role will require in-office attendance 3 days/week. Two of those days will be Anchor Days where you will be in the office with your teammates to learn, grow, and collaborate in person.
What You Can Expect From Morgan Stanley We are committed to maintaining the first-class service and high standard of excellence that have defined Morgan Stanley for over 89 years. Our values guide decisions to do what\'s best for clients, communities, and more than 80,000 employees in 1,200 offices across 42 countries. Morgan Stanley offers a diverse, inclusive environment with comprehensive employee benefits and opportunities to move within the business for those who show passion and grit in their work. To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices into your browser.
Equal Opportunity It is the policy of the Firm to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, religion, creed, age, sex, gender identity or expression, transgender, sexual orientation, national origin, citizenship, disability, marital status, pregnancy, veteran or military service status, genetic information, or any other characteristic protected by law. Morgan Stanley is an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet).
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