Vice President of Advisor Oversight

About the Company We are a technology-driven investment management firm with a strong presence in the financial services industry. About the Role We are looking for a dynamic Vice President of Advisor Oversight to join our team and lead our efforts in ensuring the integrity and compliance of our Wealth Advisor Solutions program. This critical leadership position involves overseeing the due diligence and ongoing monitoring processes for Registered Investment Advisers (RIAs) that provide specialized investment services to retail clients. The Vice President will: Lead a dedicated team responsible for conducting thorough assessments of the control environments and operational risks associated with our RIAs. Develop and implement frameworks for evaluating risks while preparing comprehensive manager scorecards. Prepare insightful reports and presentations for senior management, facilitating strategic discussions. Chair cross-functional oversight committees to drive compliance and performance standards. Continuously assess industry trends and best practices to enhance our oversight program. Ideal candidates will possess a solid background in the investment industry, particularly with operational due diligence experience within financial institutions. A strong understanding of investment accounting, audit, compliance, or risk management is highly valued. Successful candidates will demonstrate: Expertise in regulatory environments. Exceptional program management and leadership capabilities. Collaborative skills to work effectively with diverse internal teams. Outstanding communication, analytical, and problem-solving skills. The ability to thrive in a fast-paced, deadline-driven environment. A proactive approach to identifying and mitigating risks is crucial for this role, as is the ability to travel occasionally (up to 20%). If you are passionate about ensuring compliance and enhancing operational effectiveness within the investment landscape, we encourage you to apply. Hiring Manager Title: Head of Business and Advisor Oversight