Vice President, Senior Compliance Leader

Vice President, Senior Compliance Leader About the Company Join a prestigious banking organization known for its international presence and commitment to excellence. Industry Banking Type Privately Held, Private Equity-backed Founded 1848 Employees 10,001+ Categories Financial Services Asset Management Banking & Mortgages Investment Banking Consulting & Professional Services B2B BNP Paribas Business Finance France Retail Consumer Lending Environmental Consulting Innovation Management Personal Finance Sustainability Wealth Management Specialties Leader in banking Insurance and financial services Business Classifications B2B About the Role The Company is in search of a highly experienced Senior Compliance Leader specializing in Global Banking Regulations. You will play a crucial role within a global compliance team, addressing structural banking reform issues, such as CFTC Swap Dealer, SEC Security-Based Swap Dealer, French Banking Law, and the Volcker Rule. Key responsibilities include: Overseeing and enhancing the compliance program for swap dealer regulations. Monitoring changes in regulations and advising on their implementation. Managing the compliance program for the Volcker Rule and French Banking Law across the Americas. Reporting regulatory matters to senior management and serving as a subject matter expert for swap dealer concerns. We seek candidates with a minimum of 5-10 years of investment banking experience, specifically in broker-dealer, swap dealer, or a related regulatory role. A comprehensive understanding of US and international G10 regulations surrounding structural bank reform and OTC derivatives is vital. Strong organizational, project management, and interpersonal skills are essential, as well as the ability to communicate complex concepts effectively to senior management. A JD or MBA is preferred, with experience in a swap dealer compliance office being a plus. The ideal candidate will demonstrate a strong work ethic, a compliance-focused mindset, and the capacity to function autonomously while being an effective team collaborator. Hiring Manager Title Head of GBR U.S. Travel Percent Less than 10% Functions Finance Operations