Deutsche Bank
Global Communications Surveillance Program SME - Assistant Vice President
Deutsche Bank, Jacksonville, Florida, United States, 32290
Overview
Compliance is now seeking an AVP level Compliance Officer within the Global Communications Surveillance team. Reporting to the Global Head of Communications Surveillance, the primary focus of this role will be coordinating and contributing on key global program initiatives and detection capability for electronic and voice communications. What We Offer You
A diverse and inclusive environment that embraces change, innovation, and collaboration A hybrid working model, allowing for in-office / work from home flexibility, generous vacation, personal and volunteer days Employee Resource Groups support an inclusive workplace for everyone and promote community engagement Competitive compensation packages including health and wellbeing benefits, retirement savings plans, parental leave, and family building benefits Educational resources, matching gift and volunteer programs What You\'ll Do
Assist with implementing and executing against the Global Communications Surveillance program strategy and help represent this to relevant stakeholders including Business Line Compliance, Business Managers, Auditors and Regulators Assist regional program leads with the electronic and voice communications coverage to ensure compliance with appropriate rules, regulations, and firm policies Prepare material for the engagement with global regulators (Federal Reserve Bank (FRB), Securities and Exchange Commission (SEC), Financial Conduit Authority (FCA), BaFin, etc) and management on various topics such as, business messaging, program coverage, surveillance processes Help lead strategic projects within the Global Communications program, in addition to staying ahead of industry practice to drive success Provide guidance on regulatory risk and policy violations during investigations Work closely with members of the Firm\'s Business Lines, Compliance, Legal, Technology and other departments, to identify, analyze, investigate, and resolve issues, and work on ad-hoc Surveillance Projects as needed Skills You\'ll Need
Advanced work experience in regulatory, audit, compliance, risk, surveillance, or equivalent Experience with communications surveillance, or communications platform architecture, data flows, and organizational structure Knowledge/experience with financial markets and an array of financial products (including stocks, bonds, equity/credit derivatives) Minimum of a College degree (prefer in Finance, Business or Accounting) or equivalent work experience Skills That Will Help You Excel
Excellent verbal communication and written skills A proactive approach to tasks and responsibilities Ability to multi-task effectively and handle change well Advanced MS Excel (pivot tables, experience with large data sets, proficient in data manipulation and presentation) Team player with great attitude, interpersonal skills and strong work ethic Expectations
It is the Bank\'s expectation that employees hired into this role will work in the Jacksonville, FL office in accordance with the Bank\'s hybrid working model. Deutsche Bank provides reasonable accommodations to candidates and employees with a substantiated need based on disability and/or religion. The salary range for this position in Jacksonville is $75,000 to $110,750. Actual salaries may be based on a number of factors including, but not limited to, a candidate\'s skill set, experience, education and other qualifications. Posted salary ranges do not include incentive compensation or any other type of remuneration. Deutsche Bank Benefits
At Deutsche Bank, we recognize that our benefit programs have a profound impact on our colleagues. That\'s why we are focused on providing benefits and perks that enable our colleagues to live authentically and be their whole selves, at every stage of life. We provide access to physical, emotional, and financial wellness benefits that allow our colleagues to stay financially secure and strike balance between work and home. Learn more about your life at Deutsche Bank through the eyes of our current employees at the Life at Deutsche Bank page. The California Consumer Privacy Act outlines how companies can use personal information. If you are interested in receiving a copy of Deutsche Bank\'s California Privacy Notice please email HR.Direct@DB.com. #LI-HYBRID We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively. We celebrate the successes of our people and promote a positive, fair and inclusive work environment. Qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, protected veteran status or other characteristics protected by law.
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Compliance is now seeking an AVP level Compliance Officer within the Global Communications Surveillance team. Reporting to the Global Head of Communications Surveillance, the primary focus of this role will be coordinating and contributing on key global program initiatives and detection capability for electronic and voice communications. What We Offer You
A diverse and inclusive environment that embraces change, innovation, and collaboration A hybrid working model, allowing for in-office / work from home flexibility, generous vacation, personal and volunteer days Employee Resource Groups support an inclusive workplace for everyone and promote community engagement Competitive compensation packages including health and wellbeing benefits, retirement savings plans, parental leave, and family building benefits Educational resources, matching gift and volunteer programs What You\'ll Do
Assist with implementing and executing against the Global Communications Surveillance program strategy and help represent this to relevant stakeholders including Business Line Compliance, Business Managers, Auditors and Regulators Assist regional program leads with the electronic and voice communications coverage to ensure compliance with appropriate rules, regulations, and firm policies Prepare material for the engagement with global regulators (Federal Reserve Bank (FRB), Securities and Exchange Commission (SEC), Financial Conduit Authority (FCA), BaFin, etc) and management on various topics such as, business messaging, program coverage, surveillance processes Help lead strategic projects within the Global Communications program, in addition to staying ahead of industry practice to drive success Provide guidance on regulatory risk and policy violations during investigations Work closely with members of the Firm\'s Business Lines, Compliance, Legal, Technology and other departments, to identify, analyze, investigate, and resolve issues, and work on ad-hoc Surveillance Projects as needed Skills You\'ll Need
Advanced work experience in regulatory, audit, compliance, risk, surveillance, or equivalent Experience with communications surveillance, or communications platform architecture, data flows, and organizational structure Knowledge/experience with financial markets and an array of financial products (including stocks, bonds, equity/credit derivatives) Minimum of a College degree (prefer in Finance, Business or Accounting) or equivalent work experience Skills That Will Help You Excel
Excellent verbal communication and written skills A proactive approach to tasks and responsibilities Ability to multi-task effectively and handle change well Advanced MS Excel (pivot tables, experience with large data sets, proficient in data manipulation and presentation) Team player with great attitude, interpersonal skills and strong work ethic Expectations
It is the Bank\'s expectation that employees hired into this role will work in the Jacksonville, FL office in accordance with the Bank\'s hybrid working model. Deutsche Bank provides reasonable accommodations to candidates and employees with a substantiated need based on disability and/or religion. The salary range for this position in Jacksonville is $75,000 to $110,750. Actual salaries may be based on a number of factors including, but not limited to, a candidate\'s skill set, experience, education and other qualifications. Posted salary ranges do not include incentive compensation or any other type of remuneration. Deutsche Bank Benefits
At Deutsche Bank, we recognize that our benefit programs have a profound impact on our colleagues. That\'s why we are focused on providing benefits and perks that enable our colleagues to live authentically and be their whole selves, at every stage of life. We provide access to physical, emotional, and financial wellness benefits that allow our colleagues to stay financially secure and strike balance between work and home. Learn more about your life at Deutsche Bank through the eyes of our current employees at the Life at Deutsche Bank page. The California Consumer Privacy Act outlines how companies can use personal information. If you are interested in receiving a copy of Deutsche Bank\'s California Privacy Notice please email HR.Direct@DB.com. #LI-HYBRID We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively. We celebrate the successes of our people and promote a positive, fair and inclusive work environment. Qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, protected veteran status or other characteristics protected by law.
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