Atlantic Group
Vice President, Marketing Material Compliance Officer
Atlantic Group, Greenwich, Connecticut, us, 06831
Vice President, Marketing Material Compliance OfficerVice President, Marketing Material Compliance Officer This range is provided by Atlantic Group. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.
Increase your chances of an interview by reading the following overview of this role before making an application. Base pay range $150,000.00/yr - $175,000.00/yr Additional compensation types Annual Bonus Location:
Greenwich, CT (3 days/week in office) Compensation:
$150K-$175K base + bonus Our client, a $120+ billion alternative asset manager is seeking a marketing material compliance professional to join their legal and compliance team. Responsibilities: Review marketing materials, due diligence responses, investor communications and other fundraising and reporting related materials across various investment strategies to ensure compliance with the Investment Advisers Act marketing rules (“the new marketing rule”) and regulatory and compliance requirements associated with marketing and sales in non-U.S. jurisdictions. Partner with the IR team to draft and review investor due diligence questionnaires and marketing materials, ensuring compliance with relevant regulations. Lead research on emerging marketing compliance issues and regulations, developing new initiatives and updating policies and procedures to reflect changing regulatory landscapes. Ensure the firm’s readiness for SEC marketing compliance reviews or sweeps, ensuring that all documentation and practices are up to date. Mentor and develop mid-level and junior compliance associates, fostering a learning environment and ensuring effective knowledge transfer within the compliance team. Qualifications: 5+ years of prior experience with private fund marketing or distribution compliance. Experience in marketing and investor relations compliance, with a solid understanding of SEC regulations and marketing rules. Solutions-oriented mindset with a focus on the firm’s overall goals, collaborating with internal teams to meet objectives. Strong project management skills, with the ability to manage multiple priorities, including coordinating with external compliance consultants and the IR team. 45615 Seniority level
Seniority levelMid-Senior level Employment type
Employment typeFull-time Job function
Job functionLegal IndustriesInvestment Management and Financial Services Referrals increase your chances of interviewing at Atlantic Group by 2x Inferred from the description for this job Medical insurance Vision insurance 401(k) Get notified when a new job is posted. Sign in to set job alerts for “Vice President Marketing” roles. Bronx, NY $184,000.00-$253,000.00 3 weeks ago Stamford, CT $302,000.00-$370,000.00 1 week ago Stamford, CT $302,000.00-$370,000.00 2 weeks ago Stamford, CT $302,000.00-$370,000.00 2 weeks ago Stamford, CT $302,000.00-$370,000.00 1 week ago Vice President – Environmental EngineeringVice President – Environmental Engineering Stamford, CT $158,000.00-$221,000.00 2 weeks ago Floral Park, NY $100,000.00-$110,000.00 2 months ago Nonprofit (Vice President, Marketing and Communications Port Washington, NY $180,000.00-$190,000.00 3 days ago Stamford, CT $135,300.00-$240,100.00 2 weeks ago White Plains, NY $145,000.00-$160,000.00 3 weeks ago Port Washington, NY $170,000.00-$180,000.00 3 weeks ago Director, Lifecycle & Retention Marketing Melville, NY $130,000.00-$160,000.00 21 hours ago Vice President, Direct Marketing Creative Stamford, CT $190,100.00-$316,700.00 5 hours ago Director of Customer Marketing – Food & DrugVice President, Search Marketing, SEO and SEM Stamford, CT $190,100.00-$316,700.00 2 days ago VP, Home Specialty - Strategic Cardholder Marketing Stamford, CT $130,000.00-$210,000.00 15 hours ago Port Washington, NY $240,000.00-$280,000.00 3 weeks ago Senior Director, Integrated Media & Marketing White Plains, NY $175,000.00-$225,000.00 2 weeks ago Marketing Director / Senior Marketing Manager New Hyde Park, NY $100,000.00-$120,000.00 3 weeks ago Director of Marketing and Digital JN -072025-163137 Hackensack, NJ $130,000.00-$150,000.00 4 days ago Director of Marketing (E-Commerce Focused)Associate Director of Website Services and MarketingSenior Director, Integrated Residential Advertising and Marketing Stamford, CT $169,800.00-$300,800.00 1 week ago Port Washington, NY $180,000.00-$190,000.00 1 month ago Englewood Cliffs, NJ $194,000.00-$212,500.00 6 days ago Stamford, CT $190,100.00-$316,700.00 6 days ago We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
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Increase your chances of an interview by reading the following overview of this role before making an application. Base pay range $150,000.00/yr - $175,000.00/yr Additional compensation types Annual Bonus Location:
Greenwich, CT (3 days/week in office) Compensation:
$150K-$175K base + bonus Our client, a $120+ billion alternative asset manager is seeking a marketing material compliance professional to join their legal and compliance team. Responsibilities: Review marketing materials, due diligence responses, investor communications and other fundraising and reporting related materials across various investment strategies to ensure compliance with the Investment Advisers Act marketing rules (“the new marketing rule”) and regulatory and compliance requirements associated with marketing and sales in non-U.S. jurisdictions. Partner with the IR team to draft and review investor due diligence questionnaires and marketing materials, ensuring compliance with relevant regulations. Lead research on emerging marketing compliance issues and regulations, developing new initiatives and updating policies and procedures to reflect changing regulatory landscapes. Ensure the firm’s readiness for SEC marketing compliance reviews or sweeps, ensuring that all documentation and practices are up to date. Mentor and develop mid-level and junior compliance associates, fostering a learning environment and ensuring effective knowledge transfer within the compliance team. Qualifications: 5+ years of prior experience with private fund marketing or distribution compliance. Experience in marketing and investor relations compliance, with a solid understanding of SEC regulations and marketing rules. Solutions-oriented mindset with a focus on the firm’s overall goals, collaborating with internal teams to meet objectives. Strong project management skills, with the ability to manage multiple priorities, including coordinating with external compliance consultants and the IR team. 45615 Seniority level
Seniority levelMid-Senior level Employment type
Employment typeFull-time Job function
Job functionLegal IndustriesInvestment Management and Financial Services Referrals increase your chances of interviewing at Atlantic Group by 2x Inferred from the description for this job Medical insurance Vision insurance 401(k) Get notified when a new job is posted. Sign in to set job alerts for “Vice President Marketing” roles. Bronx, NY $184,000.00-$253,000.00 3 weeks ago Stamford, CT $302,000.00-$370,000.00 1 week ago Stamford, CT $302,000.00-$370,000.00 2 weeks ago Stamford, CT $302,000.00-$370,000.00 2 weeks ago Stamford, CT $302,000.00-$370,000.00 1 week ago Vice President – Environmental EngineeringVice President – Environmental Engineering Stamford, CT $158,000.00-$221,000.00 2 weeks ago Floral Park, NY $100,000.00-$110,000.00 2 months ago Nonprofit (Vice President, Marketing and Communications Port Washington, NY $180,000.00-$190,000.00 3 days ago Stamford, CT $135,300.00-$240,100.00 2 weeks ago White Plains, NY $145,000.00-$160,000.00 3 weeks ago Port Washington, NY $170,000.00-$180,000.00 3 weeks ago Director, Lifecycle & Retention Marketing Melville, NY $130,000.00-$160,000.00 21 hours ago Vice President, Direct Marketing Creative Stamford, CT $190,100.00-$316,700.00 5 hours ago Director of Customer Marketing – Food & DrugVice President, Search Marketing, SEO and SEM Stamford, CT $190,100.00-$316,700.00 2 days ago VP, Home Specialty - Strategic Cardholder Marketing Stamford, CT $130,000.00-$210,000.00 15 hours ago Port Washington, NY $240,000.00-$280,000.00 3 weeks ago Senior Director, Integrated Media & Marketing White Plains, NY $175,000.00-$225,000.00 2 weeks ago Marketing Director / Senior Marketing Manager New Hyde Park, NY $100,000.00-$120,000.00 3 weeks ago Director of Marketing and Digital JN -072025-163137 Hackensack, NJ $130,000.00-$150,000.00 4 days ago Director of Marketing (E-Commerce Focused)Associate Director of Website Services and MarketingSenior Director, Integrated Residential Advertising and Marketing Stamford, CT $169,800.00-$300,800.00 1 week ago Port Washington, NY $180,000.00-$190,000.00 1 month ago Englewood Cliffs, NJ $194,000.00-$212,500.00 6 days ago Stamford, CT $190,100.00-$316,700.00 6 days ago We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
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