Confidential
Senior Vice President of Finance and Accounting
About the Company
A dynamic full-service investment firm specializing in sales & trading, research, and asset management.
Industry
Financial Services
Type
Privately Held
Founded
2008
Employees
51-200
Categories
Consulting & Professional Services
Financial Services
Service Providers
Services
Specialties
trading
sales
research
merchant banking
investment banking
About the Role
As the Senior Vice President of Finance and Accounting, you will play a key role as the senior finance leader and core executor of the firm. This hands-on position is essential in overseeing all financial activities, ensuring compliance with GAAP, SEC, and FINRA regulations, and integration into financial decision-making. You will manage a wide range of accounting and finance operations, from data entry to comprehensive management-level reporting. Responsibilities include:
Leading general ledger accounting
Overseeing budgeting and cash management
Establishing risk policies
Preparing and submitting various regulatory reports
Designing efficient financial processes
Collaborating with cross-functional teams to improve operational efficiencies
We are looking for self-starters who can operate autonomously, exhibit attention to detail, and possess a Master’s degree in accounting, business accounting, or finance. A Certified Public Accountant (CPA) license and FINRA Series 99 license are mandatory. The ideal candidate will have significant experience in corporate finance, advanced accounting, and regulatory issues, preferably in a broker-dealer environment with FINOP experience. This role requires a strategic thinker with exceptional problem-solving abilities, strong communication, and interpersonal skills, capable of managing multiple priorities and projects with integrity and dependability.
Hiring Manager Title
CEO
Travel Percent
Less than 10%
Functions
Finance