Vice President of Internal Audit for Swap Dealer Compliance

Vice President of Internal Audit for Swap Dealer Compliance About the Company A top-tier global financial institution that excels in the financial services sector. About the Role The company is looking for an experienced Vice President of Internal Audit, specializing in Swap Dealer Compliance. This is an exceptional opportunity to lead high-impact audits focusing on derivatives oversight and regulatory risk management on a global scale. We seek a professional with a comprehensive understanding of internal audit processes within financial services, particularly regarding swap regulations, risk frameworks, and capital markets operations. Key Responsibilities: Lead end-to-end audit engagements related to swap dealer compliance. Conduct thorough control assessments and evaluations of internal controls. Present audit findings and recommendations to senior leadership effectively. Enhance audit methodology and infrastructure to ensure best practices. Build and maintain strong relationships with global stakeholders to understand and adapt to evolving risk landscapes. Qualifications: 8-10 years of experience in internal audit, compliance, or risk management within the financial services sector. Strong expertise in swap regulations, including Dodd-Frank Title VII, CFTC, SEC, and NFA. In-depth knowledge of derivatives products is essential. Excellent communication and leadership skills, with experience managing cross-functional teams. Bachelor's degree or higher in a relevant field is required. Professional certifications such as CPA, CIA, or similar are preferred. Proficiency in Microsoft Office and familiarity with data analytic tools are also crucial. Travel Percent Less than 10% Functions Finance Operations