Daley and Associates
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Portfolio Compliance Analyst
We are currently seeking candidates for a Portfolio Compliance Analyst opportunity with a top-tier Private Equity firm located in Boston, MA. The Portfolio Compliance Analyst will ensure investment transactions and holdings are compliant with client guidelines and regulatory requirements. The ideal candidate will have 1-3+ years of related experience in financial services. Portfolio Compliance Analyst
We are currently seeking candidates for a Portfolio Compliance Analyst opportunity with a top-tier Private Equity firm located in Boston, MA. The Portfolio Compliance Analyst will ensure investment transactions and holdings are compliant with client guidelines and regulatory requirements. The ideal candidate will have 1-3+ years of related experience in financial services.
This is a 5+ month contract opportunity, paying between $30-$40/hour (depending on experience).
This role supports a hybrid work-model, consisting of 3 onsite and 2 remote days/week.
Responsibilities:
Partner with portfolio services and investment teams and support daily activities and proceeding Ensure investment transactions and holdings are compliant with client guidelines and regulatory requirements Review Investment Management Agreements, evaluate client guidelines, and maintain the guideline monitoring system (Sentinel) Collaborate with investors and provide pre-trade support Resolve post-trade incident exceptions generated from Sentinel Maintain active and open communication with Compliance, Global Relationships, Product Management, and Portfolio Management Develop and utilize solid understanding of investment strategies relative to client guidelines and regulatory requirements
Qualifications:
Bachelor's degree in Finance, Accounting, or related field 1-3+ years of experience working in investment management firm or financial services firm Working knowledge of all investment types, including equity and fixed income products, and derivative instruments Experience monitoring investment guidelines, working in an investment compliance role, and understanding regulatory requirements for 40 Act and UCITs funds Excellent communication (written and verbal) and interpersonal skills Strong technical skills, including proficiency with Microsoft Office Suite (especially Excel) Experience utilizing a compliance monitoring system (preferably Sentinel) Strong attention to detail and demonstrated intellectual curiosity Great organization, time management, and prioritization skills Self-motivated and deadline-driven
For immediate consideration, interested and qualified candidates should send their resumes to Jenny at jfriedman@daleyaa.com.
Seniority level
Seniority level
Entry level Employment type
Employment type
Contract Job function
Job function
Legal Industries
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We are currently seeking candidates for a Portfolio Compliance Analyst opportunity with a top-tier Private Equity firm located in Boston, MA. The Portfolio Compliance Analyst will ensure investment transactions and holdings are compliant with client guidelines and regulatory requirements. The ideal candidate will have 1-3+ years of related experience in financial services. Portfolio Compliance Analyst
We are currently seeking candidates for a Portfolio Compliance Analyst opportunity with a top-tier Private Equity firm located in Boston, MA. The Portfolio Compliance Analyst will ensure investment transactions and holdings are compliant with client guidelines and regulatory requirements. The ideal candidate will have 1-3+ years of related experience in financial services.
This is a 5+ month contract opportunity, paying between $30-$40/hour (depending on experience).
This role supports a hybrid work-model, consisting of 3 onsite and 2 remote days/week.
Responsibilities:
Partner with portfolio services and investment teams and support daily activities and proceeding Ensure investment transactions and holdings are compliant with client guidelines and regulatory requirements Review Investment Management Agreements, evaluate client guidelines, and maintain the guideline monitoring system (Sentinel) Collaborate with investors and provide pre-trade support Resolve post-trade incident exceptions generated from Sentinel Maintain active and open communication with Compliance, Global Relationships, Product Management, and Portfolio Management Develop and utilize solid understanding of investment strategies relative to client guidelines and regulatory requirements
Qualifications:
Bachelor's degree in Finance, Accounting, or related field 1-3+ years of experience working in investment management firm or financial services firm Working knowledge of all investment types, including equity and fixed income products, and derivative instruments Experience monitoring investment guidelines, working in an investment compliance role, and understanding regulatory requirements for 40 Act and UCITs funds Excellent communication (written and verbal) and interpersonal skills Strong technical skills, including proficiency with Microsoft Office Suite (especially Excel) Experience utilizing a compliance monitoring system (preferably Sentinel) Strong attention to detail and demonstrated intellectual curiosity Great organization, time management, and prioritization skills Self-motivated and deadline-driven
For immediate consideration, interested and qualified candidates should send their resumes to Jenny at jfriedman@daleyaa.com.
Seniority level
Seniority level
Entry level Employment type
Employment type
Contract Job function
Job function
Legal Industries
Staffing and Recruiting Referrals increase your chances of interviewing at Daley And Associates, LLC by 2x Get notified about new Compliance Analyst jobs in
Boston, MA . Boston, MA $140,000.00-$170,000.00 4 weeks ago Boston, MA $115,765.00-$154,353.00 1 month ago Junior Compliance Manager (relocate to Europe)
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Boston, MA $130,000.00-$160,000.00 1 month ago Waltham, MA $129,000.00-$162,000.00 1 day ago Regional Compliance Specialist (Boston HQ)
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Boston, MA $140,000.00-$175,000.00 13 hours ago MassHealth Regulatory Compliance & Audits Specialist
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Boston, MA $102,400.00-$204,100.00 2 weeks ago Principal Compliance Specialist, Quality Assurance Operations
Framingham, MA $74,250.00-$107,250.00 1 day ago Boston, MA $111,800.00-$175,670.00 2 weeks ago Were unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI. #J-18808-Ljbffr