Utah Staffing
Compliance | Associate | Salt Lake City
Utah Staffing, Salt Lake City, Utah, United States, 84193
Compliance And Regulatory Risk Management
Manage the firm's compliance, regulatory, and reputational risks by ensuring adherence to laws, rules, and regulations. Our colleagues in Global Compliance are responsible for managing audits and inquiries, compliance learning, surveillance, and testing the firm's risk management infrastructure. If you apply to this skillset, you will be considered for multiple roles across the firm that require this skillset. The list is not exhaustive, and availability of open roles is determined based on business. Global Compliance is dedicated to protecting the reputation of the firm and managing risk across all business areas. We work closely with each business, our professionals interpret and ensure compliance with regulatory requirements and determine how the firm can appropriately pursue global market opportunities. We monitor regulatory trends and changes in all jurisdictions in which the firm does business, and we share information and collaborate with regulators to manage financial market risk. Divisions and job functions include: Financial Crime Compliance (FCC) is responsible for coordinating the firmwide anti-financial crime program. Core Compliance is responsible for implementing and maintaining our integrated regulatory compliance program. Global Banking and Markets - Public Compliance is responsible for the design and implementation of a comprehensive and sustainable program that monitors and provides oversight for regulatory and reputational risk. Compliance Testing Group is part of Goldman Sachs' efforts to provide assurance of the soundness of its compliance infrastructure. Basic qualifications include: Bachelor's degree 3-8 years of prior work experience in a relevant field. Proficient to advanced skills with MS Office (Excel, PowerPoint, Word, Outlook) Highly organized with exceptional attention to detail and follow-through Strong ability to manage multiple projects with competing deadlines Team player with positive attitude and strong work ethic Strong communication skills (written and verbal) Ability to work in a fast-paced environment Ability to adapt quickly to a variety of industries and businesses Ability to self-direct, analyze and evaluate and form independent judgments Ability to effectively interact and build relationships with senior management and global stakeholders Commercially savvy with ability to exercise discretion with respect to highly confidential/sensitive information
Manage the firm's compliance, regulatory, and reputational risks by ensuring adherence to laws, rules, and regulations. Our colleagues in Global Compliance are responsible for managing audits and inquiries, compliance learning, surveillance, and testing the firm's risk management infrastructure. If you apply to this skillset, you will be considered for multiple roles across the firm that require this skillset. The list is not exhaustive, and availability of open roles is determined based on business. Global Compliance is dedicated to protecting the reputation of the firm and managing risk across all business areas. We work closely with each business, our professionals interpret and ensure compliance with regulatory requirements and determine how the firm can appropriately pursue global market opportunities. We monitor regulatory trends and changes in all jurisdictions in which the firm does business, and we share information and collaborate with regulators to manage financial market risk. Divisions and job functions include: Financial Crime Compliance (FCC) is responsible for coordinating the firmwide anti-financial crime program. Core Compliance is responsible for implementing and maintaining our integrated regulatory compliance program. Global Banking and Markets - Public Compliance is responsible for the design and implementation of a comprehensive and sustainable program that monitors and provides oversight for regulatory and reputational risk. Compliance Testing Group is part of Goldman Sachs' efforts to provide assurance of the soundness of its compliance infrastructure. Basic qualifications include: Bachelor's degree 3-8 years of prior work experience in a relevant field. Proficient to advanced skills with MS Office (Excel, PowerPoint, Word, Outlook) Highly organized with exceptional attention to detail and follow-through Strong ability to manage multiple projects with competing deadlines Team player with positive attitude and strong work ethic Strong communication skills (written and verbal) Ability to work in a fast-paced environment Ability to adapt quickly to a variety of industries and businesses Ability to self-direct, analyze and evaluate and form independent judgments Ability to effectively interact and build relationships with senior management and global stakeholders Commercially savvy with ability to exercise discretion with respect to highly confidential/sensitive information