Partnership Employment
Senior Legal & Compliance Researcher @ Partnership Employment
Responsibilities: Support the refinement and upkeep of the ODD framework, incorporating enhancements based on evolving industry standards and internal needs. Conduct risk-focused assessments of investment vehicles, culminating in formal documentation and written evaluations. Lead and participate in on-site and virtual diligence meetings with external investment managers and their service providers, with a focus on operational workflows, internal controls, and organizational design. Assess middle- and back-office functions, including fund accounting, pricing policies, treasury operations, and net asset value procedures. Review audit materials, financial statements, and other documentation to evaluate internal environments and controls. Monitor adherence to internal compliance frameworks and applicable regulatory guidelines by third-party investment managers. Own and execute an annual diligence calendar, ensuring consistent review coverage across all assigned strategies. Contribute to process optimization efforts by identifying opportunities to leverage tools, data, and automation. Seniority level
Director Employment type
Full-time Job function
Finance, Analyst, and Other Industries
Financial Services, Banking, and Investment Banking Clearwater, FL $121,000.00-$167,000.00 6 days ago We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
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Responsibilities: Support the refinement and upkeep of the ODD framework, incorporating enhancements based on evolving industry standards and internal needs. Conduct risk-focused assessments of investment vehicles, culminating in formal documentation and written evaluations. Lead and participate in on-site and virtual diligence meetings with external investment managers and their service providers, with a focus on operational workflows, internal controls, and organizational design. Assess middle- and back-office functions, including fund accounting, pricing policies, treasury operations, and net asset value procedures. Review audit materials, financial statements, and other documentation to evaluate internal environments and controls. Monitor adherence to internal compliance frameworks and applicable regulatory guidelines by third-party investment managers. Own and execute an annual diligence calendar, ensuring consistent review coverage across all assigned strategies. Contribute to process optimization efforts by identifying opportunities to leverage tools, data, and automation. Seniority level
Director Employment type
Full-time Job function
Finance, Analyst, and Other Industries
Financial Services, Banking, and Investment Banking Clearwater, FL $121,000.00-$167,000.00 6 days ago We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
#J-18808-Ljbffr