Morningstar
Overview
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Regional Counsel
role at
Morningstar 1 day ago Be among the first 25 applicants Get AI-powered advice on this job and more exclusive features. The Group
The Legal and Compliance team consists of lawyers, compliance specialists and other professionals across the globe who bring to the team various kinds of expertise. On the legal side, we have commercial, regulatory, M&A, regulatory compliance, corporate governance, privacy and employment expertise in-house as well as broad-based international legal experience to support the company’s 12,000+ employees working in wholly owned subsidiaries in 32 countries. The Compliance team has expertise in overseeing the compliance processes and practices of regulated credit ratings, investment management, investment research and benchmark administration businesses. The Legal Department coordinates and oversees Morningstar’s use of external counsel around the world. The Role
Morningstar, Inc., a leading global provider of independent investment research, is looking for a specialist in the Global Regulatory Strategy and Advisory Team, Legal. The role will be a legal resource on identifying regulatory issues that may affect Morningstar’s North American operations and advising on how to proactively address them, including, in connection with new business line developments. This position directly reports to Senior Regional Counsel, North America, who reports to Global Head of Regulatory Strategy and Advisory, Legal. Responsibilities
Advising the business on regulatory strategy and risk, including with respect to regulatory matters associated with strategic initiatives and new business line development. Advising Compliance on the management of Morningstar’s regulatory compliance responsibilities and consulting with external parties, as appropriate. Serving as one of Morningstar’s contacts and negotiators with regulatory bodies. Advising on strategy for defending and settling any regulatory action or other related matters involving any of Morningstar’s regulated businesses. Assisting with formal examinations or investigations by a regulator, regulatory registrations, and written submissions in response to consultations from regulators, as necessary. Advising the Compliance Team in internal investigations, and development and implementation of policies, guidelines and other documents pertaining to regulatory requirements applicable to Morningstar’s regulated businesses, as necessary. Staying current on regulations and other changes in regulatory requirements that could impact Morningstar’s businesses. Qualifications
Law degree and qualified to practice in New York or Illinois, or other relevant US State At least 6 years of financial services or securities law experience in a North American jurisdiction Structured finance transactional experience, credit rating experience, or other financial services compliance/regulatory experience required Experience in dealing with regulators is an advantage Investment advisor and asset management regulatory experience is beneficial Must be admitted to practice law or eligible for admission to practice as in-house counsel in the jurisdiction where located The ability to influence Integrity and a high degree of professional ethics Excellent judgement and analytical skills Strong interpersonal and communication skills, including excellent, clear drafting Ability to work efficiently and independently, prioritize workflow, and meet deadlines. Compensation And Benefits
At Morningstar we believe people are at their best when they are at their healthiest. That’s why we champion your wellness through a wide-range of programs that support all stages of your personal and professional life. Here are some examples of the offerings we provide: Financial Health
75% 401k match up to 7% Stock Ownership Potential Company provided life insurance - 1x salary + commission
Physical Health
Comprehensive health benefits (medical/dental/vision) including potential premium discounts and company-provided HSA contributions (up to $500-$2,000 annually) for specific plans and coverages Additional medical Wellness Incentives - up to $300-$600 annual Company-provided long- and short-term disability insurance
Emotional Health
Trust-Based Time Off 6-week Paid Sabbatical Program 6-Week Paid Family Caregiving Leave Competitive 8-24 Week Paid Parental Bonding Leave Adoption Assistance Leadership Coaching & Formal Mentorship Opportunities Annual Education Stipend Tuition Reimbursement
Social Health
Charitable Matching Gifts program Dollars for Doers volunteer program Paid volunteering days 15+ Employee Resource & Affinity Groups
Total Cash Compensation Range $143,250.00 - 257,850.00 USD Annual Inclusive of annual base salary and target incentive Morningstar’s hybrid work environment gives you the opportunity to work remotely and collaborate in-person each week. While some positions are available as fully remote, we’ve found that we’re at our best when we’re purposely together on a regular basis, typically three days each week. A range of other benefits are also available to enhance flexibility as needs change. No matter where you are, you’ll have tools and resources to engage meaningfully with your global colleagues. 001_MstarInc Morningstar Inc. Legal Entity Seniority level
Mid-Senior level Employment type
Full-time Job function
Legal Referrals increase your chances of interviewing at Morningstar by 2x Get notified about new Regional Counsel jobs in
Chicago, IL . Chicago, IL $250,000.00-$300,000.00 1 week ago Chicago, IL $180,000.00-$220,000.00 2 weeks ago Chicago, IL $200,000.00-$220,000.00 1 week ago Chicago, IL $145,000.00-$175,000.00 2 days ago Chicago, IL $120,000.00-$155,000.00 2 days ago Chicago, IL $174,652.00-$240,146.00 1 week ago Associate General Counsel – Global Clients & Global Retailers Chicago, IL $145,500.00-$180,000.00 2 days ago Chicago, IL $215,000.00-$240,000.00 2 weeks ago Greater Chicago Area $160,000.00-$170,000.00 3 days ago Greater Chicago Area $180,000.00-$220,000.00 3 days ago Chicago, IL $120,960.00-$208,680.00 1 week ago Chicago, IL $135,000.00-$145,000.00 1 week ago Chicago, IL $188,000.00-$323,950.00 3 weeks ago Chicago, IL $188,000.00-$323,950.00 1 month ago Chicago, IL $175,000.00-$190,000.00 1 week ago Chicago, IL $100,000.00-$130,000.00 2 days ago Chicago, IL $175,000.00-$225,000.00 4 days ago Assistant General Counsel, Director of Commercial Law
Greater Chicago Area $174,652.00-$240,146.00 1 week ago Associate General Counsel – Global Clients & Global Retailers
Chicago, IL $145,500.00-$180,000.00 2 days ago Chicago, IL $215,000.00-$240,000.00 2 weeks ago Greater Chicago Area $160,000.00-$170,000.00 3 days ago Greater Chicago Area $180,000.00-$220,000.00 3 days ago Chicago, IL $120,960.00-$208,680.00 1 week ago Chicago, IL $135,000.00-$145,000.00 1 week ago Chicago, IL $188,000.00-$323,950.00 3 weeks ago Chicago, IL $188,000.00-$323,950.00 1 month ago Chicago, IL $175,000.00-$190,000.00 1 week ago Chicago, IL $100,000.00-$130,000.00 2 days ago Chicago, IL $175,000.00-$225,000.00 4 days ago Assistant General Counsel- Commercial & Corporate
Chicago, IL $167,400.00-$223,200.00 1 month ago Greater Chicago Area $225,000.00-$310,000.00 2 weeks ago Chicago, IL $210,000.00-$312,000.00 1 day ago Chicago, IL $94,000.00-$125,000.00 1 week ago Chicago, IL $175,000.00-$262,000.00 3 weeks ago Assistant General Counsel- Commercial & Corporate
Wood Dale, IL $175,000.00-$210,000.00 1 day ago Corporate Counsel, Commercial and Privacy
Chicago, IL $170,000.00-$200,000.00 2 weeks ago We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
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Join to apply for the
Regional Counsel
role at
Morningstar 1 day ago Be among the first 25 applicants Get AI-powered advice on this job and more exclusive features. The Group
The Legal and Compliance team consists of lawyers, compliance specialists and other professionals across the globe who bring to the team various kinds of expertise. On the legal side, we have commercial, regulatory, M&A, regulatory compliance, corporate governance, privacy and employment expertise in-house as well as broad-based international legal experience to support the company’s 12,000+ employees working in wholly owned subsidiaries in 32 countries. The Compliance team has expertise in overseeing the compliance processes and practices of regulated credit ratings, investment management, investment research and benchmark administration businesses. The Legal Department coordinates and oversees Morningstar’s use of external counsel around the world. The Role
Morningstar, Inc., a leading global provider of independent investment research, is looking for a specialist in the Global Regulatory Strategy and Advisory Team, Legal. The role will be a legal resource on identifying regulatory issues that may affect Morningstar’s North American operations and advising on how to proactively address them, including, in connection with new business line developments. This position directly reports to Senior Regional Counsel, North America, who reports to Global Head of Regulatory Strategy and Advisory, Legal. Responsibilities
Advising the business on regulatory strategy and risk, including with respect to regulatory matters associated with strategic initiatives and new business line development. Advising Compliance on the management of Morningstar’s regulatory compliance responsibilities and consulting with external parties, as appropriate. Serving as one of Morningstar’s contacts and negotiators with regulatory bodies. Advising on strategy for defending and settling any regulatory action or other related matters involving any of Morningstar’s regulated businesses. Assisting with formal examinations or investigations by a regulator, regulatory registrations, and written submissions in response to consultations from regulators, as necessary. Advising the Compliance Team in internal investigations, and development and implementation of policies, guidelines and other documents pertaining to regulatory requirements applicable to Morningstar’s regulated businesses, as necessary. Staying current on regulations and other changes in regulatory requirements that could impact Morningstar’s businesses. Qualifications
Law degree and qualified to practice in New York or Illinois, or other relevant US State At least 6 years of financial services or securities law experience in a North American jurisdiction Structured finance transactional experience, credit rating experience, or other financial services compliance/regulatory experience required Experience in dealing with regulators is an advantage Investment advisor and asset management regulatory experience is beneficial Must be admitted to practice law or eligible for admission to practice as in-house counsel in the jurisdiction where located The ability to influence Integrity and a high degree of professional ethics Excellent judgement and analytical skills Strong interpersonal and communication skills, including excellent, clear drafting Ability to work efficiently and independently, prioritize workflow, and meet deadlines. Compensation And Benefits
At Morningstar we believe people are at their best when they are at their healthiest. That’s why we champion your wellness through a wide-range of programs that support all stages of your personal and professional life. Here are some examples of the offerings we provide: Financial Health
75% 401k match up to 7% Stock Ownership Potential Company provided life insurance - 1x salary + commission
Physical Health
Comprehensive health benefits (medical/dental/vision) including potential premium discounts and company-provided HSA contributions (up to $500-$2,000 annually) for specific plans and coverages Additional medical Wellness Incentives - up to $300-$600 annual Company-provided long- and short-term disability insurance
Emotional Health
Trust-Based Time Off 6-week Paid Sabbatical Program 6-Week Paid Family Caregiving Leave Competitive 8-24 Week Paid Parental Bonding Leave Adoption Assistance Leadership Coaching & Formal Mentorship Opportunities Annual Education Stipend Tuition Reimbursement
Social Health
Charitable Matching Gifts program Dollars for Doers volunteer program Paid volunteering days 15+ Employee Resource & Affinity Groups
Total Cash Compensation Range $143,250.00 - 257,850.00 USD Annual Inclusive of annual base salary and target incentive Morningstar’s hybrid work environment gives you the opportunity to work remotely and collaborate in-person each week. While some positions are available as fully remote, we’ve found that we’re at our best when we’re purposely together on a regular basis, typically three days each week. A range of other benefits are also available to enhance flexibility as needs change. No matter where you are, you’ll have tools and resources to engage meaningfully with your global colleagues. 001_MstarInc Morningstar Inc. Legal Entity Seniority level
Mid-Senior level Employment type
Full-time Job function
Legal Referrals increase your chances of interviewing at Morningstar by 2x Get notified about new Regional Counsel jobs in
Chicago, IL . Chicago, IL $250,000.00-$300,000.00 1 week ago Chicago, IL $180,000.00-$220,000.00 2 weeks ago Chicago, IL $200,000.00-$220,000.00 1 week ago Chicago, IL $145,000.00-$175,000.00 2 days ago Chicago, IL $120,000.00-$155,000.00 2 days ago Chicago, IL $174,652.00-$240,146.00 1 week ago Associate General Counsel – Global Clients & Global Retailers Chicago, IL $145,500.00-$180,000.00 2 days ago Chicago, IL $215,000.00-$240,000.00 2 weeks ago Greater Chicago Area $160,000.00-$170,000.00 3 days ago Greater Chicago Area $180,000.00-$220,000.00 3 days ago Chicago, IL $120,960.00-$208,680.00 1 week ago Chicago, IL $135,000.00-$145,000.00 1 week ago Chicago, IL $188,000.00-$323,950.00 3 weeks ago Chicago, IL $188,000.00-$323,950.00 1 month ago Chicago, IL $175,000.00-$190,000.00 1 week ago Chicago, IL $100,000.00-$130,000.00 2 days ago Chicago, IL $175,000.00-$225,000.00 4 days ago Assistant General Counsel, Director of Commercial Law
Greater Chicago Area $174,652.00-$240,146.00 1 week ago Associate General Counsel – Global Clients & Global Retailers
Chicago, IL $145,500.00-$180,000.00 2 days ago Chicago, IL $215,000.00-$240,000.00 2 weeks ago Greater Chicago Area $160,000.00-$170,000.00 3 days ago Greater Chicago Area $180,000.00-$220,000.00 3 days ago Chicago, IL $120,960.00-$208,680.00 1 week ago Chicago, IL $135,000.00-$145,000.00 1 week ago Chicago, IL $188,000.00-$323,950.00 3 weeks ago Chicago, IL $188,000.00-$323,950.00 1 month ago Chicago, IL $175,000.00-$190,000.00 1 week ago Chicago, IL $100,000.00-$130,000.00 2 days ago Chicago, IL $175,000.00-$225,000.00 4 days ago Assistant General Counsel- Commercial & Corporate
Chicago, IL $167,400.00-$223,200.00 1 month ago Greater Chicago Area $225,000.00-$310,000.00 2 weeks ago Chicago, IL $210,000.00-$312,000.00 1 day ago Chicago, IL $94,000.00-$125,000.00 1 week ago Chicago, IL $175,000.00-$262,000.00 3 weeks ago Assistant General Counsel- Commercial & Corporate
Wood Dale, IL $175,000.00-$210,000.00 1 day ago Corporate Counsel, Commercial and Privacy
Chicago, IL $170,000.00-$200,000.00 2 weeks ago We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
#J-18808-Ljbffr