CYBER HORNET ETFs
Chief Compliance Officer (CCO) & Derivatives Risk Manager (DRM)
CYBER HORNET ETFs, St. Petersburg, Florida, United States, 33739
Overview
Location:
Remote Reporting to:
President, CYBER HORNET ETFs LLC Compensation:
$100,000 - $150,000 annually About CYBER HORNET ETFs CYBER HORNET ETFs is a cutting-edge investment management firm dedicated to bridging traditional finance and digital assets through SEC-regulated Exchange Traded Funds. We are committed to leveraging technology and data-driven strategies to deliver unique investment solutions and superior client outcomes. Our team operates with a focus on integrity, efficiency, and forward-thinking principles in the rapidly evolving financial landscape. Role Summary This is a critical, dual-focused leadership role responsible for ensuring strict adherence to all regulatory requirements and fostering operational excellence across the organization. The ideal candidate will be a strategic leader with a proven ability to manage both complex compliance frameworks and the operational functions that support our business growth. Responsibilities Compliance:
Program Management:
Develop, implement, and maintain a comprehensive and effective compliance program designed to meet all federal and state regulatory requirements, particularly under the Investment Company Act of 1940 and the Investment Advisers Act of 1940. Regulatory Filings:
Manage and oversee the timely and accurate preparation and submission of all required regulatory filings, including but not limited to Forms N-CEN, N-PORT, and Form ADV. Risk Assessment:
Conduct ongoing compliance risk assessments, identify potential areas of vulnerability, and implement corrective action plans. Policies & Procedures:
Create, update, and enforce the firm's compliance policies and procedures, ensuring they are well-documented and reflect best practices. Training & Audits:
Develop and deliver compliance training for all personnel. Serve as the primary point of contact for internal and external audits and regulatory examinations.
Operations:
Operational Oversight:
Manage and oversee all daily business operations, administrative functions, and internal processes. Vendor Management:
Select, manage, and evaluate relationships with third-party service providers, including fund administrators, custodians, transfer agents, and other critical partners. Efficiency & Scalability:
Identify opportunities for process improvement and implement solutions to enhance operational efficiency, control, and scalability. Budgeting & Resource Management:
Assist the President in managing operational budgets and resource allocation. Infrastructure Management:
Oversee the firm's operational infrastructure, including technology systems and data management.
Qualifications
Bachelor's degree required; a J.D. or relevant professional certifications (e.g., CAMS, CCEP) are a plus. Minimum of 7 years of experience in a compliance, legal, or operational role within the financial services industry, with significant exposure to ETFs, mutual funds, or registered investment companies. Deep understanding of the Investment Company Act of 1940, Investment Advisers Act of 1940, and related SEC regulations. Demonstrated experience in managing regulatory filings and interacting with regulatory bodies. Proven ability to manage and improve business operations and third-party vendor relationships. Exceptional leadership, communication, and interpersonal skills. Detail-oriented with strong analytical and problem-solving abilities. Ability to work independently in a remote environment. Seniority level
Executive Employment type
Full-time Job function
Finance and Sales
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Location:
Remote Reporting to:
President, CYBER HORNET ETFs LLC Compensation:
$100,000 - $150,000 annually About CYBER HORNET ETFs CYBER HORNET ETFs is a cutting-edge investment management firm dedicated to bridging traditional finance and digital assets through SEC-regulated Exchange Traded Funds. We are committed to leveraging technology and data-driven strategies to deliver unique investment solutions and superior client outcomes. Our team operates with a focus on integrity, efficiency, and forward-thinking principles in the rapidly evolving financial landscape. Role Summary This is a critical, dual-focused leadership role responsible for ensuring strict adherence to all regulatory requirements and fostering operational excellence across the organization. The ideal candidate will be a strategic leader with a proven ability to manage both complex compliance frameworks and the operational functions that support our business growth. Responsibilities Compliance:
Program Management:
Develop, implement, and maintain a comprehensive and effective compliance program designed to meet all federal and state regulatory requirements, particularly under the Investment Company Act of 1940 and the Investment Advisers Act of 1940. Regulatory Filings:
Manage and oversee the timely and accurate preparation and submission of all required regulatory filings, including but not limited to Forms N-CEN, N-PORT, and Form ADV. Risk Assessment:
Conduct ongoing compliance risk assessments, identify potential areas of vulnerability, and implement corrective action plans. Policies & Procedures:
Create, update, and enforce the firm's compliance policies and procedures, ensuring they are well-documented and reflect best practices. Training & Audits:
Develop and deliver compliance training for all personnel. Serve as the primary point of contact for internal and external audits and regulatory examinations.
Operations:
Operational Oversight:
Manage and oversee all daily business operations, administrative functions, and internal processes. Vendor Management:
Select, manage, and evaluate relationships with third-party service providers, including fund administrators, custodians, transfer agents, and other critical partners. Efficiency & Scalability:
Identify opportunities for process improvement and implement solutions to enhance operational efficiency, control, and scalability. Budgeting & Resource Management:
Assist the President in managing operational budgets and resource allocation. Infrastructure Management:
Oversee the firm's operational infrastructure, including technology systems and data management.
Qualifications
Bachelor's degree required; a J.D. or relevant professional certifications (e.g., CAMS, CCEP) are a plus. Minimum of 7 years of experience in a compliance, legal, or operational role within the financial services industry, with significant exposure to ETFs, mutual funds, or registered investment companies. Deep understanding of the Investment Company Act of 1940, Investment Advisers Act of 1940, and related SEC regulations. Demonstrated experience in managing regulatory filings and interacting with regulatory bodies. Proven ability to manage and improve business operations and third-party vendor relationships. Exceptional leadership, communication, and interpersonal skills. Detail-oriented with strong analytical and problem-solving abilities. Ability to work independently in a remote environment. Seniority level
Executive Employment type
Full-time Job function
Finance and Sales
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