Capital One
Principal Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybr
Capital One, Richmond, Virginia, United States, 23214
Overview
Principal Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization's Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a collaborative, agile environment to deliver value-added opinions and recommendations. Audit's vision is to provide high value, independent, proactive insights, to innovate with technology, and to be a top-notch talent destination, creating a dynamic and challenging atmosphere for both personal growth and professional opportunity. Capital One is seeking an energetic, self-motivated Principal Auditor interested in becoming part of our Audit team. In this role as a member of the Corporate Compliance Audit Team, the candidate will perform professional internal auditing work that involves conducting operational and compliance audit projects and providing input to the annual audit plan. Responsibilities
Plan, perform, and lead large/complex audits at the enterprise level as well as other diverse lines of business and specialty areas. Help to implement the team's strategic imperatives/priorities. Establish and build working relationships with internal and external management. Provide significant input into the development of the annual audit plan. Design and perform compliance audit procedures, including identifying and defining issues, reviewing and analyzing evidence, and documenting processes. Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery. Communicate the results of audit projects to management (written reports/oral presentations). Manage staff during audit engagements and provide feedback on work performed. Ideal Teammate
You adapt to change, embrace bold ideas, and are intellectually curious. You like to ask questions and test assumptions. You seek to deepen relationships and shared objectives with your business partners to deliver an elevated value proposition and outstanding business results. You're a firm believer that data will only make you a better Auditor. This role will require looking at some data, so analytics familiarity is important. You're a teacher with a passion for coaching and developing your team. You create energy and an environment that attracts, hires, and retains top talent. Qualifications
Basic Qualifications
Bachelor's Degree or military experience At least 4 years of auditing experience in one or more of the following areas: banking or financial services industry, risk management, or consumer compliance Preferred Qualifications
Master's Degree in Accounting, Finance, Economics, or MBA Certifications such as CIA, CPA, CRCM or relevant certification At least 3 years of experience in corporate compliance 4+ years of experience in banking or the financial services industry 1+ years of experience with data analytics tools supporting internal audit 1+ years of experience with privacy compliance in the financial services industry At this time, Capital One will not sponsor a new applicant for employment authorization for this position. This role is hybrid meaning associates will spend 3 days per week in-person at one of our offices listed on this job posting. Fridays are enterprise-wide virtual work days. Monday–Thursday are in-person days for associates to spend time together working in our team areas. The minimum and maximum full-time annual salaries for this role are listed below, by location. Salaries for part-time roles will be prorated. Salaries listed are for candidates hired to work at the specified locations: Charlotte, NC: $106,700 - $121,700; McLean, VA: $117,300 - $133,900; New York, NY: $128,000 - $146,100; Plano, TX: $106,700 - $121,700; Richmond, VA: $106,700 - $121,700; Riverwoods, IL: $106,700 - $121,700. Candidates hired to work in other locations will be subject to the pay range associated with that location. This role is eligible for performance-based incentive compensation, which may include cash bonuses and/or long-term incentives (LTI). Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits. Learn more at the Capital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level. This role is expected to accept applications for a minimum of 5 business days. No agencies please. Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable laws. Capital One promotes a drug-free workplace. If you require an accommodation, contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information provided will be kept confidential and used only to provide needed accommodations. For technical questions about Capital One's recruiting process, please email Careers@capitalone.com. Capital One does not provide, endorse nor guarantee third-party products or services available through this site. Capital One Financial is made up of several entities; positions posted in Canada are for Capital One Canada, in the UK for Capital One Europe, and in the Philippines for COPSSC.
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Principal Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization's Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a collaborative, agile environment to deliver value-added opinions and recommendations. Audit's vision is to provide high value, independent, proactive insights, to innovate with technology, and to be a top-notch talent destination, creating a dynamic and challenging atmosphere for both personal growth and professional opportunity. Capital One is seeking an energetic, self-motivated Principal Auditor interested in becoming part of our Audit team. In this role as a member of the Corporate Compliance Audit Team, the candidate will perform professional internal auditing work that involves conducting operational and compliance audit projects and providing input to the annual audit plan. Responsibilities
Plan, perform, and lead large/complex audits at the enterprise level as well as other diverse lines of business and specialty areas. Help to implement the team's strategic imperatives/priorities. Establish and build working relationships with internal and external management. Provide significant input into the development of the annual audit plan. Design and perform compliance audit procedures, including identifying and defining issues, reviewing and analyzing evidence, and documenting processes. Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery. Communicate the results of audit projects to management (written reports/oral presentations). Manage staff during audit engagements and provide feedback on work performed. Ideal Teammate
You adapt to change, embrace bold ideas, and are intellectually curious. You like to ask questions and test assumptions. You seek to deepen relationships and shared objectives with your business partners to deliver an elevated value proposition and outstanding business results. You're a firm believer that data will only make you a better Auditor. This role will require looking at some data, so analytics familiarity is important. You're a teacher with a passion for coaching and developing your team. You create energy and an environment that attracts, hires, and retains top talent. Qualifications
Basic Qualifications
Bachelor's Degree or military experience At least 4 years of auditing experience in one or more of the following areas: banking or financial services industry, risk management, or consumer compliance Preferred Qualifications
Master's Degree in Accounting, Finance, Economics, or MBA Certifications such as CIA, CPA, CRCM or relevant certification At least 3 years of experience in corporate compliance 4+ years of experience in banking or the financial services industry 1+ years of experience with data analytics tools supporting internal audit 1+ years of experience with privacy compliance in the financial services industry At this time, Capital One will not sponsor a new applicant for employment authorization for this position. This role is hybrid meaning associates will spend 3 days per week in-person at one of our offices listed on this job posting. Fridays are enterprise-wide virtual work days. Monday–Thursday are in-person days for associates to spend time together working in our team areas. The minimum and maximum full-time annual salaries for this role are listed below, by location. Salaries for part-time roles will be prorated. Salaries listed are for candidates hired to work at the specified locations: Charlotte, NC: $106,700 - $121,700; McLean, VA: $117,300 - $133,900; New York, NY: $128,000 - $146,100; Plano, TX: $106,700 - $121,700; Richmond, VA: $106,700 - $121,700; Riverwoods, IL: $106,700 - $121,700. Candidates hired to work in other locations will be subject to the pay range associated with that location. This role is eligible for performance-based incentive compensation, which may include cash bonuses and/or long-term incentives (LTI). Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits. Learn more at the Capital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level. This role is expected to accept applications for a minimum of 5 business days. No agencies please. Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable laws. Capital One promotes a drug-free workplace. If you require an accommodation, contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information provided will be kept confidential and used only to provide needed accommodations. For technical questions about Capital One's recruiting process, please email Careers@capitalone.com. Capital One does not provide, endorse nor guarantee third-party products or services available through this site. Capital One Financial is made up of several entities; positions posted in Canada are for Capital One Canada, in the UK for Capital One Europe, and in the Philippines for COPSSC.
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