Interactive Brokers Group, Inc.
Trade Surveillance Analyst (Temp)
Interactive Brokers Group, Inc., Chicago, Illinois, United States, 60290
Overview
Interactive Brokers Group, Inc. is a global financial services company with offices in over 15 countries. We provide global electronic brokerage services around the clock to clients in over 200 countries and territories, serving individuals, institutions, financial advisors, hedge funds and introducing brokers. We are known for technology leadership and client commitment. This is a hybrid role (three days in the office/two days remote) in Chicago, IL. Interactive Brokers is looking to hire two Trade Surveillance Analysts (temps) for a six-month assignment. Analysts will report to a Compliance Manager and help ensure the firm complies with the Bank Secrecy Act, USA PATRIOT Act, anti-terrorist financing, sanctions, anti-money laundering, and securities laws and regulations. Responsibilities
Conduct account activity reviews (trading, deposits/withdrawals, public domain activity) to determine alignment with IBKR policy. Advise management by collecting, analyzing, and summarizing data and trends. Prepare regulatory filings. Contribute to streamlining current processes and identify areas for improvement. Review trading data for suspicious activity or unusual patterns. Qualifications, Skills & Attributes
1-3 years of regulatory compliance experience in an exchange, regulatory organization, broker-dealer, futures commission merchant, or similar organization; or relevant internal audit, legal, accounting, or control functions; alternatively, strong bachelor’s-level credentials with finance, economics, data analytics, or related skills. Strong knowledge of equity and/or exchange-traded derivatives markets (preferred both). Comfort with computers and technology and understanding of how tech applies to business and regulatory problems. Excellent written and verbal communication skills; detail-oriented with strong organizational and project management skills. Ability to work independently and in small teams; multi-task with minimal supervision. FINRA licenses or certifications (e.g., Series 7) are a plus (ACAMS, CFE, CFCS also noted as a plus). To be successful in this position, you will have
Self-motivated with the ability to handle tasks with minimal supervision. Strong analytical and problem-solving skills. Collaborative and effective communication (verbal and written). Excellent organizational and time-management skills. Compensation
This role’s anticipated hourly range is $30.00 to $35.00 based on skills and experience. Company Benefits
Daily company lunch allowance and a fully stocked kitchen with healthy options. Corporate events, including team outings, dinners, volunteer activities, and company sports teams. Modern offices with multi-monitor setups. Apply for this job
First Name, Last Name, Email, Phone, Country, City, Resume/CV, and other standard fields required as part of the application process. Interactive Brokers is an equal opportunity employer. We do not discriminate on the basis of protected status. We welcome applicants from diverse backgrounds and provide accommodations as required by law.
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Interactive Brokers Group, Inc. is a global financial services company with offices in over 15 countries. We provide global electronic brokerage services around the clock to clients in over 200 countries and territories, serving individuals, institutions, financial advisors, hedge funds and introducing brokers. We are known for technology leadership and client commitment. This is a hybrid role (three days in the office/two days remote) in Chicago, IL. Interactive Brokers is looking to hire two Trade Surveillance Analysts (temps) for a six-month assignment. Analysts will report to a Compliance Manager and help ensure the firm complies with the Bank Secrecy Act, USA PATRIOT Act, anti-terrorist financing, sanctions, anti-money laundering, and securities laws and regulations. Responsibilities
Conduct account activity reviews (trading, deposits/withdrawals, public domain activity) to determine alignment with IBKR policy. Advise management by collecting, analyzing, and summarizing data and trends. Prepare regulatory filings. Contribute to streamlining current processes and identify areas for improvement. Review trading data for suspicious activity or unusual patterns. Qualifications, Skills & Attributes
1-3 years of regulatory compliance experience in an exchange, regulatory organization, broker-dealer, futures commission merchant, or similar organization; or relevant internal audit, legal, accounting, or control functions; alternatively, strong bachelor’s-level credentials with finance, economics, data analytics, or related skills. Strong knowledge of equity and/or exchange-traded derivatives markets (preferred both). Comfort with computers and technology and understanding of how tech applies to business and regulatory problems. Excellent written and verbal communication skills; detail-oriented with strong organizational and project management skills. Ability to work independently and in small teams; multi-task with minimal supervision. FINRA licenses or certifications (e.g., Series 7) are a plus (ACAMS, CFE, CFCS also noted as a plus). To be successful in this position, you will have
Self-motivated with the ability to handle tasks with minimal supervision. Strong analytical and problem-solving skills. Collaborative and effective communication (verbal and written). Excellent organizational and time-management skills. Compensation
This role’s anticipated hourly range is $30.00 to $35.00 based on skills and experience. Company Benefits
Daily company lunch allowance and a fully stocked kitchen with healthy options. Corporate events, including team outings, dinners, volunteer activities, and company sports teams. Modern offices with multi-monitor setups. Apply for this job
First Name, Last Name, Email, Phone, Country, City, Resume/CV, and other standard fields required as part of the application process. Interactive Brokers is an equal opportunity employer. We do not discriminate on the basis of protected status. We welcome applicants from diverse backgrounds and provide accommodations as required by law.
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