BCG Attorney Search
Chief Compliance Officer Or Senior Counsel
BCG Attorney Search, Columbus, Ohio, United States, 43224
Chief Compliance Officer Or Senior Counsel
Company name BCG Attorney Search Experience 4-20 yrs required Location Columbus, OH, United States Posted on Jul 07, 2025 Profile Job Title: Chief Compliance Officer Or Senior Counsel Job Overview: A distinguished law firm based in Columbus, OH is seeking an accomplished compliance and legal professional with deep experience in investment regulation to serve in a senior leadership capacity. This position will play a key role in supporting investment advisers and broker-dealer clients by shaping and directing the overall compliance framework and risk oversight structure. The successful candidate will contribute to building out long-term strategies, manage regulatory interfaces, and advise on the evolving landscape of securities law compliance. Duties: Develop and lead regulatory compliance programs for investment-focused clients Guide clients through structuring and maintaining internal compliance frameworks Monitor ongoing legal developments and translate them into actionable internal policies Conduct periodic audits and reviews to evaluate the effectiveness of compliance controls Collaborate with client leadership to implement risk mitigation measures Oversee training initiatives and employee conduct reviews related to compliance matters Lead the creation and refinement of corporate governance documentation and internal controls Manage cross-functional compliance reviews based on industry developments and regulator expectations Serve as the principal point of contact for regulatory bodies including the SEC and FINRA Provide strategic advice on best practices in securities compliance and governance Requirements: Minimum of 8 years of experience in legal or compliance roles focused on investment advisers and broker-dealers Deep understanding of regulatory frameworks and industry requirements related to SEC and FINRA Demonstrated ability to build, evaluate, and enhance compliance programs Experience interacting with C-level stakeholders and external regulators Strong analytical and advisory skills with a solutions-oriented mindset Education: Juris Doctor (JD) required for candidates applying under the Senior Legal Advisor track Skills: Strategic thinking and leadership in regulatory environments Advanced understanding of securities laws and financial services compliance Excellent verbal and written communication abilities Proficient in drafting and interpreting policies, procedures, and governance documents Strong interpersonal skills to lead, collaborate, and influence across teams Familiarity with risk assessment tools and audit techniques Job Location: Columbus, OH Company info BCG Attorney Search 200 South Wacker Drive, 31st Floor Chicago Illinois United States 60606 Phone :
(312) 321-9411 Fax :
(213) 895-7306
DescriptionLocation:This position is located at our Dublin, OH campus with hybrid flexibility.We’re on a mission to make healthcare simpler and more effective. We fight to ensure our members get the care they need, when they ne... DescriptionHumana is a $90 billion (Fortune 40) market leader in integrated healthcare with a clearly defined purpose to help people achieve lifelong well-being. As a company focused on the health and well-being of the people we... DescriptionHumana is a $90 billion (Fortune 40) market leader in integrated healthcare with a clearly defined purpose to help people achieve lifelong well-being. As a company focused on the health and well-being of the people we...
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Company name BCG Attorney Search Experience 4-20 yrs required Location Columbus, OH, United States Posted on Jul 07, 2025 Profile Job Title: Chief Compliance Officer Or Senior Counsel Job Overview: A distinguished law firm based in Columbus, OH is seeking an accomplished compliance and legal professional with deep experience in investment regulation to serve in a senior leadership capacity. This position will play a key role in supporting investment advisers and broker-dealer clients by shaping and directing the overall compliance framework and risk oversight structure. The successful candidate will contribute to building out long-term strategies, manage regulatory interfaces, and advise on the evolving landscape of securities law compliance. Duties: Develop and lead regulatory compliance programs for investment-focused clients Guide clients through structuring and maintaining internal compliance frameworks Monitor ongoing legal developments and translate them into actionable internal policies Conduct periodic audits and reviews to evaluate the effectiveness of compliance controls Collaborate with client leadership to implement risk mitigation measures Oversee training initiatives and employee conduct reviews related to compliance matters Lead the creation and refinement of corporate governance documentation and internal controls Manage cross-functional compliance reviews based on industry developments and regulator expectations Serve as the principal point of contact for regulatory bodies including the SEC and FINRA Provide strategic advice on best practices in securities compliance and governance Requirements: Minimum of 8 years of experience in legal or compliance roles focused on investment advisers and broker-dealers Deep understanding of regulatory frameworks and industry requirements related to SEC and FINRA Demonstrated ability to build, evaluate, and enhance compliance programs Experience interacting with C-level stakeholders and external regulators Strong analytical and advisory skills with a solutions-oriented mindset Education: Juris Doctor (JD) required for candidates applying under the Senior Legal Advisor track Skills: Strategic thinking and leadership in regulatory environments Advanced understanding of securities laws and financial services compliance Excellent verbal and written communication abilities Proficient in drafting and interpreting policies, procedures, and governance documents Strong interpersonal skills to lead, collaborate, and influence across teams Familiarity with risk assessment tools and audit techniques Job Location: Columbus, OH Company info BCG Attorney Search 200 South Wacker Drive, 31st Floor Chicago Illinois United States 60606 Phone :
(312) 321-9411 Fax :
(213) 895-7306
DescriptionLocation:This position is located at our Dublin, OH campus with hybrid flexibility.We’re on a mission to make healthcare simpler and more effective. We fight to ensure our members get the care they need, when they ne... DescriptionHumana is a $90 billion (Fortune 40) market leader in integrated healthcare with a clearly defined purpose to help people achieve lifelong well-being. As a company focused on the health and well-being of the people we... DescriptionHumana is a $90 billion (Fortune 40) market leader in integrated healthcare with a clearly defined purpose to help people achieve lifelong well-being. As a company focused on the health and well-being of the people we...
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