REQ Solutions
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Location:
New York City | Hybrid role - 2-3 day onsite Direct Reports:
Chief BSA Officer, Chief AML Officer, Chief of Staff and all supporting staff Full-time Salary Range:
Between
280,000/YR - 330,000/YR (Depends on matching experience) Managing Team of 50+ We are seeking a Chief Compliance Officer for an aggressively growing community bank moving into the FinTech space. Responsibilities
The Chief Compliance Officer (CCO) will develop, implement, and oversee all aspects of the Bank's compliance program, including BSA/AML, OFAC, consumer, and regulatory compliance. Lead the establishment of an enterprise-wide compliance governance framework with clear accountability structures. Oversee compliance risk assessments and implement risk-based monitoring programs. Provide strategic guidance to senior leadership on regulatory matters and business implications. Champion a culture of compliance and embed ethical considerations into business decision-making. Maintain a regulatory change management process to monitor, assess, and implement regulatory developments. Conduct impact analyses for new regulations on operations, policies, and procedures. Provide direct oversight to the BSA Officer, ensuring alignment within the enterprise compliance framework while maintaining BSA/AML operational independence. Establish governance for BSA/AML program effectiveness and accountability; ensure BSA Officer has necessary authority, resources, and access to senior management and the Board. Coordinate with the BSA Officer on program development, risk assessments, and exam readiness; review and approve BSA/AML policies and program enhancements. Ensure integration of BSA/AML compliance within the enterprise-wide framework and develop comprehensive risk assessment methodologies. Implement effective compliance monitoring and testing across all business lines. Education, Training, and Experience
Minimum of 10-15 years’ professional experience in compliance or risk management, preferably including experience in financial services, regulator bodies, or consultancy. Previous Chief Compliance Officer experience in a bank serving MSBs or fintech companies is preferred. Experience with cryptocurrency exchanges, digital wallet providers, or payment processors. Experience with compliance technology solutions and automation. Background in regulatory policy development or government relations. Industry recognition or thought leadership in compliance or regulatory matters. Seniorities and Employment
Seniority level: Executive Employment type: Full-time Job function: Finance Industries: Banking and Financial Services Referrals increase your chances of interviewing at REQ Solutions by 2x Get notified about new Compliance Officer jobs in
New York, NY . We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
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New York City | Hybrid role - 2-3 day onsite Direct Reports:
Chief BSA Officer, Chief AML Officer, Chief of Staff and all supporting staff Full-time Salary Range:
Between
280,000/YR - 330,000/YR (Depends on matching experience) Managing Team of 50+ We are seeking a Chief Compliance Officer for an aggressively growing community bank moving into the FinTech space. Responsibilities
The Chief Compliance Officer (CCO) will develop, implement, and oversee all aspects of the Bank's compliance program, including BSA/AML, OFAC, consumer, and regulatory compliance. Lead the establishment of an enterprise-wide compliance governance framework with clear accountability structures. Oversee compliance risk assessments and implement risk-based monitoring programs. Provide strategic guidance to senior leadership on regulatory matters and business implications. Champion a culture of compliance and embed ethical considerations into business decision-making. Maintain a regulatory change management process to monitor, assess, and implement regulatory developments. Conduct impact analyses for new regulations on operations, policies, and procedures. Provide direct oversight to the BSA Officer, ensuring alignment within the enterprise compliance framework while maintaining BSA/AML operational independence. Establish governance for BSA/AML program effectiveness and accountability; ensure BSA Officer has necessary authority, resources, and access to senior management and the Board. Coordinate with the BSA Officer on program development, risk assessments, and exam readiness; review and approve BSA/AML policies and program enhancements. Ensure integration of BSA/AML compliance within the enterprise-wide framework and develop comprehensive risk assessment methodologies. Implement effective compliance monitoring and testing across all business lines. Education, Training, and Experience
Minimum of 10-15 years’ professional experience in compliance or risk management, preferably including experience in financial services, regulator bodies, or consultancy. Previous Chief Compliance Officer experience in a bank serving MSBs or fintech companies is preferred. Experience with cryptocurrency exchanges, digital wallet providers, or payment processors. Experience with compliance technology solutions and automation. Background in regulatory policy development or government relations. Industry recognition or thought leadership in compliance or regulatory matters. Seniorities and Employment
Seniority level: Executive Employment type: Full-time Job function: Finance Industries: Banking and Financial Services Referrals increase your chances of interviewing at REQ Solutions by 2x Get notified about new Compliance Officer jobs in
New York, NY . We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
#J-18808-Ljbffr