Natixis Investment Managers
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Compliance Analyst
role at
Natixis Investment Managers . The Compliance Analyst is part of a team responsible for the compliance review and approval of sales and marketing communications. This individual will ensure that communications satisfy regulatory requirements, lead department projects, and provide compliance guidance to business partners relating to advertising rules and regulations. This is a hybrid position located in Boston, MA. What You Will Do
Review and approve mutual fund and separate account marketing materials, analytics, offshore fund communications, and non-product materials to ensure compliance with applicable FINRA, SEC, GIPS and non-US regulations. Collaborate with internal clients and provide guidance in the development of marketing materials. This includes new product development, global marketing campaigns, web design, and social media. Stay ahead of regulatory developments and the impact to sales and marketing communications. Complete and submit regulatory filings. Assist in developing departmental procedures and guidelines. Maintain the department SharePoint site. Collaborate and share knowledge with other Compliance staff. What You Will Bring
Bachelor’s degree required. 2 years compliance or financial services experience preferred. Problem solving and analytical abilities. Excellent writing, organizational, and negotiating skills. Series 7 and 24 FINRA registrations are preferred. Candidates with a Series 6 and 26 will also be considered. Who We Are
We put the best interests of our clients, employees, communities, and environment first in everything we do. We’re dedicated to fostering a culture of collaboration, diversity, and inclusion that supports employee growth. We believe this creates equal opportunities for our employees — and better outcomes for our clients and communities. We offer a robust benefits package designed to integrate life and work and to support our employees. Benefits include, but are not limited to; comprehensive medical, dental and vision insurance, paid time off, 401k plan, tuition reimbursement, student loan repayment program, wellness benefits and volunteer programs. For additional insight on working at Natixis, visit: https://www.im.natixis.com/us/working-at-natixis Natixis Investment Managers is an equal opportunity employer and does not discriminate in recruiting, hiring, training, promotion or other terms, conditions and privileges of employment on the basis of race, color, age, national origin, ancestry, religion, sex (including pregnancy), sexual orientation, gender identity, genetic information, military or veteran status, physical or mental disability, or any other status protected by law. Seniority level
Entry level Employment type
Full-time Job function
Legal Industries
Financial Services, Investment Management, and Capital Markets We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
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Compliance Analyst
role at
Natixis Investment Managers . The Compliance Analyst is part of a team responsible for the compliance review and approval of sales and marketing communications. This individual will ensure that communications satisfy regulatory requirements, lead department projects, and provide compliance guidance to business partners relating to advertising rules and regulations. This is a hybrid position located in Boston, MA. What You Will Do
Review and approve mutual fund and separate account marketing materials, analytics, offshore fund communications, and non-product materials to ensure compliance with applicable FINRA, SEC, GIPS and non-US regulations. Collaborate with internal clients and provide guidance in the development of marketing materials. This includes new product development, global marketing campaigns, web design, and social media. Stay ahead of regulatory developments and the impact to sales and marketing communications. Complete and submit regulatory filings. Assist in developing departmental procedures and guidelines. Maintain the department SharePoint site. Collaborate and share knowledge with other Compliance staff. What You Will Bring
Bachelor’s degree required. 2 years compliance or financial services experience preferred. Problem solving and analytical abilities. Excellent writing, organizational, and negotiating skills. Series 7 and 24 FINRA registrations are preferred. Candidates with a Series 6 and 26 will also be considered. Who We Are
We put the best interests of our clients, employees, communities, and environment first in everything we do. We’re dedicated to fostering a culture of collaboration, diversity, and inclusion that supports employee growth. We believe this creates equal opportunities for our employees — and better outcomes for our clients and communities. We offer a robust benefits package designed to integrate life and work and to support our employees. Benefits include, but are not limited to; comprehensive medical, dental and vision insurance, paid time off, 401k plan, tuition reimbursement, student loan repayment program, wellness benefits and volunteer programs. For additional insight on working at Natixis, visit: https://www.im.natixis.com/us/working-at-natixis Natixis Investment Managers is an equal opportunity employer and does not discriminate in recruiting, hiring, training, promotion or other terms, conditions and privileges of employment on the basis of race, color, age, national origin, ancestry, religion, sex (including pregnancy), sexual orientation, gender identity, genetic information, military or veteran status, physical or mental disability, or any other status protected by law. Seniority level
Entry level Employment type
Full-time Job function
Legal Industries
Financial Services, Investment Management, and Capital Markets We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
#J-18808-Ljbffr