BOK Financial
BOK Financial Corporation Group includes BOKF, NA; BOK Financial Securities, Inc. and BOK Financial Private Wealth, Inc. BOKF, NA operates TransFund and Cavanal Hill Investment Management, Inc. BOKF, NA operates banking divisions: Bank of Albuquerque; Bank of Oklahoma; Bank of Texas and BOK Financial.
Job Description : The
Corporate Compliance Officer III
is responsible for establishing standards and implementing processes and procedures to ensure that the compliance programs throughout the Company are effective and efficient in identifying, preventing, detecting and correcting noncompliance with applicable laws and regulations. Responsibilities : Serve as the subject matter expert within the company's compliance team and work closely with business units to provide recommendations and support. Design, deliver, and maintain our best-in-class compliance monitoring programs. Provide guidance and training to the Compliance team and other stakeholders throughout the bank. Coordinate all assigned Subject matter activities related to compliance tests, internal audits and regulatory exams while serving as an escalation point for Compliance Officers I & II. Work with your manager and the Compliance team to conduct targeted reviews of business lines to assess their compliance practices' effectiveness. Requirements : Bachelor’s degree in Business, Finance or related field and 8-10 years’ regulatory compliance experience with at least 5 years in compliance or equivalent combination of education and experience. Certification completion: CRCM, CAMS, CFIRS, CIA, IAACP or equivalent; or applicable securities licenses. In-depth knowledge of Compliance regulations governing Company lines of business. Comprehensive knowledge and understanding of the impact of regulatory compliance to banking operations, lending and deposit banking activities, and wealth management, as applicable. Excellent analytical ability and organization skills. Strong oral and written communication skills. Working Conditions & Physical Requirements : Office - Occasional Travel EEO Statement : The companies in BOK Financial Corporation Group are equal opportunity employers. We are committed to providing equal employment opportunities for training, compensation, transfer, promotion and other aspects of employment for all qualified applicants and employees without regard to sex, race, color, religion, national origin, age, disability, pregnancy status, sexual orientation, genetic information or veteran status.
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Corporate Compliance Officer III
is responsible for establishing standards and implementing processes and procedures to ensure that the compliance programs throughout the Company are effective and efficient in identifying, preventing, detecting and correcting noncompliance with applicable laws and regulations. Responsibilities : Serve as the subject matter expert within the company's compliance team and work closely with business units to provide recommendations and support. Design, deliver, and maintain our best-in-class compliance monitoring programs. Provide guidance and training to the Compliance team and other stakeholders throughout the bank. Coordinate all assigned Subject matter activities related to compliance tests, internal audits and regulatory exams while serving as an escalation point for Compliance Officers I & II. Work with your manager and the Compliance team to conduct targeted reviews of business lines to assess their compliance practices' effectiveness. Requirements : Bachelor’s degree in Business, Finance or related field and 8-10 years’ regulatory compliance experience with at least 5 years in compliance or equivalent combination of education and experience. Certification completion: CRCM, CAMS, CFIRS, CIA, IAACP or equivalent; or applicable securities licenses. In-depth knowledge of Compliance regulations governing Company lines of business. Comprehensive knowledge and understanding of the impact of regulatory compliance to banking operations, lending and deposit banking activities, and wealth management, as applicable. Excellent analytical ability and organization skills. Strong oral and written communication skills. Working Conditions & Physical Requirements : Office - Occasional Travel EEO Statement : The companies in BOK Financial Corporation Group are equal opportunity employers. We are committed to providing equal employment opportunities for training, compensation, transfer, promotion and other aspects of employment for all qualified applicants and employees without regard to sex, race, color, religion, national origin, age, disability, pregnancy status, sexual orientation, genetic information or veteran status.
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