Capital One
Principal Auditor (Experienced Senior Auditor), Consumer Lending Audit (Hybrid)
Capital One, Charlotte, North Carolina, United States, 28245
Overview
Principal Auditor (Experienced Senior Auditor), Consumer Lending Audit (Hybrid) – Capital One's Audit function provides independent assurance to the Audit Committee. The team delivers value-added opinions and recommendations in a collaborative, agile environment, with a focus on growth and development for staff.
Capital One is seeking an energetic, self-motivated Principal Auditor to join the Consumer Lending Audit team. The candidate will focus on audits that involve operational, compliance, and risk management related audits for the Capital One Card and Auto Finance business across the US, Canada and UK.
Responsibilities
Lead small audits over the Card and Auto Finance business, or own completion of significant components of larger audits.
Develop engagement planning documentation to communicate rationale for scoping decisions and develop audit programs for adequate risk coverage.
Design and execute audit procedures to verify the effectiveness of internal controls.
Document auditee processes and procedures, review and analyze evidence, and identify potential issues.
Leverage data and analytical tools during planning and fieldwork to provide stakeholders with assurance, advice, and insight.
Prepare clear, organized documentation to support work performed, including draft findings.
Establish and maintain good client and team relations; effectively communicate audit progress to team, clients and the audit lead.
Self-prioritize and plan work across the team, manage multiple priorities, and proactively take on additional work to support the team.
Provide coaching, on-the-job training, and feedback to audit staff, including junior associates and recent hires.
What We’re Looking For
You are a critical thinker who seeks to understand the business and its control environment.
You value insight and objectivity in providing assurance on governance, risk management, and internal controls.
You have a relentless focus on quality and timeliness.
You adapt to change, embrace bold ideas, and are intellectually curious; you ask questions, test assumptions, and challenge conventional thinking.
You develop influential relationships based on shared risk objectives and trust to deliver business impact.
You value data, innovation, and technology to enhance auditing and leverage data analytics.
You are a teacher who coaches others and leads through change with candor and optimism.
You foster an environment of trust, collaboration, and belonging to attract and retain top talent.
Qualifications Basic Qualifications:
Bachelor's Degree or military experience
At least 3 years of experience in auditing; at least 3 years in accounting; at least 3 years in risk management; at least 3 years in compliance, or a combination
Preferred Qualifications:
At least 2 years of experience in leading audits and serving as auditor-in-charge
2+ years in banking or financial services
1+ years of experience in data analysis, including analyzing large data sets using audit tools
1+ years of experience in performing compliance audits
1+ years of audit experience in credit card, payments, operations, auto finance, third party risk management, or a combination
Certified Internal Auditor (CIA) or CPA or CRCM or CISA or CBA
Additional Information
At this time, Capital One will not sponsor a new applicant for employment authorization for this position.
Hybrid role: associates spend 3 days per week in-person at an office listed in the posting. Fridays are enterprise-wide virtual work days; Monday–Thursday are in-person days for collaboration.
The minimum and maximum full-time annual salaries are listed by location. Salaries for part-time roles will be prorated. Locations: Charlotte, NC; McLean, VA; Plano, TX; Richmond, VA; Riverwoods, IL.
Candidates hired in other locations will be paid according to the location pay range and offer letter.
This role is eligible for performance-based incentive compensation, including cash bonuses and/or long-term incentives (LTI).
Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable laws. Capital One maintains a drug-free workplace and will consider qualified applicants with criminal histories in a manner consistent with applicable laws. For accommodations during the application process, please contact RecruitingAccommodation@capitalone.com. For technical support or questions about the recruiting process, please email Careers@capitalone.com.
Capital One does not provide or guarantee third-party products or services. Positions posted in Canada are for Capital One Canada, in the United Kingdom for Capital One Europe, and in the Philippines for COPSSC.
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Capital One is seeking an energetic, self-motivated Principal Auditor to join the Consumer Lending Audit team. The candidate will focus on audits that involve operational, compliance, and risk management related audits for the Capital One Card and Auto Finance business across the US, Canada and UK.
Responsibilities
Lead small audits over the Card and Auto Finance business, or own completion of significant components of larger audits.
Develop engagement planning documentation to communicate rationale for scoping decisions and develop audit programs for adequate risk coverage.
Design and execute audit procedures to verify the effectiveness of internal controls.
Document auditee processes and procedures, review and analyze evidence, and identify potential issues.
Leverage data and analytical tools during planning and fieldwork to provide stakeholders with assurance, advice, and insight.
Prepare clear, organized documentation to support work performed, including draft findings.
Establish and maintain good client and team relations; effectively communicate audit progress to team, clients and the audit lead.
Self-prioritize and plan work across the team, manage multiple priorities, and proactively take on additional work to support the team.
Provide coaching, on-the-job training, and feedback to audit staff, including junior associates and recent hires.
What We’re Looking For
You are a critical thinker who seeks to understand the business and its control environment.
You value insight and objectivity in providing assurance on governance, risk management, and internal controls.
You have a relentless focus on quality and timeliness.
You adapt to change, embrace bold ideas, and are intellectually curious; you ask questions, test assumptions, and challenge conventional thinking.
You develop influential relationships based on shared risk objectives and trust to deliver business impact.
You value data, innovation, and technology to enhance auditing and leverage data analytics.
You are a teacher who coaches others and leads through change with candor and optimism.
You foster an environment of trust, collaboration, and belonging to attract and retain top talent.
Qualifications Basic Qualifications:
Bachelor's Degree or military experience
At least 3 years of experience in auditing; at least 3 years in accounting; at least 3 years in risk management; at least 3 years in compliance, or a combination
Preferred Qualifications:
At least 2 years of experience in leading audits and serving as auditor-in-charge
2+ years in banking or financial services
1+ years of experience in data analysis, including analyzing large data sets using audit tools
1+ years of experience in performing compliance audits
1+ years of audit experience in credit card, payments, operations, auto finance, third party risk management, or a combination
Certified Internal Auditor (CIA) or CPA or CRCM or CISA or CBA
Additional Information
At this time, Capital One will not sponsor a new applicant for employment authorization for this position.
Hybrid role: associates spend 3 days per week in-person at an office listed in the posting. Fridays are enterprise-wide virtual work days; Monday–Thursday are in-person days for collaboration.
The minimum and maximum full-time annual salaries are listed by location. Salaries for part-time roles will be prorated. Locations: Charlotte, NC; McLean, VA; Plano, TX; Richmond, VA; Riverwoods, IL.
Candidates hired in other locations will be paid according to the location pay range and offer letter.
This role is eligible for performance-based incentive compensation, including cash bonuses and/or long-term incentives (LTI).
Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable laws. Capital One maintains a drug-free workplace and will consider qualified applicants with criminal histories in a manner consistent with applicable laws. For accommodations during the application process, please contact RecruitingAccommodation@capitalone.com. For technical support or questions about the recruiting process, please email Careers@capitalone.com.
Capital One does not provide or guarantee third-party products or services. Positions posted in Canada are for Capital One Canada, in the United Kingdom for Capital One Europe, and in the Philippines for COPSSC.
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