Capital One
Principal Auditor (Experienced Senior Auditor), Financial Crimes Compliance
Capital One, Chicago, Illinois, United States, 60290
Principal Auditor (Experienced Senior Auditor), Financial Crimes Compliance
Join to apply for the
Principal Auditor (Experienced Senior Auditor), Financial Crimes Compliance
role at
Capital One Capital One’s Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization’s Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a collaborative, agile environment to deliver value-added opinions and recommendations. Capital One is seeking an energetic, self-motivated Principal Auditor interested in becoming part of our Financial Crimes Compliance (FCC) Audit team. As a member of the Financial Crimes Compliance Audit team, you will focus on engagements involving BSA/AML, Sanctions, and Fraud Compliance related audit projects that provide input to the annual audit plan. Responsibilities: Participate in major components of business units and lead small to medium size BSA / AML, Sanctions, and Fraud Compliance audits. Operate independently and ensure work is completed to schedule and meets our high-quality standards. Develop and maintain strong and effective working relationships with key business partners and the extended Audit group. Leverage available data and analytical tools during the planning and fieldwork phases of audit delivery. Proactively follow-up on agreed audit actions to ensure management delivers their commitments within the agreed timescales. Proactively seek out learning opportunities to enhance skills and competencies related to role. Here's what we're looking for in an ideal teammate: You are a critical thinker who seeks to understand the business and its control environment. You believe insight and objectivity are core elements to providing assurance on the effectiveness and efficiency of Capital One’s governance, risk management, and internal control processes. You possess a relentless focus on quality and timeliness. You adapt to change, embrace bold ideas, and are intellectually curious. You develop influential relationships based upon shared risk objectives and trust to deliver outstanding business impact and elevate Audit’s value proposition. You’re a firm believer that a rich understanding of data, innovation, and technology will only make you a better auditor. You're a teacher and lead by example. You create energy and an environment that fosters trust, collaboration, and belonging. Basic Qualifications: Bachelor's Degree or military experience At least 3 years of experience in auditing, Anti-Money Laundering, Fraud or Sanctions, or a combination Preferred Qualifications: Certified Fraud Examiner (CFE), Certified Anti-Money Laundering Specialist (CAMS), or relevant certification 4+ years of experience in banking, in the financial services industry, in a professional services firm serving clients in large banks, or a combination 1+ years of experience performing data analysis in support of internal auditing Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws.
#J-18808-Ljbffr
Join to apply for the
Principal Auditor (Experienced Senior Auditor), Financial Crimes Compliance
role at
Capital One Capital One’s Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization’s Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a collaborative, agile environment to deliver value-added opinions and recommendations. Capital One is seeking an energetic, self-motivated Principal Auditor interested in becoming part of our Financial Crimes Compliance (FCC) Audit team. As a member of the Financial Crimes Compliance Audit team, you will focus on engagements involving BSA/AML, Sanctions, and Fraud Compliance related audit projects that provide input to the annual audit plan. Responsibilities: Participate in major components of business units and lead small to medium size BSA / AML, Sanctions, and Fraud Compliance audits. Operate independently and ensure work is completed to schedule and meets our high-quality standards. Develop and maintain strong and effective working relationships with key business partners and the extended Audit group. Leverage available data and analytical tools during the planning and fieldwork phases of audit delivery. Proactively follow-up on agreed audit actions to ensure management delivers their commitments within the agreed timescales. Proactively seek out learning opportunities to enhance skills and competencies related to role. Here's what we're looking for in an ideal teammate: You are a critical thinker who seeks to understand the business and its control environment. You believe insight and objectivity are core elements to providing assurance on the effectiveness and efficiency of Capital One’s governance, risk management, and internal control processes. You possess a relentless focus on quality and timeliness. You adapt to change, embrace bold ideas, and are intellectually curious. You develop influential relationships based upon shared risk objectives and trust to deliver outstanding business impact and elevate Audit’s value proposition. You’re a firm believer that a rich understanding of data, innovation, and technology will only make you a better auditor. You're a teacher and lead by example. You create energy and an environment that fosters trust, collaboration, and belonging. Basic Qualifications: Bachelor's Degree or military experience At least 3 years of experience in auditing, Anti-Money Laundering, Fraud or Sanctions, or a combination Preferred Qualifications: Certified Fraud Examiner (CFE), Certified Anti-Money Laundering Specialist (CAMS), or relevant certification 4+ years of experience in banking, in the financial services industry, in a professional services firm serving clients in large banks, or a combination 1+ years of experience performing data analysis in support of internal auditing Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws.
#J-18808-Ljbffr