Apex Systems
Sr. Business Control & Risk Management Analyst
Apex Systems, Hartford, Connecticut, us, 06112
Sr. Business Control & Risk Management Analyst
Apex Systems is a world class services business that incorporates industry insights and experience to deliver solutions that fulfill our clients’ digital visions. Apex has an opportunity for a Sr. Business Control & Risk Management Analyst to join our fast paced Financial Services industry partner! Role: Sr. Business Control & Risk Management Analyst Location: Remote USA Term: 6+ Months The Sr. Associate, Business Control & Risk Management operates within the First Line of Defense and is accountable to assist the Business Control & Risk Management team in driving effective and consistent business line execution against the Enterprise Risk Management Framework. The incumbent is expected to champion the Business Control mandate as a critical business partner guiding stakeholders to embed risk management practices in the 1st line. The Sr. Associate serves as a subject matter expert by advising and guiding risk initiatives such as risk assessments, KRI/KPI development and monitoring, working with the business line to proactively self-identify issues, and ensure on-time remediation of issues. Key responsibilities include: Drive Risk Culture: Ensure awareness in the Business Line of risk frameworks, policies and standards. Communication & Training: Maintain two-way communications with SLoD. Facilitate training for Business Lines to provide awareness of risk frameworks, policies, programs, processes, etc. Adherence to Risk Frameworks, Policies, and Standards: Partner with SLoD to provide input/review of frameworks, policies and standards. Continuous Monitoring: Continuously monitors all sources of risk existing within the Business Line and externally. Issue Identification, Management, and Risk Assessment: Conduct RCSA responsibilities including Process Mapping, Risk & Control Matrices, Inherent Risk Assessments, Internal Control testing and Heracles data/input. Must-Have Requirements: 5-10 years of experience Demonstrated experience executing risk projects across multiple business lines offering a wide variety of financial services products and services Advanced knowledge of the financial services sector, particularly with the competitive dynamics and products in retail banking and risk management Demonstrated thought leadership and application of operational risk identification and mitigation practices and procedures Advanced understanding of the regulatory environment and how the risks of the products and services the bank offers are viewed by the Second Line of Defense and regulators Demonstrated judgement in escalation, ensuring risk-based clear line of sight for senior executives into existing and emerging issues/incidents Ability to build credibility with, collaborate with, and influence line of business executives Ability to anticipate the impact of regulatory and other environmental factors and proactively take action to ensure the team/function/enterprise is prepared Superior project management skills In depth research and analysis skills for more complex and critical data, interpret and communicate industry trends Strong understanding of BSA/AML and OFAC regulations, regulatory expectations and industry leading practices Excellent analytical and complex problem-solving skills Ability to collaborate with internal and external service providers to establish resource requirements, scheduling, assignments and service levels Apex Systems is an equal opportunity employer. We do not discriminate or allow discrimination on the basis of race, color, religion, creed, sex (including pregnancy, childbirth, breastfeeding, or related medical conditions), age, sexual orientation, gender identity, national origin, ancestry, citizenship, genetic information, registered domestic partner status, marital status, disability, status as a crime victim, protected veteran status, political affiliation, union membership, or any other characteristic protected by law.
#J-18808-Ljbffr
Apex Systems is a world class services business that incorporates industry insights and experience to deliver solutions that fulfill our clients’ digital visions. Apex has an opportunity for a Sr. Business Control & Risk Management Analyst to join our fast paced Financial Services industry partner! Role: Sr. Business Control & Risk Management Analyst Location: Remote USA Term: 6+ Months The Sr. Associate, Business Control & Risk Management operates within the First Line of Defense and is accountable to assist the Business Control & Risk Management team in driving effective and consistent business line execution against the Enterprise Risk Management Framework. The incumbent is expected to champion the Business Control mandate as a critical business partner guiding stakeholders to embed risk management practices in the 1st line. The Sr. Associate serves as a subject matter expert by advising and guiding risk initiatives such as risk assessments, KRI/KPI development and monitoring, working with the business line to proactively self-identify issues, and ensure on-time remediation of issues. Key responsibilities include: Drive Risk Culture: Ensure awareness in the Business Line of risk frameworks, policies and standards. Communication & Training: Maintain two-way communications with SLoD. Facilitate training for Business Lines to provide awareness of risk frameworks, policies, programs, processes, etc. Adherence to Risk Frameworks, Policies, and Standards: Partner with SLoD to provide input/review of frameworks, policies and standards. Continuous Monitoring: Continuously monitors all sources of risk existing within the Business Line and externally. Issue Identification, Management, and Risk Assessment: Conduct RCSA responsibilities including Process Mapping, Risk & Control Matrices, Inherent Risk Assessments, Internal Control testing and Heracles data/input. Must-Have Requirements: 5-10 years of experience Demonstrated experience executing risk projects across multiple business lines offering a wide variety of financial services products and services Advanced knowledge of the financial services sector, particularly with the competitive dynamics and products in retail banking and risk management Demonstrated thought leadership and application of operational risk identification and mitigation practices and procedures Advanced understanding of the regulatory environment and how the risks of the products and services the bank offers are viewed by the Second Line of Defense and regulators Demonstrated judgement in escalation, ensuring risk-based clear line of sight for senior executives into existing and emerging issues/incidents Ability to build credibility with, collaborate with, and influence line of business executives Ability to anticipate the impact of regulatory and other environmental factors and proactively take action to ensure the team/function/enterprise is prepared Superior project management skills In depth research and analysis skills for more complex and critical data, interpret and communicate industry trends Strong understanding of BSA/AML and OFAC regulations, regulatory expectations and industry leading practices Excellent analytical and complex problem-solving skills Ability to collaborate with internal and external service providers to establish resource requirements, scheduling, assignments and service levels Apex Systems is an equal opportunity employer. We do not discriminate or allow discrimination on the basis of race, color, religion, creed, sex (including pregnancy, childbirth, breastfeeding, or related medical conditions), age, sexual orientation, gender identity, national origin, ancestry, citizenship, genetic information, registered domestic partner status, marital status, disability, status as a crime victim, protected veteran status, political affiliation, union membership, or any other characteristic protected by law.
#J-18808-Ljbffr