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Overview
Team Specialist Risk & Regulatory Control In the Operations division, we partner with business units across the Firm to support financial transactions, devise and implement effective controls and develop client relationships, driving strategic automation solutions by embracing a transformation mindset and challenging the status quo. This is a Team Specialist position at Director level within Risk, Regulatory & Resilience, which performs various independent functions to ensure adequate controls are in place. We do this by providing an integrated risk and control framework to govern, assess, mitigate and manage financial and operational risk in Operations. Morgan Stanley is an industry leader in financial services, known for mobilizing capital to help governments, corporations, institutions, and individuals around the world achieve their financial goals. At Morgan Stanley Baltimore, we support the Firm’s global Technology, Operations, Risk Management, Legal and Compliance, Internal Audit and Finance divisions. Morgan Stanley has been rooted in the Baltimore community since 2003. Our talented and diverse team is one of the largest in the U.S. outside of our New York headquarters and home to industry leading cybersecurity innovation with multiple patents and awards. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. There’s ample opportunity to move across the businesses for those who show passion and grit in their work. What You’ll Do In The Role
Serve as a subject matter expert within functional area, working with Team Manager to manage processes, risks and/or projects, proposing and implementing improvements/changes Act as key problem solver for area or expertise, applying detailed knowledge to address unique or novel situations, recognize risks and draw out key issues Coordinate work, train and develop other team members where required, including task allocation, and project contribution. Interface closely with Compliance, Operations Technology, and the relevant Operations business units to ensure compliance with obligations under Rule 17a-13 namely: Perform the quarterly Vault Count to confirm physical securities Perform the Custodial Audit Send Audit Confirmation requests to external counterparties, and/or clients/ brokers to verify open aged positions Perform Security Based Swap Audit for MSCO & MSCS entities What You’ll Bring To The Role
Ability to lead by example, work with drive and determination, and put forward challenging views to senior levels Comprehensive knowledge and understanding of functional area and operational/compliance policies and procedures of their team Ability to operate independently across the majority of day-to-day responsibilities Culture carrier across Operations, embracing the Firm\'s core values and acting as a role model Exceptional organizational skills and a high degree of attention to detail At least 4 years’ relevant experience would generally be expected to find the skills required for this role Details
Auto req ID
456145BR Minimum Education Required
Bachelors Job_Category
Director City
Baltimore State
Maryland Job Code
Operations_ Specialist Affiliate Sponsor
Morgan Stanley
#J-18808-Ljbffr
Team Specialist Risk & Regulatory Control In the Operations division, we partner with business units across the Firm to support financial transactions, devise and implement effective controls and develop client relationships, driving strategic automation solutions by embracing a transformation mindset and challenging the status quo. This is a Team Specialist position at Director level within Risk, Regulatory & Resilience, which performs various independent functions to ensure adequate controls are in place. We do this by providing an integrated risk and control framework to govern, assess, mitigate and manage financial and operational risk in Operations. Morgan Stanley is an industry leader in financial services, known for mobilizing capital to help governments, corporations, institutions, and individuals around the world achieve their financial goals. At Morgan Stanley Baltimore, we support the Firm’s global Technology, Operations, Risk Management, Legal and Compliance, Internal Audit and Finance divisions. Morgan Stanley has been rooted in the Baltimore community since 2003. Our talented and diverse team is one of the largest in the U.S. outside of our New York headquarters and home to industry leading cybersecurity innovation with multiple patents and awards. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. There’s ample opportunity to move across the businesses for those who show passion and grit in their work. What You’ll Do In The Role
Serve as a subject matter expert within functional area, working with Team Manager to manage processes, risks and/or projects, proposing and implementing improvements/changes Act as key problem solver for area or expertise, applying detailed knowledge to address unique or novel situations, recognize risks and draw out key issues Coordinate work, train and develop other team members where required, including task allocation, and project contribution. Interface closely with Compliance, Operations Technology, and the relevant Operations business units to ensure compliance with obligations under Rule 17a-13 namely: Perform the quarterly Vault Count to confirm physical securities Perform the Custodial Audit Send Audit Confirmation requests to external counterparties, and/or clients/ brokers to verify open aged positions Perform Security Based Swap Audit for MSCO & MSCS entities What You’ll Bring To The Role
Ability to lead by example, work with drive and determination, and put forward challenging views to senior levels Comprehensive knowledge and understanding of functional area and operational/compliance policies and procedures of their team Ability to operate independently across the majority of day-to-day responsibilities Culture carrier across Operations, embracing the Firm\'s core values and acting as a role model Exceptional organizational skills and a high degree of attention to detail At least 4 years’ relevant experience would generally be expected to find the skills required for this role Details
Auto req ID
456145BR Minimum Education Required
Bachelors Job_Category
Director City
Baltimore State
Maryland Job Code
Operations_ Specialist Affiliate Sponsor
Morgan Stanley
#J-18808-Ljbffr