Point72
Compliance Analyst, Regulatory and Trading Compliance
Point72, Stamford, Connecticut, United States, 06925
Overview
A Career with Point72’s Compliance Department
The Point72 Compliance department is an industry-leading team of compliance professionals who support global investment and trading activities by establishing and enforcing the firm’s compliance policies, providing real-time advice, and conducting pre- and post-trade surveillance. Our team is essential to Point72’s success and we provide mentorship, a growth path, and the opportunity for a long-term career with us.
What you’ll do
Conduct the firm’s annual compliance audit, and coordinate with internal Compliance colleagues
Develop and maintain a library of exchange rules and regulatory enforcement actions
Review and update certain compliance and trading policies
What’s Required
Bachelor’s degree from an accredited college or university
GPA 3.0 or greater
Exceptional attention to detail, strong organizational skills, and a structured, process-driven approach, with the ability to work independently or collaboratively
Ability to manage and prioritize multiple tasks and see each task to completion
Exceptional reading and writing skills, as well as outstanding communication and interpersonal skills
Commitment to the highest ethical standards
We take care of our people We invest in our people, their careers, their health, and their well-being. When you work here, we provide:
Fully-paid health care benefits
Generous parental and family leave policies
Mental and physical wellness programs
Volunteer opportunities
Non-profit matching gift program
Support for employee-led affinity groups representing women, minorities and the LGBT+ community
Tuition assistance
A 401(k) savings program with an employer match and more
About Point72 Point72 is a leading global alternative investment firm led by Steven A. Cohen. Building on more than 30 years of investing experience, Point72 seeks to deliver superior returns for its investors through fundamental and systematic investing strategies across asset classes and geographies. We aim to attract and retain the industry’s brightest talent by cultivating an investor-led culture and committing to our people’s long-term growth. For more information, visit https://point72.com/.
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The Point72 Compliance department is an industry-leading team of compliance professionals who support global investment and trading activities by establishing and enforcing the firm’s compliance policies, providing real-time advice, and conducting pre- and post-trade surveillance. Our team is essential to Point72’s success and we provide mentorship, a growth path, and the opportunity for a long-term career with us.
What you’ll do
Conduct the firm’s annual compliance audit, and coordinate with internal Compliance colleagues
Develop and maintain a library of exchange rules and regulatory enforcement actions
Review and update certain compliance and trading policies
What’s Required
Bachelor’s degree from an accredited college or university
GPA 3.0 or greater
Exceptional attention to detail, strong organizational skills, and a structured, process-driven approach, with the ability to work independently or collaboratively
Ability to manage and prioritize multiple tasks and see each task to completion
Exceptional reading and writing skills, as well as outstanding communication and interpersonal skills
Commitment to the highest ethical standards
We take care of our people We invest in our people, their careers, their health, and their well-being. When you work here, we provide:
Fully-paid health care benefits
Generous parental and family leave policies
Mental and physical wellness programs
Volunteer opportunities
Non-profit matching gift program
Support for employee-led affinity groups representing women, minorities and the LGBT+ community
Tuition assistance
A 401(k) savings program with an employer match and more
About Point72 Point72 is a leading global alternative investment firm led by Steven A. Cohen. Building on more than 30 years of investing experience, Point72 seeks to deliver superior returns for its investors through fundamental and systematic investing strategies across asset classes and geographies. We aim to attract and retain the industry’s brightest talent by cultivating an investor-led culture and committing to our people’s long-term growth. For more information, visit https://point72.com/.
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