tastylive
Company Name:
tastytrade
Role:
Compliance Associate- Digital Assets
Location:
Chicago, IL – Hybrid (3 days/week in office)
Required Licenses:
Series 7, 63 In this Compliance Associate-Digital Assets role, you will leverage your expertise in blockchain technology and transaction monitoring to identify and investigate suspicious cryptocurrency activity, ensuring our firm’s adherence to regulatory requirements such as AML and KYC. You will work closely with compliance and risk teams to develop and maintain surveillance protocols, utilize advanced blockchain analytical tools, and stay current on evolving industry trends and regulations. This is a critical role for mitigating financial crime risks and supporting the firm’s commitment to regulatory compliance and security. What You’ll Do: Monitor cryptocurrency transactions and blockchain activity for signs of suspicious or illicit behavior Utilize blockchain analytical software to satisfy the Firm's KYT requirements and flag and identify potential risks Investigate and document findings related to suspicious transactions or wallets Work closely with compliance and risk teams to ensure adherence to regulatory requirements such as AML and KYC Develop and maintain surveillance protocols and automate detection processes. Stay updated on the latest cryptocurrency trends, threats, regulations, and enforcement actions Report and escalate suspicious activities to appropriate regulatory or law enforcement agencies as required Provide training and guidance to internal teams on crypto-related compliance risks Who You Are: Strong understanding of blockchain technology and cryptocurrency markets Experience with transaction monitoring tools and blockchain analytics platforms (e.g., Chainalysis, Elliptic) Knowledge of AML, KYC, and financial crime prevention regulations Analytical mindset with attention to detail and the ability to interpret complex data Background in compliance, fraud detection, finance, or cybersecurity is preferred Excellent communication and reporting skills Ability to work independently and as part of a cross-functional team Licensing: Required:
Series 7 and Series 63 (must be active) Preferred:
Series 24 (will be required post-hire within 120 days of the start date) & CAMS Benefits: Performance Bonuses Stock Purchase Options 401k Plan 20 Paid Vacation Days (plus an additional paid vacation day the month of your birthday!) 10 Paid Sick Days Pet Insurance Wellness & Mental Health Programs Charitable Donation Matching Daily catered lunch when in the office Full kitchen with snacks and beverages Shuttle to/from Metra Office located in the West Loop - Chicago's growing center of tech, great cuisine, and high-end bars Salary Range:
$90,000 - $120,000 tastytrade is an equal opportunities employer and welcomes applications from all qualified candidates. We are committed to building a diverse and inclusive workplace and encourage applications from women, people of color, and other underrepresented groups.
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tastytrade
Role:
Compliance Associate- Digital Assets
Location:
Chicago, IL – Hybrid (3 days/week in office)
Required Licenses:
Series 7, 63 In this Compliance Associate-Digital Assets role, you will leverage your expertise in blockchain technology and transaction monitoring to identify and investigate suspicious cryptocurrency activity, ensuring our firm’s adherence to regulatory requirements such as AML and KYC. You will work closely with compliance and risk teams to develop and maintain surveillance protocols, utilize advanced blockchain analytical tools, and stay current on evolving industry trends and regulations. This is a critical role for mitigating financial crime risks and supporting the firm’s commitment to regulatory compliance and security. What You’ll Do: Monitor cryptocurrency transactions and blockchain activity for signs of suspicious or illicit behavior Utilize blockchain analytical software to satisfy the Firm's KYT requirements and flag and identify potential risks Investigate and document findings related to suspicious transactions or wallets Work closely with compliance and risk teams to ensure adherence to regulatory requirements such as AML and KYC Develop and maintain surveillance protocols and automate detection processes. Stay updated on the latest cryptocurrency trends, threats, regulations, and enforcement actions Report and escalate suspicious activities to appropriate regulatory or law enforcement agencies as required Provide training and guidance to internal teams on crypto-related compliance risks Who You Are: Strong understanding of blockchain technology and cryptocurrency markets Experience with transaction monitoring tools and blockchain analytics platforms (e.g., Chainalysis, Elliptic) Knowledge of AML, KYC, and financial crime prevention regulations Analytical mindset with attention to detail and the ability to interpret complex data Background in compliance, fraud detection, finance, or cybersecurity is preferred Excellent communication and reporting skills Ability to work independently and as part of a cross-functional team Licensing: Required:
Series 7 and Series 63 (must be active) Preferred:
Series 24 (will be required post-hire within 120 days of the start date) & CAMS Benefits: Performance Bonuses Stock Purchase Options 401k Plan 20 Paid Vacation Days (plus an additional paid vacation day the month of your birthday!) 10 Paid Sick Days Pet Insurance Wellness & Mental Health Programs Charitable Donation Matching Daily catered lunch when in the office Full kitchen with snacks and beverages Shuttle to/from Metra Office located in the West Loop - Chicago's growing center of tech, great cuisine, and high-end bars Salary Range:
$90,000 - $120,000 tastytrade is an equal opportunities employer and welcomes applications from all qualified candidates. We are committed to building a diverse and inclusive workplace and encourage applications from women, people of color, and other underrepresented groups.
#J-18808-Ljbffr